331 results found

There will be a further opportunity for reform feedback when NZX releases an exposure draft of the proposed new rules.

The Financial Markets Conduct Bill has now been passed and represents a significant achievement for all involved.

The sweep of powers proposed for the new Super Regulator – the Financial Markets Authority - is spelt out in the Financial Markets (Regulators and KiwiSaver) Bill introduced to Parliament during last week. The Bill reflects key policy decisions on the shape of the FMA, with a few surprises.

Discussion of the power, genesis and application of the FMA.

We highlight the main things to look out for in the new regimes of the reform of New Zealand's capital markets law.

Discussion of the power, genesis and application of the FMA.

The Options Paper for the review of the financial advisers regime gives three scenarios, from modest to sweeping reforms.

Significant change to the regulation of collective investment schemes (CISs) may flow from the recently launched Securities Law Review. They get their own chapter in the Ministry of Economic Development’s (MED’s) 200 page discussion document and are the subject of 45 questions for consultation.

Significant change to the regulation of collective investment schemes (CIS) may flow from the Securities Law Review. They get their own chapter in the Ministry of Economic Development’s 200 page discussion document and are the subject of 45 questions for consultation.

Key changes proposed in the draft Financial Markets Conduct Bill.

A look at the Financial Markets Conduct Bill; its scope and direction as it applies to derivatives regulation.

An overview of the Financial Markets Conduct Bill.

MBIE released a Consultation Paper and Exposure Draft of reforms to the regulation of financial advice in New Zealand.

2006 has seen unprecedented change in the financial services sector. It is a full time job to not only adapt to the changes but also to anticipate the developments that are ahead.

An overview of the key components of the exposure draft Financial Markets Conduct Bill.

A Discussion on recent events in anti-money laundering legislations and regulations

The near-final draft of the FMC Regulations deals with concerns raised by KiwiSaver and superannuation scheme providers.