10,286 results found

Continuing its emphasis on the importance of cybersecurity, the U.S. SEC recently recommended measures that registered investment companies and registered investment advisers may wish to consider when addressing cybersecurity risks.

The U.S. SEC released a proposal this week directing national securities exchanges to require compliance with new independence requirements for compensation committees.

On September 12, 2024, CIRO released a Rule Consolidation Project Update, providing very useful information on the project status, comment period participation and decisions made to date by CIRO.

In connection with its new proficiency model, the Canadian Investment Regulatory Organization (CIRO) has published the syllabus and practice exam for the Canadian Investment Regulatory Exam (CIRE)...

As we discussed in December 2009, the Saskatchewan Financial Services Commission, Securities Division issued General Order 91-907 in November of that year exempting over-the-counter (OTC) derivatives trading among qualified parties from the registration and prospectus requirements under the Saskatchewan Securities Act, 1988.

As we discussed on our Structured Finance blog in December 2009, the Saskatchewan Financial Services Commission, Securities Division issued General Order 91-907 in November of that year exempting over-the-counter (OTC) derivatives trading among qualified parties from the registration and prospectus requirements under the Saskatchewan Securities Act, 1988.

Stikeman Elliott LLP has the distinction of acting as legal adviser to the first ever IPO of a Canadian SPAC to date.

Ontario is taking the next step in its plan to help reduce the amount of time a vehicle can be stored after an accident from 60 days to a shorter time frame.

David Dodge joins BNN Bloomberg to discuss the Bank of Canada's Financial Services Review and share his perspectives on where he sees the Bank going from here.

The Statement of Claim, issued in September 2015, pleads inter alia a statutory right of action for contraventions of the Competition Act, civil conspiracy and unjust enrichment.

In April, the Canadian Investment Regulatory Organization (CIRO) was provided with additional registration responsibilities by the securities regulatory authorities in Alberta, Ontario, New Brunswick...

The issuance was significantly oversubscribed with over $9 billion in orders, attracting the largest total order books of a bond offering ever in Canada.

Partner Michael Feldman has authored an article for the C.D. Howe Institute titled "The Case for Longer Mortgages: Addressing the Mismatch Between Term and Amortization" which explores...

A question that we are often asked as finance lawyers is what level of support is needed to confirm that a document was properly executed.

BLG's Investment Management Group is pleased to share its Registration Rules Book, a compilation of the most commonly used national and multilateral instruments and policies...

On March 22, 2017, Ontario's Bulk Sales Act (BSA) was repealed by way of Schedule 3 of Ontario's Burden Reduction Act.

What is an "At-the-Market" program and how can issuers establish one? What should issuers know about recent amendments to the Canadian ATM regime?