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  • Article

    Investment Management Client Alert July 2026

    European financial regulators are reshaping the landscape for investment firms, crypto-assets, and fund management through new guidance on MiFID passporting arrangements, digital asset oversight...
    GermanyFinance and Banking
    K&L Gates
    K&L Gates
  • Article

    Joint Committee Of The ESAs’ Annual Report 2025 – Key Implications For Regulated Firms

    On 24 April 2026, the Joint Committee (JC) of the three European Supervisory Authorities (ESAs)—comprising the European Banking Authority (EBA), the European Securities and Markets Authority (ESMA) and the European Insurance and Occupational Pensions Authority (EIOPA)—published its Annual Report for 2025. The JC, chaired in 2025 by EIOPA,1 continued to serve as the central coordinating forum facilitating dialogue and information exchange among the ESAs, the European Commission and the European Systemic Risk Board (ESRB).
    GermanyFinance and Banking
PwC Legal Germany
PwC Legal Germany
  • Article

    Legal Problems Arising in the Course of the Transfer of Credit Portfolios Can be Solved

    Although many legal aspects have to be observed within the course of the sale of distressed loans, there are no legal obstacles in Germany which would bar such sales.
    GermanyFinance and Banking
    Mayer Brown
    Mayer Brown
  • Article

    The Scope Of The Relevant Geographic Market – Germany’s Federal Supreme Court Opens the Border

    With its decision of 5 October 2004 the <I>Bundesgerichtshof </I>(Federal Supreme Court) of Germany (the "Court") has abandoned its decisional practice that the scope of a product market due to legal principles is geographically limited to the territory of Germany. In its decision the Court recognizes the concept of market definition based on economic principles and acknowledges that product markets may be transnational.
    GermanyAntitrust/Competition Law
    Mayer Brown
    Mayer Brown
  • Article

    An Update On The German LkSG For US-based Multinationals – Draft Amendments And A New Round Of Compliance Inquiries

    Many US-based multinationals are subject to the German Supply Chain Due Diligence Act, which is commonly known by its German acronym, the LkSG.
    GermanyCorporate/Commercial Law
    Ropes & Gray LLP
    Ropes & Gray LLP
  • Article

    Final Version Of German Investment Tax Circular Published

    On 21 May 2019, the German Federal Ministry of Finance published its long-awaited circular on the German Investment Tax Act in the version effective from 1 January 2018 ...
    GermanyTax
    POELLATH
    POELLATH
  • Article

    Significant Changes To The Regulation Of The Closed-End Fund Industry

    The implementing provisions for the Alternative Investment Fund Managers Directive (AIFMD) are now about to be elaborated by the European Securities and Markets Authority (ESMA).
    GermanyFinance and Banking
    Dechert
    Dechert
  • Article

    The Purchase and Sale of Companies in Germany - 5.Asset Purchase Agreement - Art

    GermanyCorporate/Commercial Law
    Wessing Berenberg-Gossler Zimmermann Lange
    Wessing Berenberg-Gossler Zimmermann Lange
  • Article

    Chair ECB-SSM: Update On The Next SSM

    The term of the current Chair of the ECB-SSM (the Chair) will come to an end at the end of 2023. The Chair of the European Central Bank's (ECB) Supervisory Board heads the banking...
    European UnionFinance and Banking
    PwC Legal Germany
    PwC Legal Germany
  • Article

    EBA Publishes Final Report On Draft RTS On Information Of A Proposed Acquisition Of Qualifying Holdings In Issuers Of ARTs Under MiCAR

    On 7 May 2024, the European Banking Authority (EBA) published three sets of final draft regulatory technical standards (RTS) and one set of final draft implementing technical standards ..
    European UnionFinance and Banking
    PwC Legal Germany
    PwC Legal Germany
  • Article

    ECB-SSM: Updated Report - Guidance On Climate And Environmental Risks

    In total, the ECB-SSM assessed 109 banks that were classified as significant institutions as of 1 August 2021.
    European UnionFinance and Banking
    PwC Legal Germany
    PwC Legal Germany
  • Article

    ESMA Publishes Its Annual Work Programme 2025

    Every year, usually during the fourth quarter, EU-level authorities such as the European Securities and Markets Authority (ESMA) publish their Annual Work Programmes (AWPs)...
    European UnionFinance and Banking
    PwC Legal Germany
    PwC Legal Germany
  • Article

    European Securities And Markets Authority (ESMA) Offers Recommendations On Digitalisation Of Retail Investment Services

    On 14 December 2023, ESMA, published a detailed discussion paper on the digitalisation of retail investment services and related investor protection considerations (the RIS DP) Show Footnote.
    European UnionFinance and Banking
    PwC Legal Germany
    PwC Legal Germany
  • Article

    Making DGSs 'Fit For Purpose' – Final Compromise On DGSD Reached As Part Of The CMDI Framework Reform Package

    Legislative proposals to reform the EU's bank crisis management and deposit insurance (CMDI) framework (the Proposals)...
    European UnionFinance and Banking
    PwC Legal Germany
    PwC Legal Germany
  • Article

    075. Gift Tax: Transfers To Corporations For Less Than Full Considerations

    GermanyFinance and Banking
    KPMG Germany
    KPMG Germany
  • Article

    Ahead of the Game on the KII

    There are currently two legislative proposals in Germany that aim to introduce a short, easily readable and understandable document that contains key information for investors in financial instruments: the Key Investor Information Document ("KII") under UCITS IV, and the information leaflet under the draft German Investor Protection Act.
    GermanyFinance and Banking
    Dechert
    Dechert
  • Article

    Card Transaction Terminal: Non-technical

    This decision concerns an application that relates to the field of credit card transaction terminals suitable for use in retail and food services businesses and other establishments that interact with consumers.
    GermanyFinance and Banking
    Bardehle Pagenberg
    Bardehle Pagenberg
  • Article

    Deutsche Bank Liable In Misselling Suit About Spread Ladder Swaps - Misselling Liability In Germany And England

    The financial crisis and ensuing losses suffered by counterparties to various structured product transactions has provoked an outbreak of "misselling" cases.
    GermanyFinance and Banking
    Baker McKenzie
    Baker McKenzie
  • Article

    Digitalisierung des Kapitalmarkts: Der europäische Rechtsrahmen im Umbruch

    Digitale Wertpapiere und Blockchain-Technologien gewinnen international an Fahrt. In Europa bremst jedoch ein restriktiver Rechtsrahmen.
    GermanyFinance and Banking
    Mayer Brown
    Mayer Brown
  • Article

    ESMA Expresses Its Views On The Developments, Benefits And Risks Of Neobrokers' Activities In The EU

    As discussed in extensive Thought Leadership coverage from our EU RegCORE as well as wider coverage across the PwC Network, both national competent authorities (NCAs) and the European Securities and Markets Authority...
    GermanyFinance and Banking
    PwC Legal Germany
    PwC Legal Germany
  • Showing 601–620 of 1040 results

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