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  • Article

    Opportunities For Property Tax Relief: Application Deadline February 28, 2013!

    Owners, managers or tenants of commercial or industrial property in Ontario may qualify for property tax relief.
    CanadaCorporate/Commercial Law
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    OSC Adopts Changes To Fee Calculations

    The Ontario Securities Commission has announced that it is adopting changes to its rules setting out the fees to be paid by market participants.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
Article

OSC Again Uses Public Interest Power To Impose Penalty Where Insider Trading Law Technically Does Not Apply – Follow Up

Canadian Lawyer Magazine interviewed us last week on our recent post "OSC again uses public interest power to impose penalty where insider trading law technically does not apply".
CanadaCorporate/Commercial Law
McCarthy Tétrault
McCarthy Tétrault
  • Article

    OSC And AMF Enter Into Amended MOU With ESMA Regarding Monitoring Of Central Counterparties With Recognition Conditions

    On January 13, 2022, the Ontario Securities Commission (OSC) announced that it and Québec's Autorité des marchés financiers (AMF) have entered into an amended Memorandum of Understanding (MOU)
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    OSC And AMF Investigation Into Delayed Delivery Of Disclosure Documents To ETF Investors Leads To $1.5M In Penalties

    ​In two recent decisions, the Ontario Securities Commission and Quebec's Financial Markets Administrative Tribunal both approved settlements reached by a Canadian Bank ...
    CanadaCorporate/Commercial Law
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    OSC And BCSC Sign Oversight Agreement Regarding The Canadian Securities Exchange

    On July 16, the Ontario Securities Commission (OSC) announced that it has entered into a Memorandum of Understanding (MOU) with the British Columbia Securities Commission (BCSC)...
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    OSC And Competition Bureau Sign MOU

    The OSC and the Competition Bureau announced today the signing of a Memorandum of Understanding intended to promote cooperation between the two agencies.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    OSC Clarifies Expectations Regarding Corrective Disclosure

    The OSC has revised OSC Staff Notice 51-711 (Revised) Refilings and Corrections of Errors to clarify and expand on its expectations with respect to amendments to an issuer's continuous disclosure record, website or social media to comply with continuous disclosure requirements.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    OSC Enters Into Cooperation MOU With NYSDFS

    The Ontario Securities Commission (OSC) recently announced that it has entered into a Memorandum of Understanding (MOU) with the New York State Department of Financial Service...
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    OSC Enters Into IOSCO's Enhanced Multilateral Mou On Cooperation And Information Exchange

    The Ontario Securities Commission recently entered into an enhanced multilateral memorandum of understanding (EMMoU) with the International Organization of Securities Commissions.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    OSC Finds Non-Compliance With Interim Financial Statement Disclosure Requirements

    The Ontario Securities Commission released a staff notice last week discussing its recent review of issuer compliance with section 4.3(3) of NI 51-102 "Continuous Disclosure Obligations".
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    OSC Gains Derivatives Rule-Making Authority

    As of December 31, 2013, certain derivatives-related amendments to the Ontario "Securities Act" primarily relating to the rule-making authority of the Ontario Securities Commission have come into force.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    OSC Invites Applications For Participation Fee Relief For Certain Small Firms And Issuers

    The Ontario Securities Commission yesterday published a staff notice indicating that it would be open to providing participation fee relief for certain small registered firms and reporting issuers.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    OSC Releases 2013 Enforcement Results

    The Ontario Securities Commission today announced the results of its enforcement program for 2013.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    OSC Releases 2014 Annual Report

    The Ontario Securities Commission recently released its 2014 annual report, which provides an overview of the OSC's key accomplishments.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    OSC Releases Draft Statement Of Priorities For 2015-2016

    The Ontario Securities Commission today released a draft Statement of Priorities for the financial year ending March 31, 2016.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    OSC Settlement Proceedings May Be Applied To Investor Education

    On June 20, Ontario's Bill 55, the "Strong Action for Ontario Act (Budget Measures), 2012 received Royal Assent".
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    OSC To Allow No-Contest Settlements

    The Ontario Securities Commission announced yesterday that it is adopting a series of previously-proposed enforcement initiatives.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    OSC Undertaking Consultation On Tied Selling

    Late last month, the Ontario Securities Commission (OSC) announced that it was undertaking a consultation process in regards to the practice of tied selling among commercial lenders.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    PEI Adopts Blanket Order Providing Dealer And Adviser Registration Exemptions For Trades And Advice To U.S. Resident Clients

    Blanket Order 32-501 exempts certain U.S. broker-dealers and U.S. advisers from dealer/adviser registration requirements in Prince Edward Island in respect of trades for/advice to U.S. resident clients if certain conditions are met.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Showing 681–700 of 23599 results

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