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  • Article

    Don't Miss The Buzzer: Change Of Auditor Notice Requirements

    A friendly reminder to registrants of obligations under National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (NI 31-103) to file a written notice...
    CanadaFinance and Banking
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    Fall 2021 Newsletter

    We have been helping lawyers since 1981.
    CanadaFinance and Banking
    Lawyers Financial
    Lawyers Financial
  • Article

Firm Capital Mortgage Investment Corporation Completes $25.9 Million Bought Deal Financing

On November 30, 2020, Firm Capital Mortgage Investment Corporation (TSX: FC) announced that it had closed its previously announced bought deal public offering of common shares.
CanadaFinance and Banking
Gowling WLG
Gowling WLG
  • Article

    Globe and Mail Publishes Review of Corporate Governance Practices

    The Globe and Mail today published Board Games 2010, its 9th annual review of corporate governance practices in Canada.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    IIROC Issues Guidance Regarding Management Of Stop Loss Orders

    The Investment Industry Regulatory Organization of Canada today issued final guidance regarding the management of stop loss orders in light of dealers' obligations under the new UMIR electronic trading rule amendments effective March 1, 2013.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    IIROC Proposes Changes To Disclosure Requirements For Electronic Research Reports

    The released proposed amendments from the Investment Industry Regulatory Organization of Canada to its Dealer Member Rules that would result in the repeal of Dealer Member Rule 3400, Requirement 15 in its entirety and replace it with a requirement that would permit Dealer Members to include in paper based research reports covering more than six issuers, directions as to where the Rule 3400 Disclosures may be found.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    IIROC Withdraws Proposal To Permit Partial Swap Offset Strategies

    The Investment Industry Regulatory Organization of Canada (IIROC) recently announced the withdrawal of proposed amendments to its Dealer Member Rules ...
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    Important Reminder: Filing Registrant Financial Statements By April 1 To Rest Assured

    A friendly reminder to registrants of the requirement under Part 12 of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations...
    CanadaFinance and Banking
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    ISS Publishes 2011 Updates To Corporate Governance Policy

    Institutional Shareholder Services Inc. today published the annual updates to its Canadian Corporate Governance Policy.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    Le Nouveau-Brunswick Adhère Au Protocole D'entente Canadien Sur La Surveillance Des Bourses

    Le Nouveau-Brunswick adhère au protocole d'entente canadien sur la surveillance des bourses
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    OSC Provides Update On IFRS Disclosure Deficiencies For Investment Funds

    The Investment Funds and Structured Products Branch of the OSC today published its third release in respect of IFRS disclosure deficiencies for investment funds.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    Reminder: Annual Exempt Trade Reports For Investment Fund Issuers – Avoid Frostbite

    If you haven't yet turned your mind to your annual exempt trade reports for investment fund issuers, now is the time. As noted in last month's bulletin...
    CanadaFinance and Banking
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    SEC Adopts Say-On-Pay Rules

    Yesterday, the SEC announced that it was adopting rule amendments that would require issuers to conduct: (i) a shareholder advisory vote to approve the compensation of executives at least once every three calendar years beginning with the first annual shareholders' meeting taking place on or after January 21, 2011; (ii) a shareholder advisory vote on the frequency of executive compensation votes at least once every six calendar years; and (iii) a shareholder advisory vote on golden parachute arr
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    SEC Postpones Auditor Attestation For Smaller Public Companies

    The SEC has granted an extension for smaller public companies to comply with the auditor attestation requirement under section 404 of the Sarbanes-Oxley Act of 2002.
    CanadaFinance and Banking
    Torys
    Torys
  • Article

    The Investment Funds Practitioner Published For April 2015

    The Investment Funds and Structured Products Branch of the Ontario Securities Commission today released the April 2015 issue of The Investment Funds Practitioner...
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    TSX Removes Security Certificate Requirements For Exempt Companies

    The Toronto Stock Exchange (TSX) will be eliminating the costly security certificate requirements that apply to Exempt Industrial Companies.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    Khiron Life Sciences Completes Acquisition Of Pharmadrug Production GmbH

    Khiron is a leading vertically integrated international medical cannabis corporation with core operations in Latin America and Europe.
    CanadaFood, Drugs, Healthcare, Life Sciences
    Gowling WLG
    Gowling WLG
  • Video

    CPD ACCREDITED Webinar: The Legacy Of Broken Systems: Family, Identity, And Generational Trauma (Video)

    Red River Métis speaker, survivor, and MMIWG advocate Fallon Farinacci confronts the systemic failures behind family separation and generational trauma among Indigenous survivors.
    CanadaGovernment, Public Sector
    Gluckstein Lawyers
    Gluckstein Lawyers
  • Article

    Doing Business In Canada

    Designed for executives, legal counsel, and potential US and international investors, the Goodmans LLP Doing Business in Canada guide offers a practical overview of Canada's legal landscape and key business legislation.
    CanadaGovernment, Public Sector
    Goodmans LLP
    Goodmans LLP
  • Article

    Outlook Series 2024: The Latest Legal And Business Developments Across Key Industries

    With the legal and business landscapes rapidly evolving over the last year, McCarthy Tétrault's 2024 Outlook Series looks at the latest developments across key industries that will affect your business in 2024...
    CanadaGovernment, Public Sector
    McCarthy Tétrault
    McCarthy Tétrault
  • Showing 801–820 of 23599 results

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