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  • Article

    CSA Adopt Changes To Registration Rules To Protect Older And Vulnerable Clients

    Rule changes will require registrants to take reasonable steps to obtain the name of a client's trusted contact person; allow for temporary account holds.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    CSA Amends BAR Requirements

    On August 20, 2020, the CSA announced amendments to the business acquisition report requirements set out in Part 8 of National Instrument 51-102 Continuous Disclosure Obligations for reporting issuers that are not venture issuers.
    CanadaCorporate/Commercial Law
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
Article

CSA Announces Results Of Continuous Disclosure Review For Fiscal 2012

The Canadian Securities Administrators recently published the results of its annual continuous disclosure (CD) review program for the fiscal year ended March 31, 2012.
CanadaCorporate/Commercial Law
Goodmans LLP
Goodmans LLP
  • Article

    CSA Asks Reporting Issuers To Seek Management Cease Trade Orders If COVID-19 Will Impact Filing Deadlines

    On March 16, 2020, the Canadian Securities Administrators (CSA) issued a news release to address how reporting issuers should handle any delays in their reporting obligations ...
    CanadaCorporate/Commercial Law
    Fasken
    Fasken
  • Article

    CSA Consider Reducing Scope Of Order Protection Rule Regime

    The CSA published for comment proposed amendments to trading rules intended to address the costs and inefficiencies associated with the current framework.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    CSA Implements "Access Equals Delivery" Model For Prospectuses

    On January 11, 2024, the Canadian Securities Administrators (CSA) published the final amendments to several national instruments and policies to adopt an "access equals delivery" model (the AED Model)...
    CanadaCorporate/Commercial Law
    Torys
    Torys
  • Article

    CSA Introduce Rules To Regulate Financial Benchmarks And Administrators

    CSA regulation of benchmarks and administrators is part of the international response following allegations of LIBOR manipulation in 2012.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    CSA Issues Guidance Re Continuous Disclosure Deadlines Amidst COVID-19 Pandemic

    On March 16, 2020, the Canadian Securities Administrators (the "CSA") issued a press release regarding a reporting issuer missing filing deadlines amidst the COVID-19 pandemic.
    CanadaCorporate/Commercial Law
    McCarthy Tétrault
    McCarthy Tétrault
  • Article

    CSA Issues Warning To Issuers Regarding Promotional Activities

    On November 29, 2018, the Canadian Securities Administrators (CSA) published CSA Notice 51-356 Problematic promotional activities by issuers ("Notice 51-356").
    CanadaCorporate/Commercial Law
    Minden Gross LLP
    Minden Gross LLP
  • Article

    CSA Propose Amendments To Reduce Compliance Burden For Private Placement Reports On Form 45-106F1

    The comment period is open until September 6, 2017.On June 8, 2017, the Canadian Securities Administrators (CSA) published for comment proposed amendments to Form 45-106F1...
    CanadaCorporate/Commercial Law
    Blake, Cassels & Graydon LLP
    Blake, Cassels & Graydon LLP
  • Article

    CSA Propose Fund Facts Pre-Sale Delivery Requirements

    The CSA published proposed amendments to mutual fund prospectus disclosure rules that would implement requirements regarding the pre-sale delivery of Fund Facts.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    CSA Propose Modernization Of Prospectus Filing For Investment Funds

    Proposed modernization of certain investment fund prospectus filing rules would extend lapse date to 24 months.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    CSA Propose Narrowing Scope Of EMD Activities Along With Other Changes To The Registration Regime

    The Canadian Securities Administrators last week proposed a broad range of amendments to the registrant regulatory framework ranging from those intended to codify exemptive relief and create internal consistencies to substantive amendments that would narrow the scope of activities that are conducted by certain registrants.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    CSA Proposes Amendments To Corporate Governance Disclosure Regarding Board Nominations, Board Renewal, And Diversity

    The Canadian Securities Administrators (CSA) has proposed amendments to the corporate governance disclosure requirements and guidelines surrounding board nomination, board renewal, and diversity...
    CanadaCorporate/Commercial Law
    Cassels
    Cassels
  • Article

    CSA Provides Blanket Relief For Market Participants Due To COVID-19

    Further to our blog post of March 19, 2020, the Canadian Securities Administrators (the "CSA") granted temporary, blanket relief to market participants on March 23, 2020
    CanadaCorporate/Commercial Law
    Lawson Lundell LLP
    Lawson Lundell LLP
  • Article

    CSA Publishes Compliance Review Of Gender Diversity Disclosure

    The Canadian Securities Administrators have published a review of compliance with recent updates to reporting issuers' corporate governance disclosure, specifically relating to gender diversity.
    CanadaCorporate/Commercial Law
    Goodmans LLP
    Goodmans LLP
  • Article

    CSA Publishes For Comment Proposed Amendments To Registration Requirements Under NI 31-103, 31-103 CP, And NI 33-109

    On July 7, 2016, the Canadian Securities Administrators ("CSA") published for a 90-day public comment period proposed amendments...
    CanadaCorporate/Commercial Law
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    CSA Releases Client Focused Reforms

    The Canadian Securities Administrators (CSA) released final amendments to National Instrument 31-103, intended to "enhance the client-registrant relationship".
    CanadaCorporate/Commercial Law
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    CSA Significantly Increases The Capital-Raising Limit Under The Listed Issuer Financing Exemption

    On May 14, 2025, the Canadian Securities Administrators (CSA) announced Coordinated Blanket Order 45-935 Exemptions from Certain Conditions of the Listed Issuer Financing Exemption...
    CanadaCorporate/Commercial Law
    Bennett Jones LLP
    Bennett Jones LLP
  • Article

    CSE Plans Expanded Range Of Order Types For 2018

    The enhancements respond to customer demand and will create greater consistency between the CSE and other Canadian marketplaces.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Showing 921–940 of 6399 results

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