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The Corporate Transparency Act ("CTA") imposes new federal reporting obligations on certain companies, including information on the beneficial owners of those companies.

Dropbox, Inc., a cloud storage provider whose IPO priced on March 22, 2018 at a market valuation over $8 billion and whose shares were expected to start trading on Nasdaq in late March 2018 ...

The John L. Weinberg Center for Corporate Governance of the University of Delaware recently put on a great program with two very timely and important presentations.

At a recent program, S.E.C. Speaks, Chair White noted that the Commission continues to move forward to complete rulemakings required under the JOBS Act related to exempt offerings.

Signed into law in the final week of last year, the New York Non-Profit Revitalization Act of 2013 is designed to reform the statutory requirements for governance of nonprofit organizations (both not-for-profit corporations and wholly charitable trusts) ...

Here is a rundown of some of Cadwalader's recent work on behalf of clients, including our representing...

The US SEC has announced that it is extending for most "foreign private issuers" the deadline for compliance with the internal controls reporting and certification process mandated by Sarbanes-Oxley Section 404 to July 15, 2006.

How can healthcare organizations build defensible governance frameworks for physician compensation arrangements while navigating the complex regulatory landscape of federal laws? This podcast episode explores the intersection of compliance requirements and strategic goals, examining the critical role of dual-committee oversight and fair market value standards in an era of heightened enforcement.

It is important to understand an investor's funding strategy and what they find appealing.

Welcome to the 2024 Fall/Winter issue of ke kumu. As you read through this issue of our client newsletter, we hope to teach you about some of the laws unique to Hawai'i...

Few issues facing nonprofit organizations these days are as prominent as executive compensation.

On February 11, ESMA published a consultation paper on the implementation of the CRA III Regulation containing draft regulatory technical standards (RTS).

On February 16, 2015, the European Securities and Markets Authority published its annual report on its supervision of credit rating agencies and trade repositories.

On June 29, 2015, ESMA issued a public notice to EU credit rating agency DBRS Ratings Limited for failing to comply with corporate governance, compliance and record-keeping requirements...

On 3 December 2024, Judge Amos Mazzant of the Eastern District of Texas issued a nationwide preliminary injunction with respect to the Corporate Transparency Act (CTA)...

On September 13, 2018, the SEC withdrew two no-action letters issued in 2004 to two proxy advisory firms.

An entrepreneur rarely starts a business without fully vetting the potential product and/or service to be offered by the business and the market...