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The Canadian Securities Administrators recently released their 2010 Enforcement Report, which summarizes the steps taken by regulators over the past year "to detect and disrupt misconduct in Canada's capital markets."

In the sixth and final video from the Canadian Lawyer InHouse View 2014 series, sponsored by Blake, Cassels & Graydon LLP, the five senior in-house counsel from our panel speak to the lead projects they have their sights set on for the year ahead.

For further information, please see TSX Notice of Housekeeping Rule Amendments.

Mario's guest this week, Eric Castonguay of PwC's Corporate Finance Group, ...

Mario Nigro speaks with Matthew Burpee of Kepler Capital, a Canadian firm focused on the lower end of the North American midmarket(typically under $3 million EBITDA/cash flow).

On August 3, the Investment Industry Regulatory Organization of Canada (IIROC) released a new strategic plan for 2012-2015.

CanCap is looking to back out of the deal signed on February 2, 2020 on the basis Rifco has suffered a MAC for, among other reasons, the outbreak of COVID-19.

The Investment Industry Regulatory Organization of Canada released its 2010-11 annual report today, entitled Building Confidence in Canada's Capital Markets.

A reminder to unregistered investment fund managers (UIFMs) that the annual capital markets participation fee (CM participation fee) applicable only in Ontario is due within 90 days of a UIFM’s year end.

The SEC has granted an extension for smaller public companies to comply with the auditor attestation requirement under section 404 of the Sarbanes-Oxley Act of 2002.

Relief permitting issuers to list shares on the TSX Venture Exchange (TSXV) at a minimum of $0.01 has been extended to December 31, 2020.

The Investment Industry Regulatory Organization of Canada (IIROC) has released its finalized Guidance on Marketplace Thresholds.

The Investment Industry Regulatory Organization of Canada yesterday proposed a new transaction-based debt market regulation fee model

In an earlier edition of "Fully Secured", we reported on the Ontario Government’s deferral of the August 1, 2007 amendment to the Ontario PPSA.

Progress toward a quasi-national securities regulatory system in Canada is continuing. The participating provinces and territory have published a revised draft of the harmonized provincial Capital Markets Act.

This is a reminder that, beginning on November 1, 2010, insiders will have less time to file insider reports when disclosing a change in the beneficial ownership of securities of a reporting issuer or a change in the insider’s interest in a related financial instrument involving a security of a reporting issuer.

The Canadian Securities Administrators (CSA) performed their annual risk-based oversight review of the Investment Industry Regulatory Organization of Canada