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On July 22, 2016, following a joint hearing of the British Columbia and Ontario securities commissions, the regulators decided not to block a proposed private placement of common shares of Dolly Varden Silver Corporation.

Companies with, or considering, dual class share structures should take note of the new policy released by the Canadian Coalition for Good Governance.

Our previous blogs discussed capital-raising for businesses in the agricultural sector. Generally speaking, to raise money by selling shares, a business must either prepare a prospectus or sell...

According to a number of commentators, shareholder activism has become the new normal, with activist investors focusing on a broad range of issues, from governance to operations. Interventions have targeted, for example, board composition, executive compensation, dividend policy and proposed mergers.

On May 1st, 2020, significant amendments to the British Columbia Business Corporations Act (the "Act") will come into effect.

On April 17, 2023, Generative AI Solutions Corp. ("GenAI" or the "Company") (CSE: AICO) (‎FSE: 99L.F) (OTC: IDLSF), Ultron Capital Corp. ("Ultron") and a wholly owned subsidiary...

On November 7, 2024, the Canadian Securities Administrators ("CSA") released CSA Staff Notice 51-365 Continuous Disclosure Review Program Activities for the fiscal years ended March 31, 2024...

On March 5, 2020 the Canadian Securities Administrators introduced a harmonized process for full reviews of prospectuses on a confidential pre-filing basis for non-investment issuers.

On November 5, Glass Lewis released updates to its Canadian voting guidelines for the upcoming 2015 proxy season.

An issuer that distributes securities to the public must either file a prospectus with securities regulatory authorities and deliver such prospectus to prospective purchasers...

Last week, the Investment Industry Regulatory Organization of Canada adopted a new rule requiring dealers to report debt securities transactions.

IIROC published guidance yesterday that will expand its implementation of single-stock circuit breakers.

The Investment Industry Regulatory Organization of Canada (IIROC) recently released its annual compliance report.

On February 20, IIROC released for comment a proposed new rule that would require reporting of debt transactions.

The Investment Industry Regulatory Organization of Canada (IIROC) earlier this week released draft guidance regarding outsourcing arrangements into which dealers commonly enter.

On February 14, the Investment Industry Regulatory Organization of Canada confirmed that it considers certain trading strategies typically associated with high frequency trading as manipulative and deceptive in respect of the Universal Market Integrity Rules.

Earlier this week, IIROC released a summary of the 600+ exemptions from the Dealer Member and Universal Market Integrity Rules it granted during 2014.