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The applicable securities regulatory authorities recently approved amendments to the Investment Industry Regulatory Organization of Canada (IIROC) Dealer Member Rule 8.7 Dealer Member Resignations, Amalgamations, Etc.

On July 26, 2018, the Investment Industry Regulatory Organization of Canada (IIROC) proposed amendments to its Dealer Member Rules that would prohibit Dealer Members ...

Effective March 30, 2004, Canadian securities laws that determine how soon after an IPO or a private placement shareholders may resell their securities will be relaxed.

On February 19, the Ontario Securities Commission announced that it is introducing a family, friends and business associates prospectus exemption...

The Ontario Securities Commission has released a report that provides an overview of the key initiatives undertaken by the regulator during 2012 that impact investment fund issuers.

Last week, the Ontario Securities Commission released a notice reporting on staff's continuous disclosure review of investment funds' portfolio holdings.

The Form 13-502F4 Capital Markets Participation Fee Calculation (F4) must be filed on December 1 each year by all registered firms, unregistered investment fund managers, and firms operating under the exemptions available in sections 8.18 and 8.26 of NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations.

The SEC has stayed the effectiveness of its recently announced proxy access rules as a result of a legal challenge made by two leading business organizations.

On February 25, 2011, the Canadian Securities Administrators published CSA Staff Notice 31-323 Guidance Relating to the Registration Obligations of Mortgage Investment Entities.

The Toronto Stock Exchange (TSX) today announced changes to its rules that will require TSX-listed companies to obtain shareholder approval of certain public company acquisitions.

Joining Mario is Shez Bandukwala, Managing Director of KPMG's Corporate Finance Group in Toronto. Shez recently brought his 30-years of investment banking experience to the Canadian private equity market.

The Financial Transaction and Reports Analysis Centre of Canada (FINTRAC) has recently updated its industry guidance (Revised Guidance) in relation to the filing of suspicious transaction reports (STRs).

A discussion on the decision of the Supreme Court of Canada in the Indalex case.

The Ontario government recently introduced Bill 107 (the Getting Ontario Moving Act) which, among its various provisions, provides a cap on the liability of lessor of motor vehicles used

OSFI announced that recent revisions to the Minimum Capital Test (MCT) Guideline will come into effect on January 1, 2015.

On January 1st of this year, the amalgamation of investment industry self-regulatory organizations, the Investment Industry Regulatory Organization of Canada ("IIROC")...

The Canadian Advanced Technology Alliance (CATA) has just launched a new campaign in support of changing Canadian securities laws to permit crowdfunding.