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  • Article

    UK Regulator Publishes Updated Supervisory Statement On Internal Ratings Based Approach To Credit Risk

    On November 11, 2015, the Prudential Regulation Authority published an updated Supervisory Statement on the Internal Ratings Based approaches to credit risk under the CRR.
    United KingdomFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    UK Regulators Consult On Approach To Non-Executive Directors And Senior Managers

    The consultation revises the proposed approach of the regulators to NEDs in UK banks, PRA-designated investment firms as well as certain insurance firms...
    United KingdomFinance and Banking
    A&O Shearman
    A&O Shearman
Article

UK Regulators Consult On Proposals For Regulatory References

On October 6, 2015, the Prudential Regulation Authority and Financial Conduct Authority jointly published a consultation paper on proposals for regulatory references that are employment references...
United KingdomFinance and Banking
A&O Shearman
A&O Shearman
  • Article

    UK Regulators Consult On Proposed Whistleblowing Procedures In Banking And Insurance Sectors

    On February 23, 2014, the PRA and FCA jointly proposed measures seeking to formalize procedures for whistleblowing in the banking and insurance sectors.
    United KingdomFinance and Banking
    A&O Shearman
    A&O Shearman
  • Video

    What CFOs Need To Know About Tax Provisioning (Video Content)

    Convergence of tax into the wider finance teams and processes means that tax isnt an add-on at the end, it's actually part of the mainstream financial close.
    United KingdomFinance and Banking
    Deloitte
    Deloitte
  • Video

    What Is A Family Office? (Video)

    Jeremy Arnold outlines the concept of a family office and what it does, highlighting the fact that it can come in many shapes and sizes, is largely dependent on what the family is trying to achieve and the asset base.
    United KingdomFinance and Banking
    Withers LLP
    Withers LLP
  • Article

    What Really Matters: High-cost Lending – A Complex Balancing Act

    High-cost lenders can be a critical source of finance for individuals who are unable to access traditional lending.
    United KingdomFinance and Banking
    AlixPartners Asia LLC
    AlixPartners Asia LLC
  • Article

    Brexit Asset Management Update - January 31, 2020

    The post below summarises the latest Brexit developments related to asset management.
    United KingdomGovernment, Public Sector
    Herbert Smith Freehills Kramer LLP
    Herbert Smith Freehills Kramer LLP
  • Article

    Pour un règlement général anti-blanchiment

    Paris counsel Pierre Storrer authored an article titled "Pour un règlement général anti-blanchiment" which was published by the French publication Revue Internationale du Patrimoine in June 2019.
    United KingdomGovernment, Public Sector
    Herbert Smith Freehills Kramer LLP
    Herbert Smith Freehills Kramer LLP
  • Article

    President Trump Imposes Regulatory Cap And Cost Allowance Requirements On Executive Agencies

    The UK Supreme Court rules that the Government cannot trigger Article 50 without a vote in Parliament.
    United KingdomInternational Law
    Orrick
    Orrick
  • Article

    Are You SMCR Ready? Your 10-Point HR Guide On The New Senior Managers And Certification Regime

    The Senior Managers and Certification Regime (SMCR) comes into force on 9 December 2019 for all Financial Conduct Authority (FCA)-regulated asset management firms, replacing the old Approved Persons Regime.
    United KingdomLaw Practice Management
    Shepherd and Wedderburn
    Shepherd and Wedderburn
  • Video

    Further Cloud Guidance For Financial Services Institutions Imminent (Video)

    This vlog looks at the latest draft guidance for financial services organisations on outsourcing to the cloud.
    United KingdomTechnology
    Kemp IT Law
    Kemp IT Law
  • Video

    Guide To Fintechs Wanting To Work With Large Banks (Video)

    This vlog looks at recent guidance aimed at helping Fintech organisations that want to work with large UK Banks.
    United KingdomTechnology
    Kemp IT Law
    Kemp IT Law
  • Article

    Upcoming Event: James Ramsden QC Speaking At Crypto AM DeFi & Digital Inclusion Online Summit

    Astraea Group Partner James Ramsden QC will be discussing decentralised finance regulation at the Crypto AM DeFi & Digital Inclusion Online Summit on 20 May – panel start time 5:25pm BST.
    United KingdomTechnology
    Astraea Group
    Astraea Group
  • Video

    The Business Impacts Of The U.K. Motor Finance Ruling (Video)

    Following the U.K. Supreme Court's much-awaited judgment on motor finance commission arrangements on 1 August, Financial Services Partner & Managing Director James Worsnip, Automotive Partner Tom Beard...
    United KingdomTransport
    AlixPartners Asia LLC
    AlixPartners Asia LLC
  • Article

    European Commission Adopts Equivalence Decisions On Credit Rating Agency

    The European Commission confirmed that the rules in Argentina, Brazil, Hong Kong, Mexico and Singapore are equivalent to the EU rules on credit rating agencies.
    European UnionFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    European Insurance Market Report – FINEX And D&O Market

    Availability of abundant capacity continues to drive competition in the Western European D&O market. The Influx of new capacity beginning in early 2022 still creates competition and yielded rate deceleration throughout 2022, 2023 and 2024.
    European UnionFinance and Banking
    WTW
    WTW
  • Article

    Recast Deposit Guarantee Scheme Directive Adopted By The European Parliament

    On 15 April 2014, the European Parliament adopted a recast Deposit Guarantee Schemes Directive which will replace the current Directive.
    European UnionFinance and Banking
    A&O Shearman
    A&O Shearman
  • Podcast

    Sustainable And Green Lending In The Aviation Industry (Podcast)

    In this short podcast, Tim Hunter-Jones, a senior associate in our asset finance team in London, looks at some of the issues in sustainable and green finance in the aviation sector...
    European UnionFinance and Banking
    Herbert Smith Freehills Kramer LLP
    Herbert Smith Freehills Kramer LLP
  • Article

    BRRD Adopted By The European Parliament

    The European Parliament adopted the Bank Recovery & Resolution Directive which sets out the rules applicable to EU banks and large investment firms in distress.
    European UnionInsolvency/Bankruptcy/Re-Structuring
    A&O Shearman
    A&O Shearman
  • Showing 121–140 of 9076 results

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