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On December 17, 2015, an amending Order was published which stops certain provisions of the Senior Manager & Certification Regime from coming into effect on March 7, 2016...

On August 14, 2015, the Prudential Regulation Authority published a consultation paper on proposals to transfer additional parts of the PRA rules that are in the FS Handbook into the stand-alone PRA Rulebook.

On December 5, 2016, the Prudential Regulation Authority published a Statement of Policy setting out its approach to the implementation of the systemic risk buffer.

On May 27, 2015, the PRA published a policy statement on ring-fencing rules concerning legal structure, governance and continuity of services and facilities.

The improper transfers impacted Raphaels' regulatory capital in that it had large exposures to one group company.

On October 31, 2018, the U.K. PRA published an information document entitled "Ring-fencing: Summary of regulatory reporting requirements."

On March 17, 2015, the Financial Conduct Authority issued a press release and final notice announcing that it has banned a former Rabobank trader, Paul Robson, from the UK financial services industry...

On September 3, 2015, the FCA issued a consultation paper on the implementation of the Undertaking for Collective Investment in Transferable Securities V Directive and other changes to the FCA Handbook that affect investment funds.

On February 24, 2015, the Financial Conduct Authority imposed a fine of £17.6 million on Aviva Investor Global Services Ltd for failing to manage conflicts of interest fairly between its customers, and between itself and its customers.

On March 4, 2016, the PRA published a consultation paper proposing amendments to the Depositor Protection Part of the PRA Rulebook and a new Statement of Policy in relation to the Financial Services Compensation Scheme...

On March 29, 2016, the PRA published proposals on minimum standards for firms when underwriting buy-to-let contracts.

On May 19, 2016, the FCA published initial feedback on the recovery plans submitted by investment firms regulated by it.

On March 23, 2015, the Prudential Regulation Authority published its policy statement and first set of final rules on strengthening individual accountability in banking and insurance.

On March 16, 2015, the FCA published its guidance consultation on risks to customers from performance management at firms.

On February 24, 2017, the Prudential Regulation Authority launched a consultation on proposed changes to the Pillar 2A capital framework.

On February 19, 2016 the FCA published proposed guidance on enforcing security under the Consumer Credit Act and when a default notice is required to be issued.

On January 20, 2016, the PRA and FCA announced the launch of their new joint initiative, the New Bank Start-up Unit, which will provide information and support to newly authorized banks and those wishing to become a new bank in the United Kingdom.

The fine would have been £69,500,000 were it not for a 30% discount for early settlement.