5,883 results found

On February 20, 2025, the Office of the Superintendent of Financial Institutions (OSFI) announced updates to Guideline B-15 on Climate Risk Management...

Canadian Securities Administrators (CSA) along with the Canadian Investment Regulatory Organization (CIRO) introduced Client Focused Reforms (CFR) in October 2019, which came...

The Ministers of Finance of British Columbia, Ontario and Canada have agreed to establish a cooperative capital markets regulator, as indicated by a press release earlier today.

2022 was a difficult year for private equity (PE) dealmakers and 2023 has not been much easier. Cross-border transactions continued to be challenging, a reflection of global geopolitical and macroeconomic headwinds.

On February 16, 2016, the Canadian Securities Administrators announced proposed changes (the "Proposed Amendments") to Multilateral Instrument 96-101 Trade Repositories and Derivatives Data Reporting ..

The Proposed Rules are open for public comment until May 13, 2020.

On February 20, 2020, the securities regulatory authorities of all the provinces and territories of Canada, except Ontario (Participating Authorities)

In a publication released this month titled Improving Self-Regulation for Canadians, the Investment Industry Regulatory Organization of Canada ("IIROC") has, among other things...

On September 8, 2022, the Canadian Securities Administrators (CSA) announced a new prospectus exemption aimed at streamlining the process for eligible listed public companies...

On November 18, 2016, the Canadian Securities Administrators ("CSA") released the Oversight Review Report of the Mutual Fund Dealers Association of Canada ("MFDA") (the "Report").

On August 18, the Canadian Securities Administrators (CSA) released its 2025–2026 Year in Review, covering the first year of work under the CSA’s 2025–2028 Business Plan. The review period runs broadly from July 1, 2025, to June 30, 2026. During that period, the CSA released 54 publications spanning rule amendments, consultations, blanket orders, guidance, policy initiatives and market updates, and participated in more than 95 stakeholder engagements.

The Fairbairns were angel investors in a technology company that had proven to be very successful.

Following a similar process as in Ontario and Saskatchewan (which you can read about here), earlier this month the New Brunswick Financial and Consumer Services Commission (Commission)...

In 2009 and 2010, Canada's payments systems underwent remarkable scrutiny and was the subject of a host of changes.

The start of every new year brings with it the excitement of new beginnings and the prospect of new challenges. 2017 is no exception — at least on the Canadian securities regulatory front, with hotly anticipated significant new developments and regulatory deadlines.

What is the standard expected of a dealer employee who is tasked with pricing securities for client reporting, and the compliance standard for reviewing that work? Can seniority affect the standard...

En vertu des changements au Règlement 81-105, il sera interdit aux organismes de fonds de payer des commissions de vente initiales aux courtiers...

La Commission des valeurs mobilières de l'Ontario a annoncé dernièrement avoir conclu un protocole d'entente avec le Centre d'analyse des opérations et déclarations financières du Canada...