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  • Article

    CSA Maintain Status Quo On Director "Independence"

    In October 2017, the CSA issued a consultation paper to facilitate a discussion about the appropriateness of the current definition of "independence" for directors and audit committee members of reporting issuers.
    CanadaCorporate/Commercial Law
    Lawson Lundell LLP
    Lawson Lundell LLP
  • Article

    CSA Outline Priorities For 2019 - 2022

    CSA priorities over the next few years include investor protection, reducing risks to market integrity, and ensuring efficient functioning of markets
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
Article

CSA Propose Amendments To Recognize Aequitas As Senior Exchange

As we recently noted, the OSC recognized Aequitas as an exchange last month pursuant to a recognition order that will take effect as of March 1, 2015.
CanadaCorporate/Commercial Law
Stikeman Elliott LLP
Stikeman Elliott LLP
  • Article

    CSA Propose Proxy Advisory Firm Guidance In Respect Of Conflicts And Transparency

    The CSA published for comment a proposed national policy intended to provide guidance to proxy advisory firms on recommended practices.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    CSA Provide Specified Relief From CRM2 Requirements

    On May 21, 2015, the Canadian Securities Administrators issued a staff notice advising that all CSA member provinces have issued parallel orders providing relief from certain amendments...
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    CSA Publish Guidance On Implementing OBSI Dispute Resolution Mechanism

    The CSA released guidance to assist registered dealers and advisers outside Quebec, who are now required to make the services of the OBSI available to clients.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    CSA Publishes Staff Notice On Trends In Corporate Diversity

    In May, 2018, we published a blog post on amendments to the Canada Business Corporations Act relating to diversity of boards and senior management.
    CanadaCorporate/Commercial Law
    Lawson Lundell LLP
    Lawson Lundell LLP
  • Article

    CSA Release Enforcement Report For 2012

    The Canadian Securities Administrators yesterday released its 2012 Enforcement Report, which summarizes the enforcement activities of CSA members over the last few years.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    CSA Report On Medical Marijuana Issuer Finds Disappointing Disclosure Deficiencies

    The Canadian Securities Administrators today released the results of CSA staff’s review of continuous disclosure by reporting issuers announcing their intention to enter Canada's medical marijuana industry.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    CSA Staff Publish Guidance On Characterization Of Mortgage Investment Entities

    Ultimately, OSC staff characterize such MIEs as more akin to a lending business than an investment fund, and the prospectus form to be completed is Form 41-101F1.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    CSA Withdraw Best Execution Disclosure Proposal

    The CSA is withdrawing the best execution disclosure rules proposed in May 2014 in light of amendments to IIROC's best execution rules which were approved on June 28, 2017.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    Cybersecurity Resources For Dealers Published By IIROC

    On December 21, 2015, the Investment Industry Regulatory Organization of Canada (IIROC) published two best practices guides with respect to cybersecurity for IIROC dealer members...
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    Developments To Private Placement Rules Continue As Five Provinces Adopt New Prospectus Exemption

    As development of private placement exemptions continues, securities regulators in British Columbia, Alberta, Saskatchewan, Manitoba and New Brunswick have adopted another exemption to the prospectus requirement.
    CanadaCorporate/Commercial Law
    Goodmans LLP
    Goodmans LLP
  • Article

    Dip In Securities Class Actions In 2012 Not A Surprise

    In this interview about trends in securities class actions, securities litigator Brian Radnoff observed that it wasn’t surprising there were fewer securities class actions filed in Canada in 2012 than in years prior.
    CanadaCorporate/Commercial Law
    Lerners LLP
    Lerners LLP
  • Article

    Diversity And Corporate Governance - CSA Review Shows Steady, But Slow, Progress In Corporate Diversity

    The Canadian Securities Administrators (CSA) have published a Staff Notice setting out the results of their fifth annual review of representation of women on boards and in executive positions.
    CanadaCorporate/Commercial Law
    Lawson Lundell LLP
    Lawson Lundell LLP
  • Article

    Divisional Court Dismisses Appeal From Insider Trading Conviction By OSC

    The Ontario Divisional Court in Fiorillo v. Ontario Securities Commission dismissed an appeal by a number of respondents who were found liable by the Ontario Securities Commission ("OSC") for insider trading.
    CanadaCorporate/Commercial Law
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    Draganfly Inc. Lists On CSE, Files Final Prospectus And Completes Private Placement

    On Nov. 5, 2019, Draganfly Inc. (CSE: DFLY) began trading on the Canadian Securities Exchange under ticker symbol "DFLY".
    CanadaCorporate/Commercial Law
    Gowling WLG
    Gowling WLG
  • Article

    Enforcing Advisor Loans

    Will courts give weight to regulatory findings and sanctions when considering an advisor's claim that they have been wrongfully dismissed in the face of a dealer's attempt to enforce repayment
    CanadaCorporate/Commercial Law
    Torys
    Torys
  • Video

    Episode Five: Hostile Bids – Unsolicited Takeovers And Legal And Strategic Challenges (Podcast)

    In this episode, Jason Saltzman, Partner and National Lead of Dentons' M&A group, is joined by his colleagues, Alex Farcas, M&A Partner and member of the Dentons' Canada Region Board...
    CanadaCorporate/Commercial Law
    Dentons Canada LLP
    Dentons Canada LLP
  • Article

    Exempt But Not Unregulated: Ontario Securities Commission Introduces New Regulatory Measures For The Exempt Market

    On October 8, 2025, the Ontario Securities Commission (OSC) announced recent steps to further transparency and compliance in the exempt market.
    CanadaCorporate/Commercial Law
    Cassels
    Cassels
  • Showing 641–660 of 6399 results

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