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  • Article

    Important Reminders: New Year's Survey: Investment Fund Managers

    By the time you are reading this reminder, investment fund managers registered in Ontario will have received the 2023 Investment Fund Survey from the Ontario Securities Commission (OSC).
    CanadaFinance and Banking
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    Important Reminders: Upcoming Deadlines And Resources – Fast And Furious

    December 1 (yes, December 1) is the deadline for registrants in Ontario and foreign firms that rely on certain exemptions from the registration requirements to file their fee calculation forms ...
    CanadaFinance and Banking
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    Interest Rates Watch: CDOR To End In June 2024; Consultation On Potential Term CORRA Rate Announced

    With CDOR's cessation, financial contracts, systems, and processes will need to migrate to alternative reference rates.
    CanadaFinance and Banking
    Cassels
    Cassels
  • Article

    "Interest"ing Overdraft Charge Decision – Criminal Rates Of Interest Class Action Successful At Summary Trial

    The BC Court of Appeal recently dismissed the appeal in Bodnar v. Community Savings Credit Union, where the appellants attempted to overturn a declaration made after a summary trial application that ...
    CanadaFinance and Banking
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    InterRent REIT Closes $230 Million Bought Deal Financing

    On June 4, 2020, InterRent Real Estate Investment Trust (TSX-IIP.UN) ("InterRent") announced the closing of its previously announced public offering of 15,709,000 trust units from treasury.
    CanadaFinance and Banking
    Gowling WLG
    Gowling WLG
  • Article

    IRS Announces FATCA Registration System Updates

    We recently reported that the U.S. Internal Revenue Service (IRS)had stated that it was in the process of updating aspects of its Foreign Account Tax Compliance Act (FATCA)...
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    Lessons Learned - Lesson One: Get The Name Right On The Financing Statement

    One of the most common mistakes made by secured parties is registering their security using an incorrect name for the debtor.
    CanadaFinance and Banking
    Cassels
    Cassels
  • Article

    Lumina Metals Corp. Closes Its Upsized $406 Million Initial Public Offering

    On April 30, 2026, Lumina Metals Corp. (TSX: LMCU) ("Lumina Metals" or the "Company") completed its upsized initial public offering and secondary offering of common shares ("Common Shares")...
    CanadaFinance and Banking
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    Measuring ESG Metrics Proving To Be A Challenge

    ESG assessments and its credibility for determining investment strategies has been a mainstay discussion, with many concerned about the lack of standardized measurements.
    CanadaFinance and Banking
    Torys
    Torys
  • Article

    MFDA Sets Out Transition Periods For CRM Project

    MFDA members approved a number of amendments to MFDA Rules at the Annual General and Special Meeting of Members on December 1.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Podcast

    Moms Are Here To Help (Podcast)

    The Gap We're Solving: This podcast addresses a dual challenge in today's financial landscape. For next-generation investors, it provides warm, trusted guidance to help them set and achieve their goals—and find the right financial service provider to support their efforts. For financial service providers, it's a call to evolve: adapting their services and tools to meet the needs of younger investors, rather than simply applying the same approaches used with the baby boom generation.
    CanadaFinance and Banking
    Babin Bessner Spry LLP
    Babin Bessner Spry LLP
  • Article

    New Filing Requirements For Trust And Loan Companies

    Valid To Article body Article body Current Length: 2288 chars Long including spaces SourcePreview The Office of the Superintendent of Financial Institutions ("OSFI") yesterday issued a communiqué indicating that, effective July 2013,
    CanadaFinance and Banking
    McMillan LLP
    McMillan LLP
  • Article

    New FINTRAC Guidance For Publicly Naming Businesses Subject To Penalties

    On September 30, 2013, the Financial Transactions and Reports Analysis Centre of Canada announced revised criteria for determining whether it will publicly name a reporting entity that has been the subject of an administrative monetary penalty for contravening the Proceeds of Crime (Money Laundering) and Terrorist Financing Act and associated regulations.
    CanadaFinance and Banking
    Blake, Cassels & Graydon LLP
    Blake, Cassels & Graydon LLP
  • Article

    New Prepaid Payment And Promotional Product Regulations In Canada

    On May 1, 2014, Canada’s Prepaid Payment Products Regulations came into force.
    CanadaFinance and Banking
    Bennett Jones LLP
    Bennett Jones LLP
  • Article

    Ontario Introduces Limited Liability Legislation for Income Trusts

    The Ontario government tabled legislation yesterday in the legislature to provide certainty to unitholders of publicly traded trusts that their exposure to claims against the trust will be limited to their investment. The new legislation will apply to unitholders of any trust that is a "reporting issuer" under the <I>Securities Act </I>(Ontario) if its declaration of trust selects Ontario as its governing law.
    CanadaFinance and Banking
    Goodmans LLP
    Goodmans LLP
  • Article

    Ontario Rejoins The CSA To Ban Mutual Fund Deferred Sales Charges Effective June 1, 2022

    The Ontario Securities Commission (OSC) announced this month that it will be joining all the other members of the Canadian Securities Administrators (CSA) to prohibit, effective June 1, 2022.
    CanadaFinance and Banking
    McCarthy Tétrault
    McCarthy Tétrault
  • Article

    OSFI Issues Final Advisory For Early Adoption Of IFRS 9 Financial Instruments For Domestic Systemically Important Banks

    On January 9, 2015 the Office of the Superintendent of Financial Institutions ("OSFI") issued the final version of its advisory with respect to the early adoption of IFRS 9 for Domestic Systemically Important Banks ("D-SIBs") requiring that D-SIBs adopt IFRS 9 for the annual period beginning on November 1, 2017.
    CanadaFinance and Banking
    McMillan LLP
    McMillan LLP
  • Article

    OSFI Issues The Draft Guideline E-23 For Public Consultation On Enterprise-Wide Model Risk Management

    On December 21, 2016, the "OSFI" released for comment its draft Guideline E-23 Enterprise-Wide Model Risk Management Guideline (the "draft Guideline").
    CanadaFinance and Banking
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    OSFI Publishes Letter On Plans To Update Capital Requirements For Residential Mortgages

    The regulatory capital requirements are in place to mitigate the risk that federally regulated financial institutions face in loss scenarios.
    CanadaFinance and Banking
    McMillan LLP
    McMillan LLP
  • Article

    Prepaid Credit Card Class Action Remitted To Certification Judge

    ​In Jiang v. Peoples Trust Company, the Court of Appeal allowed an appeal from a class certification order and remitted the matter for further consideration by the chambers judge.
    CanadaFinance and Banking
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Showing 621–640 of 5883 results

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