241 results found

Domestic Chinese private equity managers should take notice of new provisional regulations requiring registration of domestic Chinese private equity managers and filings with the Asset Management Association of China.

On November 23, 2020, the Division of Corporation Finance (the "Division") of the U.S. Securities and Exchange Commission ("SEC") issued guidance (the "Guidance") that (i) highlights certain risks.

On July 30, 2021, SEC Chair Gary Gensler directed the SEC staff to seek certain disclosures and engage in targeted reviews of issuers associated with China-based operating companies...

China Securities Regulatory Commission is seeking public comments for the Administrative Measures on the Acquisition of Unlisted Public Companies.

As a preface to this blog, I recently gave a presentation with Nate Picarsic and Emily de la Bruyere at the American Bar Association Public Contract Law Section Fall Procurement Symposium...

The SEC has approved Nasdaq's new rule requiring China-based companies to raise at least $25 million in IPO proceeds to qualify for listing, citing heightened fraud and market manipulation risks.

The Legislative Affairs Office of the State Council (the "LAO") issued the draft Interim Regulations on the Administration of Privately Placed Investment Funds (the Draft Regulations) on August 30...

The China Securities Regulatory Commission (CSRC) released new guidelines (the Guidelines) on the issuance of green bonds on March 2, 2017...

In a previous post, we blogged about certain proposed rules issued by China Securities Regulatory Commission (the "CSRC") on December 24, 2021.

SJ Semiconductor Corporation's successful STAR Market listing marks a groundbreaking achievement for Cayman Islands-incorporated red-chip companies seeking access to China's A-share capital markets. This transaction demonstrates how offshore holding structures can effectively navigate China's evolving regulatory framework while maintaining corporate flexibility and international investor appeal.

China's central bank has banned all initial coin offerings (ICOs), Bloomberg has reported, while Hong Kong's financial regulator has warned that the sales constitute 'securities' and need to be controlled as such.

Alternatively, entities and individual investors that meet certain additional qualification requirements upon approval by the exchange may trade directly on the exchange.

The China Banking Regulatory Commission, the national banking supervisory body, has issued Draft Measures on Managing Trial Consumer Finance Companies for public consultation for one month.

On June 24, 2026, the Ministry of Commerce (MOFCOM) issued Announcement No. 24 of 2026, formally promulgating the Measures for Industrial and Supply Chain Security Investigations [产业链供应链安全调查工作办法] (hereinafter referred to as the Measures).

On July 6, 2021, the General Office of the Central Committee of the Communist Party of China and the General Office of the State Council of the People's Republic of China jointly issued...

Effective 1 January 2026, the newly revised Code of Corporate Governance for Listed Companies ("Governance Code") has officially come into force. Formulated by the China Securities Regulatory Commission ("CSRC")...

On December 15, 2016, the Administrative Measures on Suitability for Securities and Futures Investors ("Measures") were officially promulgated.

The Ministry of Finance and the State Administration of Taxation jointly issued the "Notice on Improving the Income Tax Policies Applicable to Equity Incentives and Share Purchase with Technology."