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  • Article

    OSC Extends Proficiency Exemption For Alternative Mutual Fund Trading

    The blanket relief, which was set to expire on July 28, 2022, has now been extended to January 29, 2024.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    OSC Extends Temporary Changes To Service Commitment

    As part of its annual review, the Ontario Securities Commission (OSC) published an updated OSC Service Commitment and announced that all the temporary changes to its service commitments...
    CanadaCorporate/Commercial Law
    Cassels
    Cassels
Article

OSC Finds "Unacceptable" Level Of Compliance With Mining Disclosure

The Ontario Securities Commission today published a report setting out Staff's findings in respect of a recent compliance review of technical reports filed by mining issuers.
CanadaCorporate/Commercial Law
Stikeman Elliott LLP
Stikeman Elliott LLP
  • Article

    OSC Freeze Orders: Lower Burden for the OSC to Freeze Property Pursuant to an Investigation

    The Court found that the amended language of s. 126 (b) of the Securities Act required a change to the proper approach to whether a freeze order should be granted.
    CanadaCorporate/Commercial Law
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    OSC HoldsTthat Sino-Forest Engaged In Deceitful Or Dishonest Conduct

    In a recent 300 page decision, the OSC concluded that Sino-Forest engaged in deceitful and dishonest conduct in relation to the disclosure of its assets and revenues.
    CanadaCorporate/Commercial Law
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    OSC Proposes Mandatory Electronic Filing Of Documents

    The Ontario Securities Commission has recently released a proposed rule that would mandate the filing of certain required documents with the Commission in electronic format.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    OSC Releases Registrant Compliance Review Findings For Fiscal Year 2020-2021

    The Ontario Securities Commission (OSC) recently released its annual Summary Report for Dealers, Advisors and Investment Fund Managers (Summary Report) for the 2020-2021 fiscal year.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    OSC Releases Report On Asset Impairment And Segment Reporting Disclosure

    The OSC's Office of the Chief Accountant published a bulletin setting out its observations in regards to issuers' asset impairment and segment reporting in light of IAS 36 Impairment of Assets and IFRS 8 Operating Segments.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    OSC Republishes Rule For Distributions Outside Of Canada

    The Ontario Securities Commission has published amendments to its proposed OSC Rule 72-503 Distributions Outside of Canada originally published last year.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    OSC To Hold Crowdfunding Roundtable

    The Ontario Securities Commission has announced that it will be hosting a roundtable discussion on June 11 to obtain input from investors regarding investing in small and medium sized enterprises and start-ups.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    OSC To Hold Hearings On Proposed Enforcement Initiatives

    The Ontario Securities Commission announced yesterday that it will hold a policy hearing on June 17 to hear submissions from interested parties who submitted responses in response to its 2011 proposed enforcement initiatives.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    OSC To Host Roundtables On Best Interest Duty

    The Ontario Securities Commission will be hosting two roundtables in June to discuss issues identified in the CSA Consultation Paper 33-403, which considers the imposition of a statutory fiduciary duty on advisers and dealers to act in the best interests of clients.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    OSC To Require Mandatory Electronic Filing Of Documents

    The Ontario Securities Commission recently announced the adoption of a rule that will make electronic filing mandatory for certain documents currently filed with the OSC in paper format.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    Prepare Now For Shareholder Activism

    Shareholder activism is in the news daily, with both existing shareholders and activist fund investors of publicly-traded companies demanding improved corporate governance and performance.
    CanadaCorporate/Commercial Law
    Gowling WLG
    Gowling WLG
  • Article

    Public M&A Mid-Year Review (Trending2013: An M&A Series)

    Partner Alex Iliopoulos and associate Carolyn Stroz provide an mid-year review of the public M&A landscape in Canada.
    CanadaCorporate/Commercial Law
    Cassels
    Cassels
  • Article

    Regulators Adopt Changes To CRM2 Project

    The Investment Industry Regulatory Organization of Canada announced that Phase 2 of its Client Relationship Model amendments have been approved by the applicable securities regulatory authorities.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    Regulators Issue Temporary Exemptions From The OEO Trailer Ban

    The Ontario Securities Commission (OSC) recently announced a temporary exemption from the order execution only (OEO) trailer ban in order to facilitate client transfers and rebates of trailing commissions.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    Reminder: Keeping Capital Markets Participation Fee Filings Attacca

    This year, the annual filings for Form 13-502F4 Capital Markets Participation Fee Calculation are due by November 1, 2024.
    CanadaCorporate/Commercial Law
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    Sabina Gold & Silver Corp. Completes $28.1 Million Financing

    Gowling WLG advised Sabina with respect to this financing with a team that included Brett Kagetsu and Tara Amiri.
    CanadaCorporate/Commercial Law
    Gowling WLG
    Gowling WLG
  • Article

    SEC Releases Guidance In Respect Of Proxy Advisory Firms

    On June 30, the U.S. Securities and Exchange Commission released a staff legal bulletin intended to provide guidance for investment advisers that retain proxy advisory firms to assist with proxy voting duties.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Showing 441–460 of 6398 results

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