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In this podcast, experts analyze the UK Financial Conduct Authority's focus on non-financial misconduct, examining its implications for the asset management sector and providing insights into regulatory expectations and industry practices.

The key theme emerging from, and running through, many of the discussions at the Marketforce and IEA 10th "The Future of Private Banking" conference held in October 2012 is change.

On August 3, 2015, the UK Payment Systems Regulator published an update on the work it has done to ensure that access, direct or indirect, to payment systems is fairer and also identified next steps to be taken.

The regulator will consult on various other related rules in 2015. Responses to this consultation are requested by January 6, 2015.

The UK's Prudential Regulation Authority ("PRA") has issued a policy statement on its approach to identifying other systemically important institutions ("O-SIIs").

On 17 December 2019, the FCA published its 26th Primary Market Bulletin in which it noted that it was in the process of updating a number of the technical and procedural notes that it maintains

On January 19, 2015, the Prudential Regulation Authority ("PRA") published a consultation paper on assessing Pillar 2 capital adequacy under CRD IV.

Pursuant to recent legislative changes, certain investment funds are now entitled under certain conditions to originate or restructure loans in Germany without the need to obtain a banking licence for lending.

The Financial Services and Markets Act 2023 introduces a requirement for the FCA to exercise new functions for the purpose of "seeking to ensure reasonable provision of cash access services...

In our latest Regulation Tomorrow Plus podcast, Senior Knowledge Lawyer Catherine Pluck is joined by London Financial Services partners Jonathan Herbst and Katie Stephen...

The Risk and Regulation Monthly provides a summary of the key International, European and UK regulatory developments and pertinent regulatory activity affecting the Financial Services industry.

The Treasury has announced the replacement of the Approved Persons Regime for all approved persons.

The Tribunal has upheld the FCA’s decision to fine Westwood Independent Financial Planners (Westwood) £100,000 for communications and suitability failings in relation to geared traded endowment policies (GTEPs).

On November 13, 2015, the Serious Fraud Office issued criminal proceedings against six Deutsche Bank and four Barclays Bank employees for conspiracy to defraud...

The UK's banking regulator, the Prudential Regulation Authority ("PRA") has announced its intention to move the implementation date of the final Basel 3.1 policies...

On March 1, 2016, the Banking Standards Board announced that Sir Brendan Barber had been appointed as its Deputy Chairman.

The UK Chancellor of the Exchequer named Andrew Bailey as the next Governor of the Bank of England. Mr. Bailey will succeed former Governor Mark Carney on March 16, 2020.