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  • Article

    Additional Information On Offering Memorandum Prospectus Exemptions – Getting Everyone Together

    Significant changes to National Instrument 45-106 Prospectus Exemptions that impact the use of the offering memorandum prospectus exemption are expected to take effect shortly on March 8, 2023.
    CanadaReal Estate and Construction
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    OSC Enters Into Arrangement To Share Personal Data With European Authorities

    The Ontario Securities Commission (OSC) recently entered into an Administrative Arrangement to allow it to continue to receive personal data from European regulatory authorities for supervisory
    European UnionCorporate/Commercial Law
Stikeman Elliott LLP
Stikeman Elliott LLP
  • Article

    Firering Strategic Minerals Plc (AIM: FRG) Announces Its Admission To Trading On The AIM Market Of The London Stock Exchange

    On November 12, 2021, Firering Strategic Minerals plc announced that it has been admitted to trading on the AIM Market of the London Stock Exchange.
    GlobalCorporate/Commercial Law
    Fasken
    Fasken
  • Article

    Key Developments In Shareholder Activism In Canada And The U.S.

    The shareholder activism landscape in Canada and the United States continues to evolve. And with activism as an established asset class and regular feature of North American capital markets...
    GlobalCorporate/Commercial Law
    McCarthy Tétrault
    McCarthy Tétrault
  • Article

    Regulators Turn Eye To AI, Data Analytics And Robo-Advice

    On 2 April 2018, the Monetary Authority of Singapore, the Central Bank of Singapore ("MAS"), announced that it was working with the financial industry to develop a guide on responsible use of data analytics and artificial intelligence.
    GlobalCorporate/Commercial Law
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    Abuse Of Dominance Investigation Discontinued Against TMX

    Securities market data provides trading-related information for publicly listed securities and allows market participants to make informed investment decisions.
    CanadaAntitrust/Competition Law
    Affleck Greene McMurtry LLP
    Affleck Greene McMurtry LLP
  • Article

    An Update On Temporary Relief From Securities Requirements Due To COVID-19

    On April 16, 2020, the Canadian Securities Administrators issued an updated version of Staff Notice 51-360 - Frequently Asked Questions Regarding Filing Extension Relief Granted By Way Of A Blanket Order In Response to COVID-19.
    CanadaCoronavirus (COVID-19)
    Burnet, Duckworth & Palmer LLP
    Burnet, Duckworth & Palmer LLP
  • Article

    L'OCRCVM Reporte La Mise En Œuvre Du Manuel De Réglementation En Langage Simple

    L'OCRCVM reporte la mise en œuvre du Manuel de réglementation en langage simple
    CanadaCoronavirus (COVID-19)
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    AF2 Capital Corp. Completes CPC IPO

    On March 15, 2021, AF2 Capital Corp. (TSXV: AF.P) successfully completed its initial public offering, raising gross proceeds of $300,000 pursuant to a prospectus dated February 17, 2021.
    CanadaCorporate/Commercial Law
    Gowling WLG
    Gowling WLG
  • Article

    Amendments To Derivatives Trade Reporting Rule To Lessen Burden On Local End-User Counterparties

    The Ontario Securities Commission, among other regulators, released amendments today to OSC Rule 91-507 Trade Repositories and Derivatives Data Reporting.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    Amendments To Dividend / Distribution Reinvestment Plans Regime

    The proposed s. 617.1 requires pre-clearance from the TSX for new DRIPs, listing of additional securities under existing DRIPs and amendments to existing DRIPs.
    CanadaCorporate/Commercial Law
    Bennett Jones LLP
    Bennett Jones LLP
  • Article

    At The Crossroads: Proposed Amendments Regarding Insider Reporting Requirements

    Earlier this spring, the Canadian Securities Administrators (CSA) proposed amendments to certain exemptions from insider reporting found in National Instrument 55-104 Insider Reporting Requirements and Exemptions (NI 55-104). The amendments are intended to clarify that the insider reporting regime applies to certain transactions involving investment funds and structured products, like structured notes and Canadian Depositary Receipts, that are based on securities of a reporting issuer.
    CanadaCorporate/Commercial Law
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    BCSC Requires Electronic Filing Of Annual Reports Of Exempt Distributions By Investment Fund Issuers

    Effective September 30, 2019, the British Columbia Securities Commission (BCSC) adopted amendments which now require investment fund issuers ...
    CanadaCorporate/Commercial Law
    Fasken
    Fasken
  • Article

    Best Execution Requirements Proposed To Be Amended By IIROC

    On December 10, 2015, the Investment Industry Regulatory Organization of Canada (IIROC) published proposed amendments to the Universal Market Integrity Rules and the Dealer Member Rules for comment.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    BLG Securities Law Resource: Short Form Prospectus Guide (2018)

    BLG is pleased to share our updated securities law resource, Short Form Prospectus Guide (2018), which is intended to serve as a reference tool in connection with the preparation and filing of short form prospectuses ...
    CanadaCorporate/Commercial Law
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    Blockchain Applications May Be Caught By Ontario's Securities Law

    The OSC has issued a press release advising stakeholders that Ontario securities law may apply to any use of distributed ledger technologies, such as blockchain, as part of financial products or service offerings.
    CanadaCorporate/Commercial Law
    McCarthy Tétrault
    McCarthy Tétrault
  • Article

    Broadridge U.S. Changes Its Policy On Interim Voting Reports

    Broadridge Financial Solutions Inc., the largest provider of proxy distribution and tallying services for North American companies, recently announced a change to its U.S. policy on providing interim voting results during proxy contests.
    CanadaCorporate/Commercial Law
    Goodmans LLP
    Goodmans LLP
  • Article

    Canadian Securities Regulators Publish Revised Guidance On Reports Of Exempt Distribution

    New rules relating to reports filed with Canadian securities regulators in connection with private placements came into force on June 30, 2016 (see our April 2016 MarketCaps).
    CanadaCorporate/Commercial Law
    Gowling WLG
    Gowling WLG
  • Article

    CCGG Releases Annual Best Practices For Proxy Circular Disclosure

    Earlier this week, the Canadian Coalition for Good Governance (CCGG) released its 2012 Best Practices for Proxy Circular Disclosure.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    Certain Canadian Securities Regulators Agree To Cooperation With Chilean Securities Regulator

    The provincial securities regulators of Ontario, Quebec, Alberta and British Columbia have entered into an exchange of letters with the Chilean securities regulator, the Superintendencia de Valores y Seguros of Chile (the "SVS").
    CanadaCorporate/Commercial Law
    Cassels
    Cassels
  • Showing 521–540 of 6398 results

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