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  • Article

    UK Changes To Pension Transfer Rules Come Into Effect

    On June 8, 2015, the FCA published a Policy Statement and final rules on changes to the pension transfer rules.
    United KingdomFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    UK Competition And Markets Authority Proposes Further Remedies In Retail Banking Market Investigation

    The CMA's report was originally scheduled for publication in February 2016.
    United KingdomFinance and Banking
    A&O Shearman
    A&O Shearman
Article

UK Financial Conduct Authority Publishes Its Business Plan For 2015/2016

On March 24, 2015, the FCA published its business plan for 2015/2016 which indicates upcoming focus areas for the regulator and announces upcoming priorities.
United KingdomFinance and Banking
A&O Shearman
A&O Shearman
  • Article

    UK Financial Conduct Authority Seeks Input In Developing Its Future Strategy

    On October 26, 2016, the FCA launched a consultation on its approach to regulation.
    United KingdomFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    UK Government Body On Financial Sanction Implementation Established

    On March 31, 2016, a new "Office of Financial Sanctions Implementation" was established within Her Majesty's Treasury, with responsibility for ensuring that sanctions are "properly understood, implemented and enforced in the UK."
    United KingdomFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    UK Government Reports On Development Of Application Programming Interface Standard

    On 18 March 2015, HM Treasury published a report detailing the outcome to its call for evidence on the benefits of open data and data sharing in banking.
    United KingdomFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    UK High Court Issues Injunction And Penalties For Market Abuse

    This is the first time that the FCA has asked the High Court to impose a permanent injunction for market abuse and to impose a penalty. Usually, the FCA would impose any penalty for market abuse.
    United KingdomFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    UK Libor Fraud Supreme Court Appeal Application Blocked

    On March 8, 2016, London's Court of Appeal refused leave for Tom Hayes' application to the UK Supreme Court to appeal his conviction.
    United KingdomFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    UK Makes Technical Amendments To Its Ring-Fencing Legislation

    On October 28, 2016, the Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2016 was published.
    United KingdomFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    UK Prudential Regulation Authority Amends Pre-Issuance Notification Regime

    On January 29, 2016, the PRA published final rules amending the Pre-Issuance Notification regime.
    United KingdomFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    UK Regulator Consults On New Rules For Depositor, Dormant Account And Policyholder Protection

    It also aims to ensure an effective compensation system to eligible depositors, dormant account holders and policyholders.
    United KingdomFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    UK Regulator Fines Barclays Bank For Financial Crime Failings

    On November 25, 2015, the Financial Conduct Authority fined Barclays Bank plc £72,069,400 for failing to minimize financial crime risks appropriately.
    United KingdomFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    UK Regulator Publishes Updated Version Of Supervisory Statement On Third-Country Equivalence Aspects Of Credit Risk Provisions

    On January 23, 2015, the UK's Prudential Regulation Authority published an updated version of its supervisory statement.
    United KingdomFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    UK Regulators Remove Certain Rules Under Senior Manager And Certification Regimes

    On March 2, 2016, the PRA and the FCA published final rules removing certain requirements under the Senior Manager and Certification Regimes.
    United KingdomFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    UK Regulators To Investigate Former HBOS Senior Managers

    On January 28, 2016, the PRA and FCA announced that they would be conducting an investigation into certain former senior managers of HBOS plc.
    United KingdomFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    UK Ring-Fencing Order Brings Full Regime Into Force From January 2019

    Restrictions will limit the products that a ring-fenced bank can offer and where it can conduct business.
    United KingdomFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    UK Serious Fraud Office Confirms Benchmark Manipulator Sentencing And Will Pursue Retrial Of Bankers For Benchmark Manipulation

    On July 19, 2018, the U.K.'s Serious Fraud Office announced that two former bankers that had been convicted of conspiracy to defraud for manipulating the Euro Interbank Offered Rate (EURIBOR) ...
    United KingdomFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    We Talk Banking & Finance Podcast: Bonus Crypto Episode – Stablecoins With Jerome Rousselot Of Jita Digital

    ur latest podcast is a must for anyone interested in digital assets and cryptocurrencies.
    United KingdomFinance and Banking
    Walkers
    Walkers
  • Article

    Supreme Court Confirms No Claim In "Knowing Receipt" Where Claimant's Equitable Interest Extinguished In The Property Received

    The Supreme Court has unanimously upheld a decision dismissing a claim brought against a bank in knowing receipt, in circumstances where the claimants' shares...
    United KingdomLitigation, Mediation & Arbitration
    Herbert Smith Freehills Kramer LLP
    Herbert Smith Freehills Kramer LLP
  • Podcast

    Lessons From The Dot-com Crash (Podcast)

    In the year 2000 the Dot-com bubble burst. The stock market value of internet-based companies had surged in the previous months and years.
    United KingdomMedia, Telecoms, IT, Entertainment
    AlixPartners Asia LLC
    AlixPartners Asia LLC
  • Showing 181–200 of 9076 results

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