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  • Article

    UK FCA Confirms The Circumstances In Which It May Make Public Announcements About Live Investigations

    We discussed in an earlier blog that the United Kingdom's Financial Conduct Authority has axed proposed "name and shame" rules, retaining only an ability to make a public announcement about an investigation in "exceptional circumstances".
    European UnionFinance and Banking
    K&L Gates
    K&L Gates
  • Article

    Operational Resilience: What's Next?

    We have updated our Operational Resilience timeline to include key recent developments. Operational resilience is the ability to ‘prevent, adapt, ...
    GlobalFinance and Banking
    Herbert Smith Freehills Kramer LLP
    Herbert Smith Freehills Kramer LLP
Video

Webinar: Recent Global Private Capital Developments From A Channel Islands Perspective

Mourant host this Mondaq webinar discussing: 'Recent Global Private Capital Developments from a Channel Islands Perspective'.
GlobalWealth Management
Mourant
Mourant
  • Article

    Financial Conduct Authority Proposes Amending Its Guidance On Delaying Disclosure Of Inside Information

    On November 20, 2015, the FCA published proposals to amend its guidance on when an issuer can delay disclosure of inside information under the FCA's Disclosure and Transparency Rules.
    United KingdomCorporate/Commercial Law
    A&O Shearman
    A&O Shearman
  • Article

    Government Launches New Strategy To Spread Philanthropy Across The UK

    The UK government has unveiled a comprehensive strategy to democratize philanthropy across the nation, backed by £1 million in funding and a network of regional advisers. This initiative aims to bridge the gap between philanthropists and local communities, ensuring charitable giving reaches every corner of the country through enhanced collaboration and expert guidance.
    United KingdomCorporate/Commercial Law
    Withers LLP
    Withers LLP
  • Article

    UK Regulators Ask Large Banks And Insurers For LIBOR Transition Plans

    On September 19, 2018, the Prudential Regulation Authority and the FCA published letters addressed to the CEOs of the largest banks ...
    United KingdomCorporate/Commercial Law
    A&O Shearman
    A&O Shearman
  • Article

    UK Government Publishes Draft Legislation On Criminal Sanctions For Insider Dealing And Market Manipulation In The Wholesale Energy Markets

    The DECC acknowledges that it may be necessary to review the UK criminal sanctions regime to align the penalties with UK financial markets legislation for similar offences.
    United KingdomCriminal Law
    A&O Shearman
    A&O Shearman
  • Article

    DB Scheme Funding: Regulator's New DB Funding Code Of Practice Comes Into Force

    Effective November 12, 2024, the DB Funding Code consolidates guidance on valuation and funding requirements with new strategies for long-term funding and investment, streamlining compliance for defined benefit pension schemes.
    United KingdomEmployment and HR
    Norton Rose Fulbright Hong Kong
    Norton Rose Fulbright Hong Kong
  • Article

    FCA Publishes Policy Statement On Broadening Retail Access To Long-Term Asset Fund

    On June 29, 2023, the FCA published a policy statement on broadening the range of investor access to the long-term asset fund (LTAF) and setting out final rules...
    United KingdomEmployment and HR
    Norton Rose Fulbright
    Norton Rose Fulbright
  • Article

    UK Regulator Highlights Role Of Remuneration Committee Chair As A Senior Manager

    On November 1, 2018, the U.K. FCA published a letter (dated August 20, 2018) addressed to the Chair of the Remuneration Committee of banks and large investment firms ...
    United KingdomEmployment and HR
    A&O Shearman
    A&O Shearman
  • Article

    MATcelerate ZERO - A Material Way To Address Climate Change

    I recently heard about MATcelerate ZERO at the IP4U event, and really liked the concept. As the name suggest, MATcelerate ZERO aims to speed up the development of MATerials research...
    United KingdomEnvironment
    Marks & Clerk
    Marks & Clerk
  • Article

    An Interview With City AM Discussing The Evolving Landscape Of Private Capital And Capital Solutions (Video)

    Private capital markets are evolving rapidly as businesses seek alternative financing beyond traditional bank lending. Mark Evans of Mayer Brown discusses how private credit providers, hybrid capital structures...
    United KingdomFinance and Banking
    Mayer Brown
    Mayer Brown
  • Article

    Bank Of England Announces Publication Date For Results Of 2015 Stress Test

    On September 28, 2015, the Bank of England announced the timetable for publication of the results of the 2015 UK stress test, which aims to evaluate the resilience of the UK banking system.
    United KingdomFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    Bank Of England Publishes Guidance On Traded Risk Methodology For Stress Test Of UK Banking System Together With Traded Risk And Structured Finance Scenario

    This is a "tail risk" scenario, designed to assess the resilience of banks to deterioration in global economic conditions.
    United KingdomFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    Capital Buffers And Macro-Prudential Measures Amendment Regulations Published

    On January 13, 2015, HM Treasury published the Capital Requirements (Capital Buffers and Macro-prudential Measures) (Amendment) Regulations 2015 together with an explanatory memorandum.
    United KingdomFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    CBI Brexit Update On Investments By UCITS And Retail Investor AIFS In UK Funds

    1.Whether UK UCITS, which at that point will become UK AIFs, should be identified in Central Bank guidance as a category of investment fund in which UCITS and Retail Investor AIFs may invest.
    United KingdomFinance and Banking
    Maples Group
    Maples Group
  • Article

    Date Of UK Stress Test Results Announced

    On October 3, 2016, the Bank of England announced that the results of the UK 2016 banking stress test would be reported to the relevant firms involved on November 29, 2016 and published on November 30, 2016.
    United KingdomFinance and Banking
    A&O Shearman
    A&O Shearman
  • Video

    Deloitte Cyber Risk: Financial Services Industry (Video)

    Cyber threats are on the rise and financial services are amongst the most heavily targeted.
    United KingdomFinance and Banking
    Deloitte
    Deloitte
  • Article

    Department For Business Innovation & Skills Issues Guidance On Whistleblowing

    On March 20, 2015, the Department for Business Innovation & Skills published guidance for employers and prescribed persons regarding whistleblowing.
    United KingdomFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    Dopamine Financed Series ‘Granite Harbour' Airing This Friday 2 December On BBC One And BBC IPlayer

    Preiskel & Co's Peter Dally, Xavier Prida and Maria Constantin advised Dopamine, a Mexican premium production company, on the association with Eccho Rights and LA Productions for the upcoming three-part drama series ‘Granite Harbour'.
    United KingdomFinance and Banking
    Preiskel & Co
    Preiskel & Co
  • Showing 481–500 of 9076 results

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