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  • Article

    EU Legislation Published For Relocation Of The European Banking Authority Post-Brexit

    On November 16, 2018, a Regulation amending the founding Regulation of the EBA was published in the Official Journal of the European Union.
    European UnionFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    European Central Bank Confirms Appointment Of Petra Senkovic As Director General

    On June 15, 2018, the European Central Bank announced the appointment of Petra Senkovic as Director General, in the Directorate General Secretariat to the Supervisory Board, from July 1, 2018.
    European UnionFinance and Banking
    A&O Shearman
    A&O Shearman
Article

European Central Bank Publishes Best Practices For Eurozone Recovery Plans

On July 3, 2018, the ECB published a report on recovery plans. The ECB is responsible for direct prudential supervision of certain significant banks based in the Eurozone as part of the Single Supervisory Mechanism.
European UnionFinance and Banking
A&O Shearman
A&O Shearman
  • Podcast

    FCA's New Regime For Promoting High-risk Investments (Podcast)

    UK regulators are cracking down on misleading advertising that encourages investment in high-risk products. David Calligan and Tim Dolan discuss the Financial Conduct Authority's...
    European UnionFinance and Banking
    Reed Smith (Worldwide)
    Reed Smith (Worldwide)
  • Article

    FIG Bulletin, 18 March 2019

    We are delighted to send you our latest e-newsletter, setting out developments from 11th to 15th March 2019.
    European UnionFinance and Banking
    Hogan Lovells
    Hogan Lovells
  • Article

    NPLs: EU Directive Dealing With Bank Assets (Video)

    We look at some of the issues raised by the new EU directive on credit services and credit purchases for NPLs.
    European UnionFinance and Banking
    Norton Rose Fulbright
    Norton Rose Fulbright
  • Podcast

    Split The Difference: Markets In EU And UK – The Trading Venue Perimeter (Podcast)

    In the latest in our podcast series, Split the difference, which explores divergence between the EU and UK regulatory regimes in the markets space, Jonathan...
    European UnionFinance and Banking
    Norton Rose Fulbright
    Norton Rose Fulbright
  • Podcast

    Split The Difference: Markets In EU And UK – What We Should Be Expecting And Hoping To See In 2023 (Podcast)

    In our new podcast series, Split the difference, which explores divergence between the EU and UK regimes in the markets space ...
    European UnionFinance and Banking
    Norton Rose Fulbright
    Norton Rose Fulbright
  • Article

    Upcoming Changes To The EU Single Resolution Board's Composition

    On July 20, 2018, the EU Single Resolution Board announced that Sr. Mauro Grande, Board Member and Director of Resolution Strategy and Cooperation ...
    European UnionFinance and Banking
    A&O Shearman
    A&O Shearman
  • Video

    Impact Fintech '17: Building The Regulatory Future Of Finance - Video

    Marius Jurgilas (Bank of Lithuania), Magalena Borowik (Polish Ministy of Digital Affairs) and Stephanie Magnus (Baker McKenzie) discuss Regulatory Technology or "RegTech" at ImpactCEE.
    GlobalTechnology
    Baker McKenzie
    Baker McKenzie
  • Video

    Impact Fintech '17: Interview On The Singapore-Poland Fintech Cooperation - Video

    Impact Fintech '17: Interview On The Singapore-Poland Fintech Cooperation - Video
    GlobalTechnology
    Baker McKenzie
    Baker McKenzie
  • Article

    Treasury Committee Inquiry On COVID-19 Examines The Role Of Financial Services

    On 24 April 2020, the Treasury Committee of the UK Parliament published its terms of reference for the next stage of its inquiry into the economic effect of COVID-19, which includes a focus on measures...
    United KingdomCoronavirus (COVID-19)
    Akin
    Akin
  • Podcast

    A Spotlight On D&I In The Financial Services Sector (Podcast)

    In the second of our Diversity and Inclusion Podcast Series, Christine Young, Hywel Jenkins and David Palmer discuss the key points for regulated firms in light of the regulators' increasing focus on diversity and inclusion.
    United KingdomCorporate/Commercial Law
    Herbert Smith Freehills Kramer LLP
    Herbert Smith Freehills Kramer LLP
  • Article

    Final UK Rules On Restrictions On Retail Distribution Of CoCos And Mutual Society Shares

    On June 12, 2015, the Financial Conduct Authority published its Policy Statement and final rules on the restrictions on the retail distribution of contingent convertible securities, known as CoCos, and mutual society shares.
    United KingdomCorporate/Commercial Law
    A&O Shearman
    A&O Shearman
  • Article

    FRC Publishes Details Of Its Functions And Powers

    On 28 June 2017, the Financial Reporting Council ("FRC") published a schedule of its functions and powers, which replaces the schedule in its 2014 publication.
    United KingdomCorporate/Commercial Law
    A&O Shearman
    A&O Shearman
  • Article

    Indirect Loans To Participators

    "Close companies account for a large number of UK private companies and consequently, the close company loan to participator rules are potentially relevant in a wide variety of scenarios."
    United KingdomCorporate/Commercial Law
    Cooley LLP
    Cooley LLP
  • Article

    Scrip Asks…What Does 2022 Hold For Biopharma? Part 2: Deal Making, M&A And Financial Markets

    "Following two record-breaking years for biotech fundraising, stock valuations are heading downwards.
    United KingdomCorporate/Commercial Law
    Cooley LLP
    Cooley LLP
  • Article

    Currency Fix Trial: An Unpopular SFO Decision Vindicated By The US Courts

    The Serious Fraud Office has come in for its fair share of criticism in recent years, but last month, in a New York court room, its judgment was vindicated.
    United KingdomCriminal Law
    WilmerHale
    WilmerHale
  • Article

    FSA To Operate Under 'Twin Peaks' Model

    As part of a regulatory reform programme, the UK Financial Services Authority ("FSA") has begun operating under a new regulatory structure since 2 April 2012: the 'twin peaks' model.
    United KingdomCriminal Law
    De Brauw Blackstone Westbroek
    De Brauw Blackstone Westbroek
  • Article

    Lifetime Allowance Abolition Regulations In Force

    Two new HMRC regulations address legislative anomalies from the Lifetime Allowance removal, clarifying lump sums, death benefits, and pension protections, effective retroactively from April 6, 2024.
    United KingdomEmployment and HR
    Norton Rose Fulbright Hong Kong
    Norton Rose Fulbright Hong Kong
  • Showing 21–40 of 9067 results

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