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The amendments will also eliminate certain activity and late fees, and permanently eliminate late fees on certain registration form updates, including outside activities.

The OSC released its annual report from the Compliance and Registrant Regulation branches on August 23.

The Ontario Securities Commission (OSC) announced today that it has approved amendments to MFDA Rule 3.1.1, intended to harmonize the MFDA's minimum capital requirements with those under National Instrument 31-103 Registration Requirements and Exemptions, as well as amendments to Form 1 - Financial Questionnaire and Report.

The OSC recently approved amendments to Mutual Fund Dealers Association of Canada (MFDA) Rule 5.3 – Client Reporting and MFDA Policy No. 7 – Performance Reporting.

Late in November, the Ontario Securities Commission (OSC) released OSC Staff Notice 81-740 Update on Long-Term Asset Fund Project which discussed key themes and questions from industry stakeholders...

The Ontario Securities Commission today published final versions of harmonized derivatives rules in respect of product determination, trade repositories and derivatives data reporting. Quebec's Autorité des marchés financiers and the Manitoba Securities Commission also published final rules.

On November 1, the Ontario Securities Commission hosted OSC Dialogue 2011, a conference featuring sessions with securities regulators and industry participants.

The Ontario Securities Commission Investment Funds Branch released a notice today setting out the findings of a targeted continuous disclosure review of advertising and marketing materials of publicly offered investment funds.

As has been reported in the media, a Canadian postal strike could occur as early as tomorrow evening.

Earlier this week, the Ontario Securities Commission published an online guide to assist issuers in preparing their first IFRS interim financial report.

A memorandum of understanding between the OSC, certain other provincial securities regulators and Investment Industry Regulatory Organization of Canada (IIROC) entered into with the Mutual Fund Dealers Association of Canada (MFDA) is set to come into effect on March 23, 2011.

OSFI published a letter on February 24, 2017 allowing for a transition period in limited circumstances to facilitate compliance with the requirements in Guideline E-22 on the exchange of variation margin.

As discussed in our previous bulletin, in 2015, the Office of the Superintendent of Financial Institutions Canada ("OSFI") substantially revised the Minimum Capital Test Guideline

The Office of the Superintendent of Financial Institutions Canada recently released a draft policy advisory intended to provide guidance to administrators of federally regulated pension plans that are considering entering into an insurance or swap contract for the purpose of hedging longevity risk.

Provincially-regulated credit unions that use "bank words" to describe products or services will be relieved to hear that the OSFI has "suspended" the compliance expectations set out in the OSFI directive that we reported on in July.

The first bill to implement the proposals contained within the 2014 Federal Budget has been introduced in Parliament.

On August 31 the comment period in respect of the Canadian Securities Administrators’ Proposed Securitized Product Rules ended.

Canada's financial services and payments sector is experiencing a surge of regulatory updates, impacting the Code of Conduct for the Payment Card Industry (Code)...