414 results found

From 2014, investment companies may no longer receive or pay commission from or to third parties.

A brief description of the roles for the new commission which has been set up to investigate the structure of the Dutch banking sector.

The Minister of Finance has determined an amount which will be made available for the Relief scheme for life insurers in financial distress.

Managers of investment funds that exclusively manage the assets of pension funds will be subject to the rules of the AIFM Directive, to be implemented in the Netherlands in July 2013.

The Second Chamber has approved a bill introducing a temporary resolution levy.

The EU Council has published its proposals for a single supervisory mechanism for banks in the Eurozone last month.

A brief discussion of the Commission's approval of the three implementing technical standards and six regulatory technical standards in December 2012.

The European Commission has published proposals to strengthen rules against money laundering and terrorist financing.

A summary of adopted delegated regulation supplementing the Directive on Alternative Investment Fund Managers.

The US Federal Reserve and the Office of the Comptroller of the Currency have taken official enforcement actions against JP Morgan Chase.

Allianz SE has agreed to pay USD 12,396,423 to settle charges of violating the US Foreign Corrupt Practices Act.

The Minister of Economic Affairs has informed the Second Chamber about alternative forms of financing.

The Minister of Finance wants to ban commissions for complex and high-impact products from 1 January 2013.

The European Central Bank will start directly supervising 150 of the Eurozone’s largest banks and be closely involved in the supervision of other banks from September 2014.

National banking supervisors in the EU are entitled to information about suspicious clients of banks that are not established in their territory but do provide financial services there from another EU country.

The Financial Markets Amendment Act 2014 is expected to take effect on 1 January 2014. It introduces a general duty of care for financial services providers, but a less extensive one than originally planned.

A Bill will enter into force on 1 July 2012 amending the current rules regarding the expertise required of day-to-day policy makers and supervisory board members at financial undertakings.