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  • Article

    AFM Imposes Fine On CEO For Disclosure Of Inside Information During A Closed Meeting

    The AFM has imposed a EUR 200,000 fine on the CEO of Schuitema for disclosing inside information in violation of the Financial Markets Supervision Act.
    United KingdomFinance and Banking
    De Brauw Blackstone Westbroek
    De Brauw Blackstone Westbroek
  • Article

    Amending Legislation On Application Of The Banking Act 2009 To UK-Based CCPs And Clearing Houses

    On February 24, 2015, secondary legislation was enacted which amends the Financial Services and Markets Act 2000 (Over the Counter Derivatives, Central Counterparties and Trade Repositories) Regulations 2013.
    United KingdomFinance and Banking
    A&O Shearman
A&O Shearman
  • Article

    Bank Of England Consults On Proposed Approach To Removing Impediments To Resolvability

    On May 22, 2015, the BoE launched a consultation on its proposed approach for exercising its power to direct firms to address impediments to resolvability under the Banking Act 2009, including a proposed Statement of Policy.
    United KingdomFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    Bank Of England Launches New Framework To Test For Cyber Vulnerabilities

    The Bank of England launched a new framework to help identify areas where the financial sector could be vulnerable to sophisticated cyber-attack.
    United KingdomFinance and Banking
    Orrick
    Orrick
  • Article

    Bank Of England Publishes Annual Report On Supervision Of Financial Market Infrastructures

    On March 11, 2015, the Bank of England published its annual report on the supervision of Financial Market Infrastructures.
    United KingdomFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    Bank Of England Publishes Consolidated Version Of Rules For Recognized Clearing Houses

    RCHs that are also CCPs must comply with domestic requirements as well as EMIR. All UK RCHs must comply with the BoE rules.
    United KingdomFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    Banking Litigation Podcast Episode 34: Monthly Update – May/June 2022

    We have just released our monthly update podcast, in which we discuss and debate the key recent judgments likely to be of interest to financial institutions.
    United KingdomFinance and Banking
    Herbert Smith Freehills Kramer LLP
    Herbert Smith Freehills Kramer LLP
  • Article

    Capital Allowances

    Capital allowances: full expensing: As announced at Spring Budget 2023, the government will legislate in Spring Finance Bill 2023 to introduce full expensing for the next three years...
    United KingdomFinance and Banking
    NAZALI Attorney Partnership
    NAZALI Attorney Partnership
  • Article

    Complaints Commissioner Decides Against The FSA

    The Complaints Commissioner published a decision on a complaint that the FSA failed to act fairly, as required under the Financial Services and Markets Act.
    United KingdomFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    Consultation On Money Laundering Obligations In The Private Equity Sector

    On October 28, 2014, the UK Joint Money Laundering Steering Group published a consultation on a proposed guide to money laundering obligations in the private equity sector.
    United KingdomFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    Dame Clara Furse Leaves The UK's Financial Policy Committee

    On November 1, 2016, the BoE announced that Dame Clara Furse had stepped down as an external member of the Financial Policy Committee.
    United KingdomFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    Dawn Of A New Era For The City?

    The banking sector and financial institutions are waiting with bated breath regarding potential news of de-regulation in the City.
    United KingdomFinance and Banking
    Marks & Clerk
    Marks & Clerk
  • Video

    Dealing With Bank Assets - Issuer Services: Transferability

    Continuing our series of dealing with bank assets, we're looking today at some of the issues around the transferability of issuer services businesses in banks.
    United KingdomFinance and Banking
    Norton Rose Fulbright
    Norton Rose Fulbright
  • Article

    Do You Charge Different Amounts For Membership Depending On Payment Method?

    The Consumer Rights (Payment Surcharges) Regulations 2012 ('the Regulations') as amended by the Payment Services Regulations 2017 contain an absolute prohibition ...
    United KingdomFinance and Banking
    Withers LLP
    Withers LLP
  • Podcast

    Edinburgh Reforms: HM Treasury Policy Statement And Retained EU Financial Services Law (Podcast)

    In this podcast Simon Lovegrove briefly discusses the Government's approach to repealing retained EU financial services law ..
    United KingdomFinance and Banking
    Norton Rose Fulbright
    Norton Rose Fulbright
  • Podcast

    Edinburgh Reforms: Ring Fencing (Podcast)

    In this podcast Simon Lovegrove and Jochen Vester cover the government's proposals so far for reforming the UK's ring fencing regime.
    United KingdomFinance and Banking
    Norton Rose Fulbright
    Norton Rose Fulbright
  • Article

    Enforcement Action By The FCA Is On The Rise

    In 2014, there was an increase by 20 percent in open investigations by the UK’s Financial Conduct Authority (FCA).
    United KingdomFinance and Banking
    Reed Smith (Worldwide)
    Reed Smith (Worldwide)
  • Video

    Family Offices Managing Investments (Video)

    Jeremy Arnold discusses the choices available to a family office as to how it chooses to manage investments on behalf of a family which may vary from a ‘light touch' approach to much more heavily invested, requiring a much higher skill set.
    United KingdomFinance and Banking
    Withers LLP
    Withers LLP
  • Article

    FCA Enforcement Action Overview

    Reed Smith's Enforcement Action by the FCA 2016 is a useful overview of enforcement action taken by the FCA in 2016.
    United KingdomFinance and Banking
    Reed Smith (Worldwide)
    Reed Smith (Worldwide)
  • Article

    FCA Publishes Feedback Statement On Protection For Long-Term Asset Funds

    On October 30, 2023, the FCA published a feedback statement on coverage under the Financial Services Compensation Scheme for long-term asset funds (LTAFs).
    United KingdomFinance and Banking
    Norton Rose Fulbright Hong Kong
    Norton Rose Fulbright Hong Kong
  • Showing 41–60 of 9071 results

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