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Guidance for Corporations Responding to a Dissident Shareholder: Smoothwater Capital Partners LP I v. Equity Financial Holdings Inc., 2014 ONSC 324 In the absence of an explicit request for proxies, a single press release from a corporation that responds to criticisms from a dissident and levels its own criticisms of the dissident should not be a "solicitation" that requires the use of a proxy circular. This decision was on an application by dissident Equity shareholder Smoothwater, which

Earlier this week, IIROC published a concept paper that considers lowering the minimum capital requirement for Type 1 and Type 2 introducing brokers.