6,399 results found

The securities regulators in Ontario, Manitoba and Quebec recently released changes to their respective rules regulating trade repositories and derivatives data reporting...

The SEC has published a taxonomy so that companies that prepare their financial statements under International Financial Reporting Standards can submit them to the SEC using XBRL (eXtensible Business Reporting Language).

In accordance with the U.S. Dodd-Frank Act, the Securities and Exchange Commission introduced proposed rules in September 2013 to provide for new "pay ratio disclosure" obligations.

With venture capital (VC) funding going through a dry spell in the first quarter of 2016, investors appear to be changing their preference of companies to invest in.

Several securities regulatory authorities have proposed, or are in the process of implementing, fee increases. The Ontario Securities Commission (OSC) has proposed amendments to OSC Rule 13-502 Fees and OSC Rule 13-503 (Commodity Futures Act) Fees which, if adopted, will become effective on April 5, 2027.

An economic downturn can result in an M&A uptick: there can be more attractive targets on the market, and sellers can be more motivated to make a deal.

CSA Staff Notice 51-345 reminds reporting issuers in the oil and gas industry that publicly disclosed estimates of future net revenue must be stated net of abandonment and reclamation costs.

New rules relating to reports filed with Canadian securities regulators in connection with private placements are expected to come into force on June 30, 2016.

Davies partner Kent Thomson was recently quoted in National Post, Financial Post, about Home Capital Group Inc. and the lengthy process it will face as it struggles to shore up its liquidity...

As noted in our previous post, the recently signed Inter-Governmental Agreement between the Canada and the U.S. relating to FATCA will modify the FATCA reporting obligations for Canadian financial institutions.

IIROC levied over $4.5 million against firms and individuals across Canada. In 2014 this number was $3.67 million.

This week the IIROC was the latest market regulatory to release its enforcement activity report for 2015. The enforcement report details the disciplinary action undertaken by IIROC last year.

The Investment Industry Regulatory Organization of Canada has released its 2017 Enforcement Report, indicating that total investigations were down from 2016 but total monetary sanctions were up slightly ...

The Investment Industry Regulatory Organization of Canada today republished for comment proposed changes to its Dealer Member Rules related to the requirement to disclose membership in IIROC as a Dealer Member.

On July 6, 2017, the IIROC published final amendments to the Universal Market Integrity Rules and the Dealer Member Rules related to best execution requirements which will come into effect on January 2, 2018.

The IIROC published results of a dealer survey on the use of business titles and financial designations and provided draft guidance on the subject.

The Investment Industry Regulatory Organization of Canada has recently released the draft guidance on the use and management of stop loss orders.