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  • Article

    Provincial Securities Regulators Enter Into MOU With Croatian Financial Services Supervisory Agency

    Securities regulators in Ontario, Québec, Alberta and British Columbia recently announced that they had entered into a Memorandum of Understanding (MOU) with the Croatian Financial Services Supervisory Agency.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    Reminder: Frighteningly Close To Deadline To File Capital Markets Participation Fee Calculation Forms

    As per our reminder last month, if you are a firm registered in Ontario under the Securities Act or the Commodity Futures Act...
    CanadaCorporate/Commercial Law
    Borden Ladner Gervais LLP
Borden Ladner Gervais LLP
  • Article

    SEC Warns That Initial Coin Offerings Could Be Subject to U.S. Securities Laws

    On July 25, 2017, the U.S. Securities and Exchange Commission (SEC) issued a Report of Investigation (Report) following its investigation of The DOA and the sale of DOA tokens warning....
    CanadaCorporate/Commercial Law
    Fasken
    Fasken
  • Video

    The HealthLease Story - Part 1: Going Public (Video Content)

    In 2012, Indiana based Mainstreet Property Group, LLC, the largest developer of transitional care properties in the U.S., completed its initial public offering of HealthLease Properties REIT on The Toronto Stock Exchange.
    CanadaCorporate/Commercial Law
    Goodmans LLP
    Goodmans LLP
  • Video

    The HealthLease Story - Part 2: Growing On The TSX (Video Content)

    In 2012, Indiana based Mainstreet Property Group, LLC, the largest developer of transitional care properties in the U.S., completed its initial public offering of HealthLease Properties REIT on The Toronto Stock Exchange.
    CanadaCorporate/Commercial Law
    Goodmans LLP
    Goodmans LLP
  • Video

    The HealthLease Story - Part 3: Going Private And Mainstreet Returns (Video Content)

    In 2012, Indiana based Mainstreet Property Group, LLC, the largest developer of transitional care properties in the U.S., completed its initial public offering of HealthLease Properties REIT on The Toronto Stock Exchange.
    CanadaCorporate/Commercial Law
    Goodmans LLP
    Goodmans LLP
  • Article

    The Sap's Running Dry: CSA Reconsiders Role Of EMDs In Selling Groups

    In late November, seven Canadian securities regulators published CSA Multilateral Staff Notice 31-367 Notice and Consultation Regarding CSA Coordinated Blanket Order 31-930 Exemption...
    CanadaCorporate/Commercial Law
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    Transition Of CSA National Systems Deferred

    The CSA announced today that the transition of responsibility for the CSA national systems is being deferred.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    Transition Of CSA National Systems Rescheduled For January 13, 2014

    The CSA has now provided an update on the transition of responsibility for the CSA national systems.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    TSX Begins Public Consultation On Changes To Customized Share Certificate Requirements

    The TSX is seeking comments with respect to the possible elimination of the special requirements for security certificates that currently apply only to "Exempt Industrial Companies".
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    TSX-V Extends Private Placement Pricing Requirements To August

    The TSX Venture Exchange in January extended temporary relief from certain pricing requirements related to private placements.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    Update On Continuous Disclosure Amendments For Non-Investment Fund Issuers – Compliance Spells And Potions

    The CSA anticipates publishing a revised access model for continuous disclosure in future.
    CanadaCorporate/Commercial Law
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    IIROC Can Now Collect Fines In PEI

    ​In a recent press release, IIROC announced that it has been granted powers by the Prince Edward Island Office of Superintendent of Securities to permit it to collect fines it levies...
    CanadaCriminal Law
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    Canadian Regulators Sign Cooperation Agreement With Mauritius Regulator

    Last month, securities regulators in Ontario, British Columbia, Saskatchewan, New Brunswick, Quebec, Manitoba and Nova Scotia entered into a cooperation agreement...
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    CSA Announces Intentions For OBSI – No Tricks

    The proposal is expected to be released sometime in 2023 and we will review any such proposal with interest.
    CanadaFinance and Banking
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    CSA Extend Time For OTC Derivatives Trade Reporting

    The CSA announced today that they are pushing back the date for the implementation of OTC derivatives trade reporting obligations.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    Galantas Gold Corporation Completes $100 Million Private Placement To Fund Chilean Mining Projects

    Galantas Gold Corporation successfully closed a private placement offering of Units, attracting strategic and institutional investors including Eric Sprott, Ocean Partners UK Limited, and Melquart Limited. The proceeds will fund exploration and development work on gold and copper projects in Chile while supporting general corporate operations.
    CanadaFinance and Banking
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    Ontario Reaffirms Plan To Amend PPSA Re Cash Collateral

    According to the recently released Ontario budget, personal property security legislation will be amended to make it easier for businesses and financial institutions to provide or obtain first‐priority security interests in cash collateral.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    CIRO Cybersecurity Table-Top Exercise – The Dry Run

    Following similar forums held in 2018 and 2023, the Canadian Securities Regulatory Organization (CIRO) is hosting another series of cybersecurity table-top exercises for investment dealers and mutual fund dealers on September 30 (Toronto) and October 7 (Calgary). The forum is intended to allow participants to discuss threats, gaps in response plans and best practices through targeted case scenarios. All CIRO members are invited to participate, and CIRO has separately requested input on the development of the case scenarios.
    CanadaTechnology
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Podcast

    Suptech And RegTech Innovation In Canadian Securities Regulation (Podcast)

    Suptech And RegTech Innovation In Canadian Securities Regulation.
    CanadaTechnology
    Miller Thomson
    Miller Thomson
  • Showing 61–80 of 6398 results

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