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In the underlying scenario, we assume that the father of our client (hereinafter "The CLIENT") died several years ago. The deceased set up a Hong Kong COMPANY with another person from Germany (hereinafter "The DEFENDANT"), and The DEFENDANT is acting as the director of the company. The name of the COMPANY shall be "Hong Kong Co. Ltd." (hereinafter "The COMPANY"), and the deceased is still registered as shareholder of The COMPANY.

The SFC has prioritized listed company malfeasance for enforcement action. As a result, listed companies and their directors will come under increasing scrutiny as to how they manage material non-public price sensitive information.