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  • Podcast

    Split The Difference: Consolidated Tape (Podcast)

    In the latest episode of our Split the difference podcast series, which explores divergence and convergence between the EU and UK regulatory regimes in the markets space, Jonathan Herbst
    United KingdomFinance and Banking
    Norton Rose Fulbright
    Norton Rose Fulbright
  • Article

    Statutory Instrument Reducing Authorised Surplus Payments Charge Laid Before Parliament

    The Authorised Surplus Payments Charge (Variation of Rate) Order 2024 was laid before Parliament on March 11, 2024, and will amend the authorised...
    United KingdomFinance and Banking
    Norton Rose Fulbright Hong Kong
    Norton Rose Fulbright Hong Kong
Article

Supporting FinTech In The UK: The FCA's Project Innovate

Jacqui Hatfield and Melanie Shone have recently published an article in Finance Monthly, examining the performance of the FCA's Project Innovate.
United KingdomFinance and Banking
Reed Smith (Worldwide)
Reed Smith (Worldwide)
  • Podcast

    The Edinburgh Reforms: What Do They Mean For Markets? (Podcast)

    In our latest podcast on the Edinburgh Reforms, Hannah Meakin discusses what the reforms mean from a markets perspective.
    United KingdomFinance and Banking
    Norton Rose Fulbright
    Norton Rose Fulbright
  • Article

    The NED Debate 2024 Review (Video)

    The NED Debate 2024, hosted by WTW in September, examined the motion: "Boards struggle to identify and manage risk."
    United KingdomFinance and Banking
    WTW
    WTW
  • Article

    The Re-Emergence Of European CMBS Transactions

    European CMBS transactions have re-emerged at a steady pace for the first time since before the financial crisis.
    United KingdomFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    UK Bank Of England Governor Set To Stay Through Brexit Transition

    On October 31, 2016, the Governor of the BoE, Mark Carney, announced that he would be extending his term of office at the Bank by a year to the end of June 2019.
    United KingdomFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    UK Banking Standards Board Publishes First Annual Review Report

    On March 8, 2016, the Banking Standards Board published its first annual review report.
    United KingdomFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    UK FCA Gives Guidance On Conduct Risk During LIBOR Transition

    Following Andrew Bailey's speech in July 2017 that the UK Financial Conduct Authority (FCA) would, from the end of 2021
    United KingdomFinance and Banking
    Hogan Lovells
    Hogan Lovells
  • Article

    UK FCA To Consult On Introducing PPI Complaints Deadline

    On October 2, 2015, the UK Financial Conduct Authority published an announcement that it has decided to consult, by the end of the year, on the introduction of a deadline by which consumers would need to make their PPI complaints.
    United KingdomFinance and Banking
    Orrick
    Orrick
  • Article

    UK Financial Conduct Authority Fines Barclays For FX Failings

    On May 20, 2015, the FCA imposed a fine of £284.4 million on Barclays Bank PLC for failing to have adequate systems and controls in place over its FX business in London.
    United KingdomFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    UK Financial Conduct Authority Publishes Letter To Certain Firms On The Application Of Malus

    Following the first annual review, the FCA published guidance to share best practices on the application of malus to variable remuneration and ex-ante risk adjustments.
    United KingdomFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    UK Financial Conduct Authority Regulation Round-Up

    The FCA, in its September Regulation Round-up, outlined recent changes to its supervisory model.
    United KingdomFinance and Banking
    Orrick
    Orrick
  • Article

    UK Financial Conduct Authority Reports On Wholesale Sector Competition Review

    The FCA intends to launch the market study and publish the terms of reference in the second quarter of 2015.
    United KingdomFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    UK Financial Conduct Authority Takes Further Action For Misconduct Relating To LIBOR

    On January 22, 2015, the UK Financial Conduct Authority ("FCA") imposed a fine on two former senior executives of Martin Brokers (UK) Ltd and banned them from performing significant influence functions at financial services firms.
    United KingdomFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    UK Government Further Extends The Future Fund Deadline To 31 January 2021

    The UK government has announced a further extension for Future Fund applications to 31 January 2021.
    United KingdomFinance and Banking
    Cooley LLP
    Cooley LLP
  • Article

    UK Legislation Implementing The Bank Of England And Financial Services Act Comes Into Force

    On January 20, 2017, the Bank of England and Financial Services Act 2016 (Commencement No 4 and Saving Provision) Regulations 2017 came into force.
    United KingdomFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    UK Outlines Beneficial Tax Treatment For Asset Holding Companies

    A new initiative is underway in the UK to increase its attractiveness as a fund and asset holding company jurisdiction for alternative investment funds.
    United KingdomFinance and Banking
    Maples Group
    Maples Group
  • Article

    UK Prudential Regulation Authority Statement On Extension Of Liquidity Modifications

    On February 18, 2015, the Prudential Regulation Authority issued a statement on extending the duration of whole-firm liquidity modifications, intragroup liquidity modifications and permissions under the CRR.
    United KingdomFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    UK Regulator Consults On Handbook Changes To Implement Market Abuse Regulation

    On November 5, 2015, the Financial Conduct Authority published a consultation paper on proposals for necessary changes to the FCA Handbook that are required to implement the new Market Abuse Regulation.
    United KingdomFinance and Banking
    A&O Shearman
    A&O Shearman
  • Showing 101–120 of 9076 results

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