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The United States Court of Appeals for the Eleventh Circuit held in its late May judgment in SEC v. Graham that the five-year limitation period set out in 28 USC §2462 applies to the US Securities and Exchange Commission...

With the Ontario Securities Commission's new incentive-based whistleblower program now on the horizon, recent awards under comparable whistleblower programs in the U.S. are increasingly relevant to boards of directors...

Executive compensation arrangements in Canada frequently give rise to complexities given regular changes in tax legislation, securities regulation and employment law. Recent developments highlight important considerations for employers structuring equity incentives, administering compensation plans and managing employee entitlements upon termination.

A stock option plan provides an employee of a corporation with the right to purchase shares of the corporation at a pre-determined exercise price.

Le 6 juin 2019, la Commission des valeurs mobilières de l'Ontario (CMVO) a publié un avis du personnel encourageant les sociétés minières émettrices à demander l'examen de leur information technique

The Canadian Securities Administrators recently announced amendments to National Instrument 45-106 Prospectus and Registration Exemptions which are expected to come into force on May 5, 2015.

In a recently released staff notice, staff of the Ontario Securities Commission (OSC) have provided guidance on the availability of certain exemptions from the dealer registration requirement under the Commodity Futures Act (CFA) that we believe is contrary to the prevailing interpretation among market participants.

In a move to allow for further study of the Canadian OTC derivatives market, the Ontario Securities Commission (the OSC) has delayed the effective date for the public dissemination of transaction-level data...

For collective investment vehicles with December 31 year ends, upcoming interim financial statement deadlines should be on your radar. In particular, issuers that rely on the offering memorandum (OM)...

Securities regulatory authorities in each of British Columbia, Alberta, Saskatchewan, Manitoba and New Brunswick recently announced the creation of a new prospectus exemption...

The Toronto Stock Exchange (TSX) has adopted amendments to the TSX Company Manual intended to provide a complete set of standards and practices (the DRIP Rules) for dividend reinvestment plans (DRIPs).

For collective investment vehicles with December 31 year ends, upcoming interim financial statement deadlines should be on your radar. In particular, issuers that rely on the offering memorandum...

The uncertainty unleashed by the pandemic has lead to challenges for businesses and their investors.

La Commission des valeurs mobilières de l'Ontario (la « CVMO »), qui reconnaît les défis qu'ont à relever les participants au marché pendant la pandémie de COVID-19, a temporairement renoncé à leur réclamer les frais...

The OSC's late fee blanket orders apply in Ontario to market participants who are either not eligible for the CSA relief or have chosen not to take advantage of it.

On September 25, 2022, the Ontario Securities Commission announced that it had adopted an exemption from the prospectus requirements on a pilot basis.

L'activisme actionnarial au Canada poursuit son évolution, poussé par la vaste gamme de tactiques et de défenses disponibles et par la participation d'investisseurs nationaux