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On 24 March 2025, the European Commission adopted Delegated Regulation supplementing Regulation (EU) 2022/2554 (DORA) with regard to regulatory technical standards specifying the elements...

We have advised on the launch of a significant number of evergreen funds in recent years, particularly in the private credit space.

The highly anticipated FCA Consultation Paper (CP17/25) on the extension of the Senior Managers and Certification Regime (SMCR) to all financial services firms was released yesterday, 26 July 2017.

The FCA has today written to the UK's major retail banks, asking them to provide evidence of how they have arrived at their new overdraft interest rates...

In a speech at Bloomberg London, UK Financial Conduct Authority ("FCA") Chief Executive Andrew Bailey discussed (i) the sustainability of the London Interbank Offered Rate ("LIBOR")...

The deadline for stakeholders to submit a response was in January 2022.

The Financial Conduct Authority (FCA) has today published its most recent paper on non-financial misconduct (NFM), clarifying its expectations on bullying and harassment in financial services.

The UK's Financial Conduct Authority has today fined Starling Bank £28,959,426 for sanctions compliance failings.

The FCA has published finalised guidance on inducements for product providers and advisory firms following its consultation (GC13/05) in September 2013.

On 14 December 2017, the FCA announced that it had fined an AIM company for failing to inform the market of inside information as required by Article 17(1) of MAR.

The FCA has launched a bundle of far reaching initiatives including a consultation on professional and retail categorization rules and the conflicts regime...

These provisions governed market abuse at the time the offences to place, prior to the introduction of the Market Abuse Regulation in 2016.

The Financial Conduct Authority issued a consultation paper on the regulation of crowdfunding activities in the UK, in advance of assuming the responsibility for regulating consumer credit in the UK (previously the remit of the Office of Fair Trading).

In its quarterly consultation paper (CP17/6) published on 3 March 2017, the FCA proposed specific amendments to the Prospectus Rules in anticipation of the entry into force of the new Prospectus Regulation.

The FCA published a discussion paper on how firms use dealing commission, the charges paid by consumers for executing trades and conducting external research.

According to reports, the UK Financial Conduct Authority ("FCA") does not believe that moving a legacy swap contract from LIBOR to an alternative reference rate would represent a material amendment...

Following on from the (then) FSA’s 'Dear CEO' Letter of December 2012 on outsourcing arrangements in the asset management sector and the subsequent meetings that the FCA held with the industry, the FCA has published a Report (TR13/10) summarising its thematic work on outsourcing in the asset management industry involving a sample of 17 asset management firms, including three hedge fund managers.