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  • Article

    Canadian Regulators Will Permit Early Use Of Fund Facts

    On February 24, 2011, the Canadian Securities Administrators published CSA Staff Notice 81-321 Early Use of the Fund Facts to Satisfy Prospectus Delivery Requirements [available here], which clearly signals the CSA’s willingness to permit post-trade delivery of Fund Facts documents for mutual funds in lieu of the simplified prospectus.
    CanadaFinance and Banking
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    Canadian Securities Administrators Proposes Mandatory Reporting Of OTC Derivatives Trades

    On June 23, 2011, the Canadian Securities Administrators released CSA Consultation Paper 91-402, the first in a series of eight proposed public consultation papers relating to the proposed sweeping regulatory reform of the Canadian over-the-counter (OTC) derivatives market.
    CanadaFinance and Banking
Torys
Torys
  • Article

    Changes to Executive Compensation Disclosure in Canada

    The Canadian Securities Administrators (the "CSA") have published for comment proposed amendments to the executive compensation disclosure requirements.
    CanadaFinance and Banking
    Goodmans LLP
    Goodmans LLP
  • Article

    Choosing The Right Mortgage Enforcement Remedy In Ontario

    In the realm of mortgage enforcement, lenders who are faced with a borrower's default have an array of remedies at their disposal.
    CanadaFinance and Banking
    Gardiner Roberts LLP
    Gardiner Roberts LLP
  • Article

    Closed Commercial Mortgages: A Cautionary Tale

    Houser Henry & Syron LLP frequently represents buyers and sellers in the purchase and sale of commercial properties.
    CanadaFinance and Banking
    Houser Henry & Syron LLP
    Houser Henry & Syron LLP
  • Article

    CSA Approves Amendments Related to Implementation of International Finance Reporting Standards

    In March 2008, the Canadian Accounting Standards Board confirmed that International Financial Reporting Standards (IFRS) will apply to most Canadian public issuers and registrants for financial years beginning on or after January 1, 2011.
    CanadaFinance and Banking
    Goodmans LLP
    Goodmans LLP
  • Article

    CSA Harmonizes Dealer And Adviser Registration Requirements Pursuant To National Instrument 31-103

    Dealer and adviser registration categories and requirements throughout Canada are numerous, varied and complex.
    CanadaFinance and Banking
    McCarthy Tétrault
    McCarthy Tétrault
  • Article

    CSA Issues Staff Notice Regarding Maintenance Of The Current Corporate Governance Regime

    The Canadian Securities Administrators (the "CSA") has recently issued Staff Notice 58-305 – "Status Report on the Proposed Changes to the Corporate Governance Regime" (the "Notice").
    CanadaFinance and Banking
    Fasken
    Fasken
  • Article

    CSA Notice 46-303 Puts PPNs on the Radar

    Canadian Securities Regulators publish their concerns in relation to the distribution, sale and regulation of Principal Protected Notes
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    CSA Propose "Notice and Access" Shareholder Communication Model

    As we discussed in our post of April 9, the Canadian Securities Administrators (CSA) have recently published much-anticipated proposals to amend National Instrument 54-101 Communication with Beneficial Owners of Securities of a Reporting Issuer (NI 54-101), which would give issuers the option to post proxy-related materials on a non-SEDAR website under a "notice-and-access" model.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    CSA Propose Streamlined Venture Issuer Disclosure

    The Canadian Securities Administrators today published for comment proposals intended to "streamline and tailor venture issuer disclosure" to reflect the expectations of investors and to improve the manageability of disclosure requirements for issuers
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    CSA Proposed Securitized Products Rules - Significant Counterparties

    Under the proposed securitized product rules disclosure is also required in respect of certain significant counterparties in a transaction. For the most part the rules follow the pattern set out in Reg AB.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    CSA Provide Guidance On Early Use Of Fund Facts

    The Canadian Securities Administrators yesterday published guidance regarding the use of a "Fund Facts" document to an satisfy current prospectus delivery requirements.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    CSA Publishes Final Version Of National Instrument Regarding The Use Of Client Brokerage Commissions

    On October 6, 2009, the Canadian Securities Administrators (the "CSA") released the final version of National Instrument 23-102 – Use of Client Brokerage Commissions ("NI 23-102") and related Companion Policy 23-102CP.
    CanadaFinance and Banking
    Fasken
    Fasken
  • Article

    CSA Staff Consultation Note 45-401 Review Of Minimum Amount And Accredited Investor Exemptions

    On November 11, 2011, Canadian Securities Administrators ("CSA") staff issued for public consultation Note 45-401 – Review of Minimum Amount and Accredited Investor Exemptions.
    CanadaFinance and Banking
    Fasken
    Fasken
  • Article

    Falconbridge Rights Plan Upheld to Prevent Xstrata from Accumulating Blocking Position

    On June 30, the Ontario Securities Commission (OSC) decided that Falconbridge Limited’s rights plan, adopted in March, can remain in place until bidder Xstrata takes up sufficient shares to meet its majority-of-the-minority condition or July 28, 2006, whichever is earlier (July 28 is two weeks after the current expiry of Inco’s competing bid).
    CanadaFinance and Banking
    Torys
    Torys
  • Article

    Homebuyers' Deposit Protection – What It Covers, What It Doesn't

    On behalf of Michelle Dekens of The Ross Firm Professional Corporation posted in Residential Real Estate on Wednesday, October 19, 2016.
    CanadaFinance and Banking
    The Ross Firm
    The Ross Firm
  • Article

    Indemnity Costs

    What are the real legal costs which a lender can recover in a commercial foreclosure? Is it different for a residential mortgage?
    CanadaFinance and Banking
    Lindsay Kenney LLP
    Lindsay Kenney LLP
  • Article

    Industry Canada Introduces Online Search Tool For Railcar Security

    In 2013, we provided an overview of the process for registering security interests over railcars or rolling stock in Canada.
    CanadaFinance and Banking
    Cassels
    Cassels
  • Article

    Is A Witness Required For Personal Guarantees Or Signatures?

    When lending to corporations, commercial mortgage lenders often require personal guarantees from directors, shareholders, or beneficial owners.
    CanadaFinance and Banking
    Gardiner Roberts LLP
    Gardiner Roberts LLP
  • Showing 741–760 of 2180 results

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