5,883 results found

Over the past few weeks, terms like "social distancing" and "self-isolation" have found their way into the common vernacular and will no doubt end up being the Merriam Webster words of the year.

On March 9, 2023, Bill 4 of the Finance Statutes Amendment Act, 2023 received Royal Assent. The changes came into force on July 17, 2023, and are touted as a modernization of the Securities Act (the Act).

The Canadian Securities Administrators have announced that, after reviewing the comments received on Consultation Paper 25-401 Potential Regulation of Proxy Advisory Firms, they have concluded that they should address the concerns raised about services provided by proxy advisory firms.

On September 26, 2013, the Canadian Securities Administrators issued Staff Notice 11-326 Cyber Security.

As we prepare for 2023, what can we expect in Canadian M&A in the year ahead?

Key changes are in the works to the New Brunswick Securities Act which registered firms in the Province should note. An Act to Amend the Securities Act received Royal Assent from the Province on December 12, 2025.

On May 9 and 10, the Loan Syndication and Trading Association and Deal Catalyst hosted the third annual Private Credit Industry Conference on Direct Lending and Middle Market Finance.

On May 14, 2025, the CSA released Coordinated Blanket Order 45-935, which provides certain exemptions from several requirements for issuers using the listed issuer financing exemption under Part 5A of National Instrument 45-106 Prospectus Exemptions.

The Canadian Securities Administrators ("CSA") recently announced that the new self-regulatory organization ("New SRO") that will consolidate the current functions...

The Ontario Securities Commission (OSC) recently issued a news release providing guidance to issuers seeking to confidentially pre-file a prospectus.

End users are subject to the trade reporting obligation as of June 30, 2015 under local trade reporting rules adopted in these three provinces.

The Ontario Securities Commission recently released the results of a review of the forward-looking information disclosure of 60 reporting issuers.

Earlier this month on October 5th, the Ontario Securities Commission (OSC) released Rule 33-509 Exemption from Underwriting Conflicts Disclosure Requirements.

The Ontario Securities Commission released OSC Staff Notice 33-749 – Annual Summary Report for Dealers, Advisers and Investment Fund Managers on August 23, 2018 (OSC Staff Notice).

On September 9, 2016, the United States Securities and Exchange Commission ("SEC") charged RPM International Inc. ("RPM") with failing to make proper disclosure.

From a lender's perspective, perfection of its security interest in collateral by control provides stronger protection than perfection by registration.

The proposals were made based on findings of a broad review of the exemptions.