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On the 8th December 2022, the Financial Conduct Authority ("FCA") made changes to Chapter 12 of the Supervision Manual (SUP 12) of the FCA Handbook, which is concerned with the appointed...

The UK's Treasury has published its consultation response on "Financial promotion exemptions for high net worth individuals and sophisticated investors" alongside the draft Statutory...

PRIIPs rules, guidance and technical standards are aimed at protecting retail investors in these packaged products ..

The roundtable was led by Steve Baker, MP and Treasury Select Committee member. Shanker Singham, chairman of the Legatum Institute Special Trade Commission, also participated.

The UK Financial Conduct Authority's (FCA) recent Court of Appeal victory emphasizes the importance of robust conflicts of interest policies, requiring firms to ensure effective conflict mitigation measures and provide clients with clear disclosures.

The Court of Appeal has found that the FCA breached section 393 of the Financial Services and Markets Act 2000 ("FSMA")...

Persons appointed as a deputy by the Court of Protection are reporting difficulty dealing with employees of financial service providers, utility companies and local authorities, say experts.

The FCA has sent a letter to BIPRU investment firms explaining that they will need to determine whether they will be subject to CRD III or CRD IV rules from 1 January 2014.

On the 25th of January 2019, the CSSF issued Press Release 19/05 addressing the delegation of investment management and/or risk management activities to undertakings ...

Expectations of Finance are changing.

In September, the government announced a manifesto-breaking tax increase that would fund social care reforms and solve the NHS backlog caused by COVID.

The EU's Digital Operational Resilience Act (DORA) is ushering in significant changes to the way financial firms and their suppliers must operate, and organisations have just over 12 months to become fully compliant.

The announcement by Andrew Bailey (Chief Executive of the FCA) last year that the FCA would no longer compel or encourage panel banks to contribute quotations for the purposes of calculating LIBOR ...

The Court granted Suremime permission to amend its Particulars of Claim to plead the allegations in tort, but not in contract.

On October 31, 2016, the EBA published a report ("EBA-OP-2016-18") on the appropriate point for the target level for resolution financing arrangements.

The EMEA NextGen team will host a joint FFA NextGen and NextGen IR panel event on March 21 to discuss fundraising trends, financing needs...

On January 27, 2015, HM Treasury published the Financial Services and Markets Act 2000 (Regulation of Auditors and Actuaries) (PRA Specified Powers) Order 2015 (the "Order") together with an explanatory memorandum.