Article
Hong Kong
The Prevention of Bribery Ordinance (Cap. 201) (POBO), enacted in 1971, is the primary anti-bribery legislation in Hong Kong and is enforced by the Independent
DLA Piper UK LLP
- Article
Market Misconduct Tribunal: A Guide To Penalties And Other Consequences For Misuse Of Insider Information
The Market Misconduct Tribunal adjudicates cases of insider dealing, market manipulation as a result of improper disclosure of insider information and failure to disclose insider information.
Timothy Loh LLP - Article
Attention All Auditors – The Hong Kong AFRC And The SFC Join Forces To Fight Listed Groups Channelling Funds To Third Parties In Dubious Circumstances
On 13 July 2023, the Securities and Futures Commission (SFC) and the Accounting and Financial Reporting Council (AFRC) (formerly known as the Financial Reporting Council)...Herbert Smith Freehills Kramer LLP - Article
FATF-APG's Mutual Evaluation Of Hong Kong's AML/CFT Regime: Key Takeaways For The Financial Services Sector
On 4 September 2019, the Financial Action Task Force (FATF) and Asia/Pacific Group on Money Laundering (APG) issued the Fourth Round Mutual Evaluation Report of Hong Kong, China (Report).Mayer Brown - Article
Cyber fraud: Assessing options for asset recovery
Common asset recovery options for victims of cyber fraud, when the funds were sent to Hong Kong.Timothy Loh LLP - Article
Criminal Liability - Hong Kong’s Auditors In The Firing Line
On 12 July 2012, the Companies Bill was passed by the Legislative Council marking a significant milestone in the development of Hong Kong’s company law.Clyde & Co - Article
Dirty money and dubious structures: 7 practical insights into the revamped Hong Kong AML/CTF regime
This alert answers the most asked questions about the new anti-money laundering and counter-terrorist financing regime.King & Wood Mallesons - Article
Guide To SFC Enforcement Action: From SFC Investigation Notice To Disciplinary Action, Prosecution & Appeal
The SFC Enforcement Division is responsible for addressing wrongdoing in the securities and futures markets in Hong Kong.Timothy Loh LLP - Article
Be Ready For More Corporate Governance Measures In Hong Kong By 1 January 2022
The Stock Exchange of Hong Kong Limited (the "Exchange") recently published a consultation paper outlining various proposed amendments to the Corporate Governance Code and Corporate Governance Report...Mayer Brown - Article
Representing Financial Institutions In Multi-jurisdictional Anti-money Laundering Investigations
Multi-jurisdictional investigations present numerous challenges and require careful management of the risks that arise. This chapter provides an overview of the issues that may occur throughout the duration...Herbert Smith Freehills Kramer LLP - Article
Anti Money Laundering Comparative Guide
Anti Money Laundering Comparative Guide for the jurisdiction of Hong Kong, check out our comparative guides section to compare across multiple countriesMayer Brown
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