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In Re Neher ( reasons and order) a foreign partner in a major national law firm who worked for a publically-traded company admitted to trading shares in that company while the company was included on the firm's restricted list.

The Canadian Securities Administrators today released a consultation paper considering concerns raised by market participants regarding the services provided by proxy advisory firms.

The British Columbia Securities Commission ("BCSC") reported earlier this month that its $21.7 million disgorgement order against Michael Lathigee was recognized by a court in Nevada where

As mentioned above, the Phase 1 rollout of the new SEDAR+ filing system will be launching on June 13, 2023. This phase of the rollout requires numerous filings to be submitted

The exemption also gives businesses headquartered in Ontario access to a new source of capital.

On June 16, 2016, the Alberta Securities Commission concluded Settlement Agreements with three senior executives from Poseidon Concepts, an Alberta corporation.

Les courtiers, les conseillers en placement et les gestionnaires de fonds - Entreprises non résidentes exerçant des activités liées aux valeurs mobilières (« ENRAVM »)

While 2019 to date has witnessed fewer proxy contests in Canada compared with the corresponding period in 2018, activity increased in some industries, notably the resource sector, to levels not seen since 2015.

Shareholder proposals have long been an effective tool for investors to raise environmental, social and governance issues and foster engagement with a public company.

The common shares subsequently commenced trading, having received TSXV consent.

Investors holding foreign securities will soon have the benefit of a new, liberal rule permitting resales outside of Canada.

The comprehensive consultation is fully supported by the government and seeks to enable the transformation of inefficient past practices.

The Respondent admitted that he entered an unauthorized trade in a client account while subject to close supervision imposed under a prior IIROC settlement agreement.

The Canadian Securities Administrators (CSA) and the Canadian Investment Regulatory Organization (CIRO) have released their much-anticipated Client Focused Reforms (CFR) Phase 2 Sweep Report...

On March 18, 2020, the Canadian Securities Administrators ("CSA") advised issuers and other capital market participants of its response to the recent COVID-19 development.

BLG's Investment Management Group is pleased to share its Registration Rules Book, a compilation of the most commonly used national and multilateral instruments and policies...

The New Self-Regulatory Organization of Canada (New SRO) has proposed amendments to the Universal Market Integrity Rules (UMIR) and the Investment Dealer and Partially Consolidated Rule...

The TSX has recently issued a Staff Notice providing new guidance on director election requirements.