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  • Article

    CSA Proposes Expedited Shelf Prospectus Regime

    Assuming the WKSI reassesses its qualification to use the regime annually, the receipt for the prospectus will remain effective for 37 months from the date of its deemed issuance.
    CanadaCorporate/Commercial Law
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    CSA Publish Proposed Amendments To Reflect Designation Of Credit Rating Organizations

    The CSA yesterday published proposed consequential amendments to a number of national instruments, policies and forms intended to implement the new regulatory regime surrounding designated rating organizations.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
Article

CSA Publishes Guidance For Online Portfolio Advisers

On September 24, 2015, the Canadian Securities Administrators (CSA) published guidance for portfolio managers on providing advice using online platforms.
CanadaCorporate/Commercial Law
Stikeman Elliott LLP
Stikeman Elliott LLP
  • Article

    Demystifying OBSI's Loss Calculation For Unsuitably Sold Illiquid Exempt Market Securities

    The Ombudsman for Banking Services and Investments (OBSI) released a consultation relating to its approach to calculating investor loses where there has been an unsuitable sale of illiquid exempt market securities.
    CanadaCorporate/Commercial Law
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    Doing Business In Québec 2013

    Doing Business in Québec, updated as of November 2013, is an informative resource for businesses and investors wishing to gain insight into Canada's economic structure and Québec's business regulatory framework.
    CanadaCorporate/Commercial Law
    DLA Piper
    DLA Piper
  • Article

    Ecobee Raises $35 Million Funding Round

    Notably, this financing represents the single largest investment yet from Amazon's $100-million Alexa Fund.
    CanadaCorporate/Commercial Law
    Aird & Berlis LLP
    Aird & Berlis LLP
  • Podcast

    Episode 22: Chemtrade: How Should Courts Use Evidence About Contract Negotiation To Interpret The Words Of A Contract? (Podcast)

    In Chemtrade v. Superior Plus, Alberta's Court of Appeal considered the extent to which courts can use evidence of a contract's surrounding circumstances and parties' "common understanding"...
    CanadaCorporate/Commercial Law
    McCarthy Tétrault
    McCarthy Tétrault
  • Article

    FIRPTA Real Property Taxation Relief Proposed By U.S. Legislators

    In an attempt to arrive at an agreement before the Christmas break, negotiators from the U.S. House of Representatives and the U.S. Senate released on December 15, 2015 statutory language...
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    Funding For Research

    The Budget provides a number of funding envelopes for science and technology research.
    CanadaCorporate/Commercial Law
    Miller Thomson
    Miller Thomson
  • Article

    GFL Environmental Inc. Acquires Deep Foundations Group Of Companies

    The acquisition of the Deep Group will complement GFL's existing shoring and foundation capabilities.
    CanadaCorporate/Commercial Law
    Torkin Manes LLP
    Torkin Manes LLP
  • Video

    Governance Trends In M&A (Trending 2014: An M&A Video Series)

    Partner Jane Murdoch looks at three recent trends in governance that are relevant to M&A transactions for public companies.
    CanadaCorporate/Commercial Law
    Cassels
    Cassels
  • Article

    Hakken Capital Completes IPO

    On March 13, 2020, Hakken Capital Corp. announced that it had completed its initial public offering of common shares in the capital of the company for gross proceeds of $400,000, ...
    CanadaCorporate/Commercial Law
    Gowling WLG
    Gowling WLG
  • Article

    HAW Capital 2 Corp. Completes CPC IPO

    On January 8, 2021, HAW Capital 2 Corp. (TSXV: HAW.P) announced that it had completed its initial public offering of 4,000,000 common shares issued at a price of $0.10 per share pursuant to...
    CanadaCorporate/Commercial Law
    Gowling WLG
    Gowling WLG
  • Article

    IIROC Amends Proposed Dealer Termination Provisions

    On June 27, the Investment Industry Regulatory Organization of Canada released proposed amendments to delete from a previous proposal draft provisions regarding the suspension and termination of Dealer Members.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    IIROC And MFDA To Be Merged Into Single Self-Regulatory Organization

    Earlier this week, the Canadian Securities Administrators (CSA) announced that Canada's two pre-eminent investment industry self-regulatory organizations will be merged into a single regulatory organization (SRO).
    CanadaCorporate/Commercial Law
    Affleck Greene McMurtry LLP
    Affleck Greene McMurtry LLP
  • Article

    IIROC Annual Report Highlights Regulatory Progress

    The Investment Industry Regulatory Organization of Canada yesterday released its 2012-2013 annual report, which outlines the progress made by IIROC over the past year to protect investors, promote compliance and effective risk management, and foster fair, efficient and competitive capital markets.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    IIROC Coordinates Circuit Breakers With Updated U.S. Triggers

    Earlier this week, IIROC released a guidance notice with regards to the new U.S. market-wide trading circuit breakers.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    IIROC Dealer Member Plain Language Rule Book Published For Comments

    The Investment Industry Regulatory Organization of Canada published for a 120-day comment period its proposed plain language rule book for IIROC dealer members on March 10, 2016.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    IIROC Implements Trade Matching Rule Amendments

    On September 6, the Investment Industry Regulatory Organization of Canada announced that it will be implementing, as of October 1, 2013, amendments to its Dealer Member Rules in respect of trade related correspondence to clients and trade matching practices.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    IIROC Provides Guidance On Seeking UMIR Exemptions

    On January 27, the Investment Industry Regulatory Organization of Canada (IIROC) issued guidance with respect to the process to be followed by dealers, users and subscribers seeking to obtain an interpretation of, or exemption from, a provision of UMIR.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Showing 901–920 of 23599 results

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