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  • Article

    IIROC Publishes Circuit Breaker Levels For Q3 2012

    Earlier this week, the Investment Industry Regulatory Organization of Canada (IIROC) published Notice 12-0207 setting out its circuit breakers for the third quarter of 2012, which are set in coordination with those in U.S. markets.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    IIROC Publishes Study On Impact Of Dark Rule Amendments

    The Investment Industry Regulatory Organization of Canada recently published a study on the "Impact of the Dark Rule Amendments" which analyses the dark liquidity framework implemented in 2012.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
Article

IIROC Releases Guidance Regarding Definition Of Foreign Organized Regulated Market

The Investment Industry Regulatory Organization of Canada earlier this week published guidance reminding dealers that trades executed off-marketplace in reliance of the exemption to execute trades on a foreign organized regulated market (FORM) must meet the appropriate requirements.
CanadaCorporate/Commercial Law
Stikeman Elliott LLP
Stikeman Elliott LLP
  • Article

    IIROC Republishes Proposed CRM Changes

    The Investment Industry Regulatory Organization of Canada today republished for further comment proposed amendments to its Dealer Member Rules.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    Interra Copper Corp. And Alto Verde Copper Inc. Complete Business Combination

    On March 31, 2023, Interra Copper Corp. (CSE: IMCX) (OTCQB: IMIMF) (FRA: 3MX) ("Interra") announced that it had completed its previously announced business combination...
    CanadaCorporate/Commercial Law
    Gowling WLG
    Gowling WLG
  • Article

    La BCSC exige le dépôt électronique des déclarations annuelles de placement avec dispense

    Aux termes des récentes modifications apportées au BC Instrument 13-502 Electronic Filing of Reports of Exempt Distribution ...
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    La CVMO Conclut Un Protocole D'entente Avec La Monetary Authority Of Singapore

    Le protocole d'entente conclu entre la Commission des valeurs mobilières de l'Ontario (CVMO) et la Monetary Authority of Singapore (MAS), qui avait été annoncé pour la première fois cet été...
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    La CVMO Renouvelle Son Protocole D'entente Avec Le CCRC

    Dernièrement, la Commission des valeurs mobilières de l'Ontario (la « CVMO ») et le Conseil canadien sur la reddition de comptes (le « CCRC ») ont signé un protocole d'accord renouvelé
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    La TSX-V Assouplit Provisoirement L'exigence De Prix Minimal

    En réaction aux circonstances extraordinaires avec lesquelles les émetteurs doivent actuellement composer en raison de la pandémie de COVID-19, la Bourse de croissance TSX
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    LGBT Investing Group Gaingels Makes First Investment In Canadian Company

    LGBT investing group Gaingels has invested $360,000 in a $20 million Series B financing by Borrowell, a Toronto-based fintech company, representing its first investment in a Canadian company.
    CanadaCorporate/Commercial Law
    Gowling WLG
    Gowling WLG
  • Article

    Local Startup Program Attracts Global Talent

    Startup Source has covered the potential impact of Trump's presidency on Canada's startup space.
    CanadaCorporate/Commercial Law
    Aird & Berlis LLP
    Aird & Berlis LLP
  • Article

    M&A Trends To Watch For In 2018

    Interest rates have been low for a long time and asset values reflect this, with the record highs in the U.S. stock markets being one example.
    CanadaCorporate/Commercial Law
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    McInnes Cooper's Mike Melvin & Alex Warshick In The Franchisevoice: Reasonableness And The Enforceability Of Franchise Non-Competition Covenants

    Non-compete clauses in franchise agreements offer franchisors important and legitimate protections from unfair competition – but only if they meet the legal test to be enforceable.
    CanadaCorporate/Commercial Law
    McInnes Cooper
    McInnes Cooper
  • Article

    MFDA Proposes Codifying Minimum Standards For Leverage Suitability

    The Mutual Fund Dealers Association of Canada (MFDA) recently released proposed amendments to the MFDA's "Know-Your-Client" rule (Rule 2.2.1) to clarify that suitability obligations extend to leveraging recommendations and to establish transparent minimum regulatory standards in assessing leverage suitability.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    More Blanket Relief From New OTC Issuer Rule

    New Brunswick, Nova Scotia and Manitoba have now issued blanket orders, substantially similar to those issued in other provinces, to exempt certain issuers from the recently enacted Multilateral Instrument 51-105 Issuers Quoted in the U.S. Over-the Counter Markets.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    Myron Mallia-Dare Discusses Qnext's Vision And More In An Episode Of The Canadian RegTech Association's Podcast

    Myron Mallia Dare sat down with Anthony DeCristofaro, President and CEO of Qnext for a fireside chat on a recent episode of the Canadian RegTech Association's podcast.
    CanadaCorporate/Commercial Law
    Miller Thomson
    Miller Thomson
  • Podcast

    Myron Mallia-Dare Speaks With Data Sentinel Inc.'s Founder And CEO On A Recent Episode Of The Canadian RegTech Association's Podcast (Podcast)

    Myron spoke with Mark Rowan, Founder and CEO of Data Sentinel Inc., on the latest episode of the Canadian RegTech Association's podcast.
    CanadaCorporate/Commercial Law
    Miller Thomson
    Miller Thomson
  • Article

    Myron Mallia-Dare Speaks With Finhaven's President And CEO On A Recent Episode Of The Canadian RegTech Association's Podcast

    Myron Mallia-Dare sat down with "DH" Kim, President and CEO of Finhaven for a fireside chat on a recent episode of the Canadian RegTech Association's podcast. Myron discussed...
    CanadaCorporate/Commercial Law
    Miller Thomson
    Miller Thomson
  • Article

    New Proposal For Prospectus-Exempt Resale Of Foreign Issuers' Securities

    The Canadian Securities Administrators have published for comment a new prospectus exemption for the resale of securities of a foreign issuer.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    New Publication On Piercing The Corporate Veil

    Readers of this blog may recall our series of blog posts here, here, here and here discussing the UK Supreme Court’s recent watershed decisions on piercing the corporate veil in VTB Capital Plc v Nutritek International Corp, [2013] UKSC 5 and Prest v Petrodel Resources Ltd, [2013] UKSC 34.
    CanadaCorporate/Commercial Law
    McCarthy Tétrault
    McCarthy Tétrault
  • Showing 921–940 of 23599 results

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