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  • Article

    IGA Requires Canadian FFIs To Register On IRS FATCA Portal

    As noted in our previous post, the recently signed Inter-Governmental Agreement between the Canada and the U.S. relating to FATCA will modify the FATCA reporting obligations for Canadian financial institutions.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    IIROC Releases Annual Report

    The Investment Industry Regulatory Organization of Canada (IIROC) has just released its 2014-15 Annual Report.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

IIROC Releases Compliance Report For 2011

The Investment Industry Regulatory Organization of Canada (IIROC) yesterday released its Annual Consolidated Compliance Report for 2011. The report outlines matters that require firm attention, identifies deficiencies identified by IIROC's compliance examination teams over the last year and sets out IIROC's focus for the 2011-2012 examination cycle.
CanadaCorporate/Commercial Law
Stikeman Elliott LLP
Stikeman Elliott LLP
  • Article

    IIROC releases updated Strategic Plan

    Yesterday, the Investment Industry Regulatory Organization of Canada (IIROC) issued its updated Strategic Plan for 2010-2012.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    Inapplicability Of The Personal Property Security Act (Ontario) To Insurance

    We recently represented a US bank in Ontario on a secured refinancing for a Canadian borrower.
    CanadaCorporate/Commercial Law
    Osler, Hoskin & Harcourt LLP
    Osler, Hoskin & Harcourt LLP
  • Article

    Insider Trading And Record-Keeping Requirements Of Ontario Securities Act Amended

    The Ontario Securities Act was recently amended to broaden the scope of insider trading liability and certain record-keeping requirements.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    Interim Relief Published For International Dealers And Advisers Under The Ontario Commodity Futures Act

    The Ontario Securities Commission (OSC) recently published two new instruments that codify interim relief for international firms
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    Investment Funds Provided With Extension Of Certain Filing, Delivery And Prospectus Renewal Requirements

    Conditions of the Temporary Relief are substantially the same as those set out in the previously published relief (the Prior Relief).
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    Investment Funds Team Advises On Fundraise In Connection With The Acquisition Of Dignity Plc

    The Gowling WLG Investment Funds team has advised Castelnau Group Limited, an investment fund listed on the London Stock Exchange's Specialist Fund Segment, on the publication of a prospectus and launch of a placing to acquire Dignity plc,
    CanadaCorporate/Commercial Law
    Gowling WLG
    Gowling WLG
  • Article

    L'OCRCVM propose d'interdire aux courtiers exécutants de fournir des services d'exécution d'ordre sans conseils aux courtiers inscrits

    Le 26 juillet 2018, l'Organisme canadien de réglementation du commerce des valeurs mobilières (l'OCRCVM) a proposé des dispositions modifiant les Règles des courtiers membres ...
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    Les ACVM Publient Leur Rapport D'inspection De L'OCRCVM

    Les Autorités canadiennes en valeurs mobilières (les « ACVM ») ont mené leur inspection annuelle fondée sur les risques de l'Organisme canadien de réglementation du commerce des valeurs mobilières (l'« OCRCVM »)
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    Les Fonds D'investissement Bénéficient D'une Prolongation De Certaines Exigences En Matière De Dépôt, De Livraison Et De Renouvellement Du Prospectus

    The Canadian Securities Administrators (CSA) have extended certain filing, delivery and prospectus renewal obligations of investment funds that fall between June 2 and September 30, 2020 for 60 days...
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    Marketplace Operation And Trading Rules Amended By The CSA

    The Canadian Securities Administrators recently approved amendments to National Instrument 21-101 – Marketplace Operation and National Instrument 23-101 Trading Rules.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    Materiality In Securities Legislation: Four Points From The Supreme Court Of Canada

    One of the issues in securities law generally is what constitutes "materiality". In a later post we will discuss "material adverse change" clauses in M&A agreements, but this post is about the fundamental question of what is "material".
    CanadaCorporate/Commercial Law
    McCarthy Tétrault
    McCarthy Tétrault
  • Article

    Mawson Resources Closes Oversubscribed $17 Million Public Offering Of Units

    Mawson has distinguished itself as a leading Nordic Arctic exploration company with a focus on the flagship Rajapalot gold-cobalt project in Finland.
    CanadaCorporate/Commercial Law
    Gowling WLG
    Gowling WLG
  • Article

    Minister Of Finance Announces Consultation To Permit Banks To Lease Cars

    The Honourable Jim Flaherty, Minister of Finance, released a consultation paper on April 26, 2009 seeking views on the potential merits of allowing banks and other federally regulated financial institutions to offer financial leasing for vehicles as well as other household property.
    CanadaCorporate/Commercial Law
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    Nunasi Corporation Sells Interest In NCC Investment Group To Kitikmeot Corporation

    On January 31, 2022, Nunasi Corporation sold its shares in NCC Investment Group Inc. to Kitikmeot Corporation for approximately $7.3 million.
    CanadaCorporate/Commercial Law
    Gowling WLG
    Gowling WLG
  • Article

    Obama Signs Law To Help Streamline IPOs, Simplify Reporting And Facilitate Private Market Trading

    A new law recently signed by President Obama—known as the FAST Act and related mostly to transportation and infrastructure—will help streamline IPOs by emerging growth companies (EGCs).
    CanadaCorporate/Commercial Law
    Torys
    Torys
  • Article

    OSC Announces Compliance Review Of Derivatives Data Reporting

    OSC staff have advised that they may also attend derivatives dealers' offices to review internal processes and compare internal trade records with reported derivatives data.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    OSC Approves Extension Of Temporary Exemption From OEO Trailer Ban

    The Ontario Securities Commission ("OSC") recently published OSC Rule 81-509 Extension to Ontario Instrument 81-508 Temporary Exemptions from the OEO Trailer Ban to Facilitate Dealer Rebates...
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Showing 821–840 of 10286 results

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