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  • Article

    TSX Proposes A New Order Type: Long Life Orders

    A new order type is being proposed to address concerns with market quality caused by high frequency trading.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    TSX Provides Disclosure Guidance For Transactions Requiring Security Holder Approval

    On September 28, the TSX issued guidance regarding the disclosure to be included in a circular, form of written consent or press release for transactions requiring securityholder approval, such as private placements and acquisitions that result in more than 25% dilution, as well as those not involving the issuance of securities but which require security holder approval on account of the involvement of insiders or related parties for non-exempt issuers.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    TSX Updates NCIB And Dividend/Distribution Declaration Forms

    The Toronto Stock Exchange yesterday announced that it is adopting various housekeeping amendments to the TSX Company Manual.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    TSXV Amends Policy 5.1 - Loans, Loan Bonuses, Finder's Fees And Commissions

    Amendments to Policy 5.1 – Loans, Bonuses, Finder's Fees and Commissions of the TSX Venture Exchange came into force on January 26, 2015.
    CanadaCorporate/Commercial Law
    Aird & Berlis LLP
    Aird & Berlis LLP
  • Article

    Unsuitable Investments Top Investor Complaints To IIROC

    IIROC has also issued confidential Complaints and Inquiries Statistics Reports to all the firms it regualtes in conjunction with the publichishing of these statistics.
    CanadaCorporate/Commercial Law
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    Various Developments Result In Changes To Rules Governing Marketplace Operations And Trading

    On a related note, the Ontario Securities Commission recently approved changes to the protocols for the review and approval of exchange rules.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    Video #3: When Private Equity Goes Public

    Private equity sponsors preparing for an IPO need to tailor their approach to the needs of the portfolio company, the investors, and the firm itself. In this video from our IPO essentials series,
    CanadaCorporate/Commercial Law
    Torys
    Torys
  • Article

    Whistleblower Awarded $20M (USD) Under The Securities and Exchange Commission's Whistleblower Program

    On November 14, 2016, the Securities and Exchange Commission ("SEC") announced an award of more than $20 million to a whistleblower who promptly provided the regulator with valuable information that allowed the SEC to commence an enforcement action against the wrongdoers before they could squander the money.
    CanadaCorporate/Commercial Law
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    Whistleblower Program Working Well, OSC Finds In Two-Year Review

    The Ontario Securities Commission (OSC) recently released an update on the progress of its whistleblower program.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    Will The Money Pour In From Restricted Dealers New Fees

    As first reported in our November 2023 bulletin, the Ontario Securities Commission (OSC) was consulting on new fees applicable to certain dealers.
    CanadaCorporate/Commercial Law
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    Wrap-Up: The Evolving Landscape Of Securities Litigation

    With legislative changes on the horizon, new enforcement initiatives and an increasingly creative array of civil claims, securities litigation risk is posing a particular challenge for Canadian companies.
    CanadaCorporate/Commercial Law
    Blake, Cassels & Graydon LLP
    Blake, Cassels & Graydon LLP
  • Article

    Yukon's Securities Transfer Act Now In Force

    Yukon recently proclaimed the Securities Transfer Act and related amendments to the Personal Property Security Act (related to security interests in investment property) into force effective May 1, 2015...
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    Trump Trumped at the Supreme Court

    Last year, the Ontario Court of Appeal ​​'s decision in Singh v Trump overturned a lower court decision and awarded the plaintiff damages against Donald J. Trump Sr. (as he then was) for negligent misrepresentation with respect to a Trump Hotel investement program (read about that here).
    CanadaCriminal Law
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    CLE VI - Key Topics In Canadian Corporate Energy Law

    On Tuesday, February 2, the firm's Calgary office hosted its Continuing Legal Education Roundup (CLE VI) and a provided a review of key topics in the following areas.
    CanadaEnergy and Natural Resources
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    "Perspicacious Speculation" Of A Possible Oil And Gas Transaction Held Not To Constitute Insider Trading

    On June 17, 2014, the Alberta Securities Commission released a decision, Re Hagerty. In this case, the Staff of the ASC (Staff) alleged that Sherry Hagerty and her spouse Gary Hagerty engaged in illegal insider trading and tipping.
    CanadaEnergy and Natural Resources
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    PIPE Investments In Canadian Listed Oil & Gas Companies

    A substantial private placement or "private investment in public equity" (a PIPE) involves the direct or indirect acquisition of a control position in a public company by an investor...
    CanadaEnergy and Natural Resources
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    Stans Energy Corp. v. Kyrgyz Republic, 2015 ONSC 3236

    Stans Energy applied in Ontario to enforce an award issued by a Moscow arbitration panel, and obtained an ex parte Mareva injunction freezing shares in Toronto-based Centerra Gold Inc...
    CanadaEnergy and Natural Resources
    McCarthy Tétrault
    McCarthy Tétrault
  • Article

    Davies Comments On First Proposed Canadian Sustainability Disclosure Standards

    Davies recently submitted a comment letter in response to public consultations initiated by the Canadian Sustainability Standards Board (CSSB) regarding their draft sustainability and climate disclosure standards...
    CanadaEnvironment
    Davies Ward Phillips & Vineberg LLP
    Davies Ward Phillips & Vineberg LLP
  • Article

    A Little Breathing Room – FSRA Announces Additional Time To Comply With Title Protection Framework In Ontario

    The Financial Services Regulatory Authority of Ontario (FSRA) announced in December that it was giving industry participants that use the title of "financial advisor" or "financial planner"...
    CanadaFinance and Banking
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    A View From The Scenic Route: The 2025 OTC Derivatives Report

    The Ontario Securities Commission has released its 2025 Annual Report on Canadian OTC derivatives markets, revealing significant shifts in market composition and regulatory oversight. Interest rate derivatives continue to dominate with 88.2% of total gross notional outstanding, while new data quality standards and expanded clearing requirements signal a more sophisticated regulatory approach to derivatives monitoring and risk management.
    CanadaFinance and Banking
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Showing 481–500 of 6398 results

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