ArticleFinSA/FinIA: Impact On Offering Foreign Collective Investment Schemes Into SwitzerlandOn 15 June 2018, the Swiss parliament adopted the Swiss Financial Services ActSwitzerlandFinance and BankingBär & Karrer Ltd.
ArticleInitial Public Offerings 2023Going public may serve several goals: it may help a company gain access to a broader investor base, raise the capital it needs in order to activate its growth potential and strengthen its market...SwitzerlandFinance and BankingBär & Karrer Ltd.
ArticleReverse Solicitation Under Swiss LawReverse solicitation designates the circumstances in which a foreign financial intermediary provides certain services to a client upon the latter's request, without prior solicitation...SwitzerlandFinance and BankingBär & Karrer Ltd.
ArticleUPDATE: FIDLEG und FINIG auf der Zielgeraden: Kommission für Wirtschaft und Abgaben des Ständerates (WAK-S) schliesst die Beratung ab – Fahne der Beschlüsse nun verfügbar.Die Kommission für Wirtschaft und Abgaben des Ständerates (WAK-S) hat die Beratungen zum Finanzdienstleistungsgesetz (FIDLEG) und zum Finanzinstitutsgesetz (FINIG) abgeschlossen.SwitzerlandFinance and BankingPwC
ArticleFINMA Issues New Guidance Regarding Insurance IntermediationWith the entry into force of the revised Insurance Supervision Act and the revised Insurance Supervision Ordinance, insurance intermediation in Switzerland will be subject to new regulation ...SwitzerlandInsuranceSchellenberg Wittmer Ltd
ArticleBank Guarantee: Pay First, Then Litigate – Except For Russian ConnectionsBank guarantees are a very commonly used security instrument, especially in international business transactions. They are irrevocable commitments by a bank to pay...SwitzerlandInternational LawMME Legal | Tax | Compliance
ArticleNo Duty To Return Retrocessions In Execution-Only Banking RelationshipsPublished today, the Swiss Federal Supreme Court's decision of 12 January 2026 provides for a much-awaited clarification on the treatment of retrocessions in execution-only banking relationships.SwitzerlandWealth ManagementBorel & Barbey
ArticleFINMA Risk Monitor 2023 – Identification Of Nine Significant Risks Relevant For Financial Service ProvidersBoth liquidity and funding risks as well as outsourcing of significant functions have been newly added to the FINMA list of principal risks...SwitzerlandFinance and BankingPestalozzi
ArticleQuantum Computing – Need For Action For Swiss Financial InstitutionsSwiss financial institutions face an emerging threat from quantum computing that could compromise current encryption methods. This article examines the technical implications of quantum computing advances and outlines the regulatory landscape requiring financial institutions to prepare for post-quantum cryptography. SwitzerlandFinance and BankingMME Legal | Tax | Compliance
ArticleNew Reporting Channel For Disclosure Notifications Regarding Companies With Shares Listed In SwitzerlandWithin the framework of further digitalisation, SIX Exchange Regulation (SER) launched its new platform "OLSdigital" on 4 March 2024 with the aim of digitalising and simplifying the submission of disclosure notifications.SwitzerlandCorporate/Commercial LawBär & Karrer Ltd.
ArticleDebt Collection Requests And Orders To Pay – A Possible Criminal Offence?A debt collection request is a commonly used means for a creditor to interrupt the statute of limitations of a claim and begin debt recovery. SwitzerlandCriminal LawALTENBURGER LTD legal + tax
ArticleDerivatives Trading Under FMIA: Reporting Obligations For Small Non-Financial Counterparties Postponed To 1 January 2024On 14 September 2018, the Federal Council extended the transition period for the reporting of derivative transactions by small non-financial counterparties (NFC-) until 1 January 2024 under the Financial Market Infrastructure Act.SwitzerlandFinance and BankingBär & Karrer Ltd.
ArticleEinschränkung des Einsichtsrechts bei ungerechtfertigten BetreibungenAktuell können grundsätzlich alle Betreibungen beim Betreibungsamt durch Dritte eingesehen werden, sofern sie ein Interesse glaubhaft machen.SwitzerlandFinance and BankingSuter Howald Rechtsanwalte
ArticleFINMA Guidance 01/2023: Management Of Climate RisksOn 24 January 2023, FINMA issued its Guidance 01/2023 on developments in the management of climate risks. Building on previous communications...SwitzerlandFinance and BankingLenz & Staehelin
ArticleNew Laws On Financial ServicesFollowing the 2008 crisis, Switzerland launched a legislative project to create uniform competitive conditions for financial intermediaries and improve client protection.SwitzerlandFinance and BankingAkin
ArticleSet Up And Cost Of Private Placement Life Insurance And Deferred Variable Annuities - Who Is Involved And How Does It WorkThe parties to a PPLI contract is well understood and the same as traditional life insurance. The figure below illustrates the parties involved to the policy.SwitzerlandFinance and BankingEnvisage GmbH
ArticleStock Exchange Listing In Switzerland: Requirements And BenefitsDiscover the requirements and benefits of pursuing a Stock Exchange listing in Switzerland. Switzerland, known for its financial stability and regulatory prowess...SwitzerlandFinance and BankingLindemann Rechtsanwälte
ArticleYour Information Rights: What Customers Of Swiss Banks Need To KnowIn the intricate web of financial regulations and personal rights, the information rights of bank customers stand out as a pivotal area of legal and practical importance.SwitzerlandPrivacyLindemann Rechtsanwälte
ArticleAn Introduction To Banking & Finance (Foreign Expertise)Inflationary pressures observed worldwide in 2022 and 2023 appear to have eased as inflation rates in advanced and emerging economies have halved on average, whereas in Switzerland it now stands at 1.4%.SwitzerlandTaxLoyens & Loeff
ArticleFrom Licensed Asset Managers To Accredited Collective Asset Managers: What Changes Are In Store For Institutional Asset Managers Of Occupational Pension Plans?The real novelty resides in the prudential oversight of occupational pension asset managers. SwitzerlandEmployment and HRFBT Avocats SA