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For further information, please see the new Executive Director's Designation and Determination, dated April 18, 2017.

The August 1, 2012 decision of the Ontario Securities Commission in the insider trading case, provides a clear indication of the perspectives of the regulator on improper trading activities.

The OSC is extending the consultation period in relation to their proposals respecting disclosure regarding the representation of women on boards and in senior management to October 4, 2013.

On February 19, the Ontario Securities Commission announced that it is introducing a family, friends and business associates prospectus exemption...

The Ontario Securities Commission today published guidance to assist issuers and underwriters in complying with filing requirements in respect of exempt distribution reports.

The OSC today released a notice providing guidance for issuers and advisors preparing and filing reports of exempt distribution under NI 45-106 Prospectus and Registration Exemptions

Last week, the Ontario Securities Commission released a notice reporting on staff's continuous disclosure review of investment funds' portfolio holdings.

In the latest episode of PROFIT's equity crowdfunding podcast series, Rebecca Kacaba and Mat Goldstein chat with Robert Gold about equity crowdfunding from an investor perspective.

As the population ages, banks and brokerages increasingly find that their customers are acting as attorneys for property for their elderly parents.

The amendments are intended to harmonize OSC Rule 48-501 with the Universal Market Integrity Rules, which were similarly amended in 2010.

The U.S. Securities and Exchange Commission has recently released a report of its investigation regarding whether Netflix and its CEO, Reed Hastings, violated certain securities regulations prohibiting the selective disclosure of corporate information when Hastings posted a comment on his personal Facebook page regarding the achievement of a corporate milestone.

he Alberta Securities Commission (ASC) and the Financial and Consumer Affairs Authority of Saskatchewan (FCAA) have recently announced an amendment to the self-certified investor prospectus exemption...

The U.S. securities trading settlement cycle will shorten from T+3 to T+2 (the trade date plus two business days) beginning on September 5, 2017.

The Canadian Securities Administrators proposed rules which would allow investors in large parts of the country to participate in equity crowdfunding.

Amendments to the TSX Company Manual pertaining to the requirements for evidence of security ownership have been adopted by the TSX and approved by the OSC.

On April 1, the U.K. moved to a "twin peaks" model of financial regulation that saw the Financial Services Authority cease to exist.

Securities litigation in Canada continues to be informed by changes in both civil and regulatory law. It is important for businesses to stay informed of changes to limit their exposure to potentially...