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The attempted manipulation of the London Interbank Offered Rate (LIBOR), the Madoff fraud, Payment Protection Insurance (PPI) mis-selling and numerous cases of ‘rogue’ trading have revealed poor risk management and questionable values and behaviours within the industry.

Non-EU fund managers that have notified their funds for marketing under the national private placement regime in the Netherlands have until now been exempt from Annex IV reporting obligations...

On May 8, 2018, the European Central Bank published a report on the thematic review on effective risk data aggregation and risk reporting. The ECB launched the thematic review in 2016 ...

On 11 July 2014, the FCA and PRA published the final Terms of Reference for the review into the failure of HBOS plc.

On April 25, 2022, the UK Financial Conduct Authority provided an important update relating to the future of the London Inter-Bank Offered Rate benchmark.

David Saunders and Gunner Burkhart have been appointed as senior advisers at the FCA.

The FCA has published a final notice prohibiting inter-dealer broker Anthony Verrier, a former senior executive at BGC Brokers LP from performing any function relating to any regulated activity because it considers that he is not a fit and proper person due to concerns over his integrity.

On June 17, 2015, the Financial Conduct Authority issued a call for input, asking two specific questions on digital and mobile solutions for financial services...

In early 2023, the FCA released a discussion paper seeking to encourage industry-wide dialogue on financial services firms' sustainability-related governance, incentives, and competence.

The FCA published a document setting out considerations for firms thinking about using third-party technology (off-the-shelf) banking solutions.

The FCA has published a new webpage setting out information for certain investment firms that may qualify to remain under the existing rules in the Prudential sourcebook for Banks, Building Societies and Investment Firms (BIPRU) from 1 January 2014, rather than moving to the rules under the FCA's new Prudential sourcebook for Investment Firms (IFPRU) (which will transpose the relevant provisions of CRD IV).

In this week's FFF: Industry Conversations, Jeremy Cross, a Cadwalader partner and member of our LIBOR Preparedness Team in London, discusses the state of play and issues around the proposed...

On February 23, 2016, HM Treasury published the Financial Services (Banking Reform) Act 2013 (Designated Representative Bodies) Order 2016 together with an explanatory memorandum. Under the Financial Services (Banking Reform) Act 2013.

Milbank LLP advised the joint Bookrunners in connection with the issuance by Vivion Investments S.à r.l. of €300 million 3.50% Senior Notes due 2025.

The Financial Conduct Authority (FCA) has issued a consultation paper (CP16/16) on minor amendments to its Mortgages and Home Finance: Conduct of Business (MCOB) rules relating to mortgage borrowers with a payment shortfall.

The third episode of Regulation in Focus, our podcast series of short, sharp insights into regulatory issues that matter to you, features Katherine Dillon and Emma Reid

On October 6, 2014, the Prudential Regulation Authority ("PRA") published a discussion paper on ensuring operational continuity in resolution in banks, building societies and investment firms regulated by the PRA.

This week, the FSA and the Bank of England published two papers setting out the PRA's approach to the supervision of banks and insurance companies.