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  • Article

    Prudential Regulation Authority Publishes Final Rules On Contractual Stays In Financial Contracts Governed By Third-Country Law

    On November 13, 2015, the PRA published its Policy Statement, including final rules, and Supervisory Statement on contractual stays in certain financial contracts governed by third-country law.
    United KingdomFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    Prudential Regulation Authority Publishes Revised Rules For Depositor And Dormant Account Protection

    The Policy Statement includes the amended rules for the Depositor Protection and Dormant Account Scheme rules in the PRA Rulebook.
    United KingdomFinance and Banking
    A&O Shearman
A&O Shearman
  • Article

    Real Estate Tip Of The Week: The Trouble With Mortgages Of Part

    It's common for developers and other landowners to grant to their lenders mortgages of part of the property they own.
    United KingdomFinance and Banking
    DAC Beachcroft LLP
    DAC Beachcroft LLP
  • Podcast

    Regulation Tomorrow Plus: ESG Insight Series (Podcast)

    In the second of our financial services ESG insight series, Haney Saadah covers three recent Regulation Tomorrow blogs that caught his eye: the Bank of England report on climate-related...
    United KingdomFinance and Banking
    Norton Rose Fulbright
    Norton Rose Fulbright
  • Podcast

    Regulation Tomorrow Plus: Submitting Better SARs - A Guide For MLROs And In-House Teams (Podcast)

    In our latest podcast, Senior Knowledge Lawyer Catherine Pluck is joined by Senior Associate Rebecca Dulieu and Associate Lizzie Cox, both of whom specialise in regulatory...
    United KingdomFinance and Banking
    Norton Rose Fulbright Hong Kong
    Norton Rose Fulbright Hong Kong
  • Podcast

    Regulation Tomorrow Plus: The Consumer Duty And Our New Pathfinder Tool (Podcast)

    In our latest Regulation Tomorrow Plus podcast, Matthew Gregory, Joe Bamford and Anita Edwards discuss the Consumer Duty, which is now in force for all on-sale products and services...
    United KingdomFinance and Banking
    Norton Rose Fulbright Hong Kong
    Norton Rose Fulbright Hong Kong
  • Podcast

    Regulation Tomorrow Plus – FCA CP23/27 On Commodity Derivatives Regulatory Reform (Podcast)

    In this episode of Regulation Tomorrow Plus, Jonathan Herbst, Hannah Meakin, Georgia Karamani and Anita Edwards discuss the FCA's recent consultation on reforming the commodity derivatives regulatory framework.
    United KingdomFinance and Banking
    Norton Rose Fulbright Hong Kong
    Norton Rose Fulbright Hong Kong
  • Article

    Regulatory Focus - Issue 104

    In this edition of Regulatory Focus, Duff & Phelps provides a synopsis of the FCA's latest news and publications issued in February 2017.
    United KingdomFinance and Banking
    Duff and Phelps
    Duff and Phelps
  • Article

    Regulatory Focus - Issue 105

    Regulatory Focus - Issue 105
    United KingdomFinance and Banking
    Duff and Phelps
    Duff and Phelps
  • Article

    Regulatory Focus - Issue 106

    In this edition of Regulatory Focus, Duff & Phelps provides a synopsis of the FCA's latest news and publications issued in April 2017.
    United KingdomFinance and Banking
    Duff and Phelps
    Duff and Phelps
  • Article

    Regulatory Reform In Europe: What To Expect In 2014

    European financial regulatory reform has moved no more quickly than in the U.S. in 2013, and with the need to reach consensus between 28 member states, with often very different interests, there is little chance that the pace will pick up much in 2014, especially with European Parliament elections due for May. The following will give a taste of what to expect in 2014 in the banking, securities, derivatives and structured products sectors.
    United KingdomFinance and Banking
    Morrison Foerster
    Morrison Foerster
  • Article

    Review Of Authorization Requirements For New UK Banks

    On 7 July 2014, the PRA and the FCA published a joint report update on the review of requirements for firms entering the UK banking sector.
    United KingdomFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    Review On Failure Of HBOS Plc Published By UK Regulators

    On November 19, 2015, the final Review on the failure of HBOS plc was published by the Prudential Regulation Authority and the FCA.
    United KingdomFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    Risk and Regulation Monthly - December 2012

    The Risk and Regulation Monthly provides a summary of the key International, European and UK regulatory developments and pertinent regulatory activity affecting the Financial Services industry.
    United KingdomFinance and Banking
    Deloitte
    Deloitte
  • Article

    Risk And Regulation Monthly - January 2013

    A summary of the key International, European and UK regulatory developments and pertinent regulatory activity affecting the Financial Services industry.
    United KingdomFinance and Banking
    Deloitte
    Deloitte
  • Article

    Risk and Regulation Monthly - June 2013

    The Risk and Regulation Monthly provides a summary of the key International, European and UK regulatory developments and pertinent regulatory activity affecting the Financial Services industry.
    United KingdomFinance and Banking
    Deloitte
    Deloitte
  • Article

    Risk and Regulation Monthly – April 2014

    The Risk and Regulation Monthly provides a summary of the key International, European and UK regulatory developments affecting the Financial Services industry.
    United KingdomFinance and Banking
    Deloitte
    Deloitte
  • Podcast

    Risks Redefined: The UK General Election – Compliance Considerations For Financial Services Firms (Podcast)

    In the first episode of Risks Redefined, Hannah Meakin and Haney Saadah discuss the UK general election's impact on firms' compliance, focusing on pre-election preparations and implications of various potential outcomes.
    United KingdomFinance and Banking
    Norton Rose Fulbright Hong Kong
    Norton Rose Fulbright Hong Kong
  • Article

    Role Of The UK Financial Conduct Authority Is To Support FinTech Disruption

    Jacqui Hatfield and Melanie Shone have recently written an article titled The FCA and FinTech: playing by the rules to support FinTech disruption, examining the role of the UK Financial Conduct Authority in supporting the disruptive innovation of FinTech.
    United KingdomFinance and Banking
    Reed Smith (Worldwide)
    Reed Smith (Worldwide)
  • Article

    Secondary Legislation Enacted To Extend UK Special Resolution Regime

    Secondary legislation was made and published which extends the Special Resolution Regime under the Banking Act 2009 to recognized central counterparties.
    United KingdomFinance and Banking
    A&O Shearman
    A&O Shearman
  • Showing 361–380 of 9076 results

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