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  • Article

    Lender-on-lender Violence: Could US-style Liability Management Techniques Be Applied In The European Market?

    Business restructuring partner Matthew Czyzyk, finance partners Aditya Khanna and Alex Robb, and business restructuring associate Natalie Raine and I recently authored an article...
    GlobalFinance and Banking
    Ropes & Gray
    Ropes & Gray
  • Article

    Maturity Of Customer Data In Banks And Insurance Companies

    Today, across all sectors, personalization of customer journey and experience has become fundamental due to new customer expectations but also from a business point of view.
    GlobalFinance and Banking
    Wavestone
    Wavestone
Article

The FRC And Enforcement Action - What Next?

Over the last year, three key reports have been published on the future of the audit and accountancy professions
United KingdomAccounting and Audit
Herbert Smith Freehills Kramer LLP
Herbert Smith Freehills Kramer LLP
  • Article

    European Commission Proposes New EU Regime On Market Abuse

    On 20 October, the Commission issued a proposal for a new Market Abuse Regulation (MAR) to replace the Market Abuse Directive 2003/6.
    United KingdomAntitrust/Competition Law
    Dundas & Wilson
    Dundas & Wilson
  • Video

    Ahead Of The Curve: Consumer Duty – Is The Future Brighter For Wholesale Firms? (Video)

    In July, the Chancellor of the Exchequer tasked the FCA with assessing the impact of Consumer Duty on wholesale activity, "to ensure that regulators are really regulating for growth".
    United KingdomConsumer Protection
    A&O Shearman
    A&O Shearman
  • Article

    From Assistant To Agent: Navigating The Legal And Regulatory Shifts In AI-driven Commerce

    AI Agents are transforming commerce by autonomously selecting goods, comparing prices, and initiating payments on behalf of consumers. This briefing explores the complex regulatory challenges and opportunities that agentic commerce presents for businesses, from contract formation and payment regulation to consumer protection and strategic partnerships.
    United KingdomConsumer Protection
    A&O Shearman
    A&O Shearman
  • Video

    Episode 10: Unlock The Secret To A Successful Exit (Video)

    Join Jonathan Boyers, Head of Alvarez & Marsal Corporate Finance, and Chris Maguire, Executive Editor of BusinessCloud, as they sit down to interview Martin Port, Founder, Chairman and CEO of Build Concierge.
    United KingdomCorporate/Commercial Law
    Alvarez & Marsal
    Alvarez & Marsal
  • Article

    FSA Impose Record Fine Following Anti-Bribery Failings

    The Financial Services Authority announced on July 21 that it had fined Willis Limited £6.9million for failings in its anti-bribery and corruption systems and controls.
    United KingdomCorporate/Commercial Law
    DMH Stallard LLP
    DMH Stallard LLP
  • Article

    LegalLingo: The Characteristics Of Buyout Funds

    Being an aspiring commercial lawyer often means being confronted by complex, often abstract, concepts. This can result in a wall of jargon, which students and trainees often find difficult to understand.
    United KingdomCorporate/Commercial Law
    Ropes & Gray
    Ropes & Gray
  • Article

    M&A Part 1: Structuring And Strategy

    15th Annual London Finance and Capital Markets Tax Conference, The Savoy, London, England...
    United KingdomCorporate/Commercial Law
    Bär & Karrer Ltd.
    Bär & Karrer Ltd.
  • Article

    Navigating Brexit: What Funds Should Look Out For As The Dust Begins To Settle

    As a result of Brexit, UK-regulated firms will already have grappled with loss of passporting and equivalence measures, and the need to navigate national regimes and relocate staff.
    United KingdomCorporate/Commercial Law
    Proskauer Rose LLP
    Proskauer Rose LLP
  • Article

    News Digest 28/08/15: CitiGroup Fined And HSBC IT Glitch Affects Thousands

    The Securities and Exchanges Commission (SEC) has fined CitiGroup $15 million for compliance and surveillance failures.
    United KingdomCorporate/Commercial Law
    ICSA
    ICSA
  • Article

    Regulator's Chief Executive Comments On Role In M&A Transactions

    On December 7, 2023, the Regulator published the text of a speech recently given by its chief executive, Nausicaa Delfas, to the UK Finance Corporate Finance Committee dinner.
    United KingdomCorporate/Commercial Law
    Norton Rose Fulbright Hong Kong
    Norton Rose Fulbright Hong Kong
  • Article

    Regulatory Focus – February 2019

    ESMA report on accepted market practices and other publications.
    United KingdomCorporate/Commercial Law
    Duff and Phelps
    Duff and Phelps
  • Article

    Regulatory Trends Report 2018

    Welcome to the latest edition of Clyde & Co's annual Regulatory Trends report.
    United KingdomCorporate/Commercial Law
    Clyde & Co
    Clyde & Co
  • Article

    Remuneration Consultants’ Group Publishes Biannual Review Of The Code Of Conduct And The Annual Review Of Its Effectiveness And Implementation

    The Remuneration Consultants’ Group published its annual review of the effectiveness of its Code of Conduct.
    United KingdomCorporate/Commercial Law
    A&O Shearman
    A&O Shearman
  • Article

    Shearman & Sterling Contributes To Global Legal Insights: Initial Public Offerings Laws And Regulations 2019

    Attorneys from Shearman & Sterling's New York, London and Paris Capital Markets and Mergers & Acquisitions practices have contributed to Global Legal Insights: Initial Public Offerings Laws and Regulations 2019.
    United KingdomCorporate/Commercial Law
    A&O Shearman
    A&O Shearman
  • Article

    Shepherd And Wedderburn Acts For Management Team In The Acquisition Of Murray Machinery Ltd

    We are delighted to have supported the management team of Graeme Duncan and James Burnett in connection with their acquisition of Murray Machinery Ltd. Established at Tarves, near Aberdeen,...
    United KingdomCorporate/Commercial Law
    Shepherd and Wedderburn
    Shepherd and Wedderburn
  • Article

    UK Financial Conduct Authority Consults On Guidance Under The Extended Senior Managers Regime

    On October 11, 2018, the FCA published a consultation paper on proposed guidance on the Statement of Responsibilities (SoR) ...
    United KingdomCorporate/Commercial Law
    A&O Shearman
    A&O Shearman
  • Article

    UK Financial Reporting Council Confirms Commitment To Enforcement

    As preparations continue for the overhaul of regulatory arrangements relating to corporate reporting in the UK, the Financial Reporting Council (FRC) continues to emphasise its high expectations
    United KingdomCorporate/Commercial Law
    Ropes & Gray LLP
    Ropes & Gray LLP
  • Showing 621–640 of 9076 results

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