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  • Article

    Ontario Securities Commission Delegates Registration-Related Powers And Duties To The Canadian Investment Regulatory Organization

    On March 5, 2025, the Ontario Securities Commission (OSC) announced that it has delegated registration-related powers and duties to the Canadian Investment Regulatory Organization (CIRO), effective April 1, 2025.
    CanadaCorporate/Commercial Law
    Dentons Canada LLP
    Dentons Canada LLP
  • Article

    Ontario Securities Commission Extends 45-507 Self-Certified Investor Prospectus Exemption

    On January 30, 2024, the Ontario Securities Commission (OSC) implemented OSC Rule 45-508 Extension to Ontario Instrument 45-507 Self-Certified Investor Prospectus Exemption in Ontario (the Rule)...
    CanadaCorporate/Commercial Law
Dentons Canada LLP
Dentons Canada LLP
  • Article

    Ontario Securities Commission Launches Consultation On Gender Diversity

    At the request of the Ontario Minister of Finance and the Minister Responsible for Women’s Issues,
    CanadaCorporate/Commercial Law
    Norton Rose Fulbright Canada LLP
    Norton Rose Fulbright Canada LLP
  • Article

    OSC Amendment Regarding Fee Certification Process For Market Participants

    On September 12, 2019, the Ontario Securities Commission (the OSC) issued a news release regarding certain amendments as to who can certify a registrant's annual fee calculation form in Ontario ...
    CanadaCorporate/Commercial Law
    Fasken
    Fasken
  • Article

    OSC Announces Compliance Review Of Derivatives Data Reporting

    OSC staff have advised that they may also attend derivatives dealers' offices to review internal processes and compare internal trade records with reported derivatives data.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    OSC Announces Launch Date For Its Whistleblower Program

    In a much-anticipated announcement, the Ontario Securities Commission said on June 16th that it will officially launch its rewards-based Whistleblower Program on July 14, 2016, less than a month from now.
    CanadaCorporate/Commercial Law
    Osler, Hoskin & Harcourt LLP
    Osler, Hoskin & Harcourt LLP
  • Article

    OSC Announces "no-contest" Settlement Program

    The Ontario Securities Commission decided it will now settle enforcement proceedings in some cases without requiring admissions of fault (announced on March 11, 2014).
    CanadaCorporate/Commercial Law
    Affleck Greene McMurtry LLP
    Affleck Greene McMurtry LLP
  • Article

    OSC Approves Amendments To The TSX Company Manual Dealing With Voluntary Delisting

    On April 30, 2015, the OSC announced that it has approved amendments to section 720 of the TSX Company Manual, which deals with the voluntary delisting of an issuer.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    OSC Approves Extension Of Temporary Exemption From OEO Trailer Ban

    The Ontario Securities Commission ("OSC") recently published OSC Rule 81-509 Extension to Ontario Instrument 81-508 Temporary Exemptions from the OEO Trailer Ban to Facilitate Dealer Rebates...
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    OSC Authority To Conduct Reviews Broadened

    Recent changes to Ontario’s Securities Act (OSA) have widened the OSC’s authority and ability to conduct continuous-disclosure and compliance reviews.
    CanadaCorporate/Commercial Law
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    OSC Hosting Seminars On OBSI Complaint Handling And Calculating Participation Fees

    The Ontario Securities Commission announced yesterday that it is adding two educational seminars to its Registrant Outreach program.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    OSC Identifies Compliance Issues In KYC And Suitability Reviews

    The Ontario Securities Commission Compliance and Registrant Regulation Branch recently released the results of its targeted compliance review of portfolio managers and exempt market dealers.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    OSC Proposes Guidelines To Clarify When It May Issue Orders That Could Be Viewed As Prohibited Blanket Orders

    The Ontario Securities Commission today requested comments on proposed guidelines regarding the OSC's interpretation and application of the prohibition in the Ontario Securities Act that restricts it from making orders of general application.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    OSC Provides Update On Crowdfunding Consultation

    The Ontario Securities Commission yesterday published a progress report on its review of potential new prospectus exemptions.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    OSC Publish Review Of Activities And Initiatives Related To Funds In 2013

    The Ontario Securities Commission today published a staff notice summarizing key initiatives and activities impacting investment fund issuers and the fund industry.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    OSC Publishes Corporate Finance Branch 2015-2016 Annual Report

    The Ontario Securities Commission (OSC) recently published OSC Staff Notice 51-727 Corporate Finance Branch 2015-2016 Annual Report.
    CanadaCorporate/Commercial Law
    Goodmans LLP
    Goodmans LLP
  • Article

    OSC Publishes Final Amendments To Fee Rule

    The published final amendments of the Ontario Securities Commission on OSC Rule 13-502 Fees and its companion policy that will see an increase to the current fees payable by market participants.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    OSC Releases Statement Of Priorities For 2012-2013

    The Ontario Securities Commission released the final version of its Statement of Priorities today for the financial year ending March 1, 2013.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    OSC Reports Increase In Enforcement Activity For 2015

    This week the Ontario Securities Commission (OSC) announced ​an increase in enforcement activity by the regulator in 2015.
    CanadaCorporate/Commercial Law
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    OSC Seeks Comments On Proposed Rules Of Procedure

    Proposed Rules of Procedure and Forms and Practice Guidelines have been published for comment by the Ontario Securities Commission which will replace the current rules and guidelines ...
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Showing 721–740 of 6399 results

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