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  • Article

    Shepherd And Wedderburn Supports Advanta Wealth With The Next Stage Of Its Growth Plans

    Shepherd and Wedderburn has supported financial planning and wealth management business Advanta Wealth, based in Glasgow and London, with the next stage of its growth plans.
    United KingdomWealth Management
    Shepherd and Wedderburn
    Shepherd and Wedderburn
  • Article

    UK Regulations Implementing Parts Of The Prospectus Regulation Published

    On June 29, 2018, the Financial Services and Markets Act 2000 (Prospectus and Markets in Financial Instruments) Regulations 2018, dated June 27, 2018, was laid before Parliament.
    European UnionCorporate/Commercial Law
    A&O Shearman
A&O Shearman
  • Article

    Association For Financial Markets In Europe And European Association For Independent Research Providers Publish Guidance For Unconnected Analysts Seeking To Access Information About Prospective Issuers

    On 20 August 2018, the Association for Financial Markets in Europe and the European Association for Independent Research Providers published guidance for unconnected analysts ...
    European UnionFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    At Last, The UK And EU Are Due To Begin Active Post-Brexit Cooperation On Financial Services Matters

    On 19 May 2023, the UK and the EU Commission published a jointly agreed text of a draft memorandum of understanding (MoU) on regulatory cooperation in financial services triggered, it seems...
    European UnionFinance and Banking
    K&L Gates
    K&L Gates
  • Article

    Brexit Legislation Published Establishing A Temporary Permissions Regime For EEA Firms Passporting Into The UK

    On November 6, 2018, the EEA Passport Rights (Amendment, etc., and Transitional Provisions) (EU Exit) Regulations 2018 were made on November 6, 2018.
    European UnionFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    Changes To Trading Rules Now Effective Under New Financial Services And Markets Act 2023

    The Financial Services and Markets Act 2023 ("FSMA 2023") became law on 29 June 2023, with its principal objective stated in Section 1 being the revocation and replacement...
    European UnionFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Developments In EU Anti-Money Laundering Regulation – The MLD5

    On 9 July 2018, the 5th Anti-Money Laudering Directive (MLD5) entered into force.
    European UnionFinance and Banking
    Dentons
    Dentons
  • Article

    EBA Publishes Information On 2014 EU-Wide Bank Stress Test

    The EBA published its methodology and the scenarios for the EU-wide stress test to be conducted on a sample of 124 EU banks.
    European UnionFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    EU And UK To Establish Technical Working Group For Risk Management Around Brexit

    On April 27, 2018, the European Commission and HM Treasury announced that the ECB and the Bank of England will establish a technical working group on risk management ...
    European UnionFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    EU Authority Urges UK Financial Institutions To Apply For EU Authorizations Now

    On July 12, 2018, the European Securities and Markets Authority issued a public statement urging U.K.-based financial institutions to prepare for a hard Brexit.
    European UnionFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    European Banking Authority Mediates Disagreement On Two Cross-Border Banking Groups' Resolution Plans

    On June 18, 2018, the European Banking Authority has published a redacted Decision on the disagreement between the Single Resolution Board and the National Bank of Romania ...
    European UnionFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    European Banking Authority Reports On Compensation Trends In EU Credit Institutions And Investment Firms

    On April 10, 2018, the EBA published a report entitled "Benchmarking of remuneration practices at the European Union level and data on high earners."
    European UnionFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    Final Draft EU Technical Standards On Securitization Risk Retention Requirements

    July 31, 2018, the EBA published a final report and final draft RTS under the EU Securitization Regulation (or STS Regulation) on the risk retention requirements for originators ...
    European UnionFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    First UK Statutory Instrument Made Under The European Union (Withdrawal Act) 2018

    On July 3, 2018, the European Union (Withdrawal) Act 2018 (Commencement and Transitional Provisions) Regulations 2018 were made.
    European UnionFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    Navigating 2019

    As a tumultuous 2018 drew to a close, EU policymakers responsible for the direction of the Eurozone, Banking Union and Capital Markets Union issued their policy and supervisory priorities along with various action plans for 2019
    European UnionFinance and Banking
    Dentons
    Dentons
  • Article

    Relocating Financial Services Operations Due To Brexit?

    This Background Briefing collates recent Eurozone Hub coverage on the EU's supervisory principles on relocations (SPoRs) ...
    European UnionFinance and Banking
    Dentons
    Dentons
  • Article

    Securitisation Type Technology Showing A Glimpse Of Its Mettle

    It would be fair to say that when it comes to securitisation, I have always been very upbeat about the huge potential of this technology and the integral role that it can play.
    European UnionFinance and Banking
    Reed Smith (Worldwide)
    Reed Smith (Worldwide)
  • Article

    UK Government Publishes Guidance On Proposals To Onshore Primary Markets Legislation For Brexit

    On November 21, 2018, HM Treasury published explanatory guidance on a draft statutory instrument, the Official Listing of Securities, Prospectus and Transparency (Amendment) (EU Exit) Regulations 2019.
    European UnionFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    Brexit Legislation

    As the U.K. prepares to leave the EU — with or without a "deal" — at 11 pm on 29 March 2019, the U.K. Government has published a whole raft of draft secondary legislation to onshore EU legislation.
    European UnionGovernment, Public Sector
    A&O Shearman
    A&O Shearman
  • Article

    Stark Warning Or Smart Positioning?

    This guidance replaced the EU Commission's previous notice dated November 21, 2017.
    European UnionGovernment, Public Sector
    Dentons
    Dentons
  • Showing 921–940 of 9076 results

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