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  • Article

    BNY Mellon Fined $15-Million By SEC In Financial Industry Anti-Corruption Sweep

    Bank of New York Mellon (BNY Mellon) recently agreed to pay a fine of US$14.8-million to the U.S. Securities and Exchange Commission (SEC).
    CanadaFinance and Banking
    Osler, Hoskin & Harcourt LLP
    Osler, Hoskin & Harcourt LLP
  • Article

    Canada Moves Forward On Its Consumer-Driven Banking Framework

    Canada's consumer-driven banking framework is entering a pivotal phase, marking a turning point towards modernizing Canada's financial sector. Consumer-driven banking, also known as open banking, is a secure framework...
    CanadaFinance and Banking
    Goodmans LLP
    Goodmans LLP
Article

Canada Offers Guarantee Of Bank Debt

The Canadian government today announced a temporary program to guarantee mid to longer term debt issued by Canadian banks and other federally-regulated deposit-taking institutions.
CanadaFinance and Banking
Stikeman Elliott LLP
Stikeman Elliott LLP
  • Article

    Canadian Securities Administrators To Review Exchange-Traded Funds

    The Canadian Securities Administrators (CSA) announced in August 2023 that they are undertaking a review of exchange-traded funds (ETFs). In Canada, approximately 15% of all public investment fund...
    CanadaFinance and Banking
    Dentons Canada LLP
    Dentons Canada LLP
  • Article

    Canadian Securities Law News: Canadian Securities Regulators Enter Into Supervisory Cooperation Arrangements With European Financial Regulators

    Securities regulators in Ontario, Québec, Alberta and British Columbia have entered into supervisory Memorandums of Understanding with financial regulators of certain European countries.
    CanadaFinance and Banking
    McCarthy Tétrault
    McCarthy Tétrault
  • Article

    Capital-Raising Limit Is Significantly Increased Under Listed Issuer Prospectus Exemption

    Canadian securities regulators, including the Ontario Securities Commission, have significantly increased the limit on the amount of capital...
    CanadaFinance and Banking
    Torkin Manes LLP
    Torkin Manes LLP
  • Article

    CFTC Postpones Key Effective Dates, Resulting In Extra Time For Compliance

    On the eve of a critical December 31, 2012 deadline for many market participants in the global over-the-counter ("OTC") derivatives market, the US Commodity Futures Trading Commission ("CFTC") approved interim final rules (the "Rules") for the largest participants in the OTC derivatives market, Swap Dealers and Major Swap Participants, thereby affecting others in the international OTC derivatives market so long as they face Swap Dealers, Major Swap Participants and in some cases their affiliates
    CanadaFinance and Banking
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    CIB Invests $100 Million With Noventa To Decarbonize Buildings

    On April 17, 2023, the Canada Infrastructure Bank (CIB) announced that it had reached financial close with Noventa Energy Partners (Noventa) on an investment towards sustainable retrofit projects.
    CanadaFinance and Banking
    Gowling WLG
    Gowling WLG
  • Article

    CIRO's New Proposed Guidance Allowing OEO Dealers More Cover

    On August 22, the Canadian Investment Regulatory Organization (CIRO) proposed updated guidance for order execution only (OEO) dealers...
    CanadaFinance and Banking
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    CIRO Approved As A Credentialing Body

    The Canadian Investment Regulatory Organization (CIRO) was recently approved by the Financial Services Regulatory Authority of Ontario (FSRA) as a credentialing body for purposes...
    CanadaFinance and Banking
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    Compliance Burdens For Payment Service Providers Under Final Retail Payment Activities Act Regulations

    On November 22, 2023, the final regulations to the Retail Payment Activities Act (RPAA) were released. Changes from the draft regulations released earlier this year are minimal, and payment...
    CanadaFinance and Banking
    Osler, Hoskin & Harcourt LLP
    Osler, Hoskin & Harcourt LLP
  • Article

    Consumer Protections: FSRA Panel Releases Report

    The Consumer Advisory Panel (Panel) to the Financial Services Regulatory Authority of Ontario (FSRA) provides advice from a consumer perspective on policy and regulatory...
    CanadaFinance and Banking
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    Cooper Equipment Rentals Acquires Prime Rentals

    On March 1, 2019, Cooper Equipment Rentals Limited ("Cooper") acquired the business of Prime Rentals Ltd. in southern Alberta.
    CanadaFinance and Banking
    Gowling WLG
    Gowling WLG
  • Article

    Court of Appeal Stays Judgment in Livent, Pending Application for Leave to Appeal to SCC

    On May 24, 2016, the Ontario Court of Appeal issued the latest decision in the ongoing Livent legal saga. Some two years previously, Gans J. of the Superior Court of Justice awarded judgment in favour of Livent's Special Receiver against the company's former auditors.
    CanadaFinance and Banking
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    Court Of Appeal Upholds Power Of Sale Safe Harbour Protection

    The Court of Appeal for Ontario has overturned a decision that we wrote about in May 2021: Court Sets Aside Power of Sale Transfer to Good Faith Buyer.
    CanadaFinance and Banking
    Pallett Valo LLP
    Pallett Valo LLP
  • Article

    CSA Seek Comment On The Regulatory Framework Governing The MFDA And IIROC

    On June 25, the Canadian Securities Administrators (CSA) published a consultation paper (the Consultation Paper)
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    Davies Comments On Proposed Amendments To National Instrument 81-102 Investment Funds

    Davies recently submitted a comment letter in response to public consultations initiated by the Canadian Securities Administrators (CSA) regarding proposed amendments to National Instrument 81-102 Investment Funds concerning liquidity risk management...
    CanadaFinance and Banking
    Davies Ward Phillips & Vineberg LLP
    Davies Ward Phillips & Vineberg LLP
  • Article

    Domestic Systematically Important Banks

    On March 26, 2013, the Office of the Superintendent of Financial Institutions ("OSFI"), the Canadian bank regulator, issued an Advisory.
    CanadaFinance and Banking
    Lavery
    Lavery
  • Podcast

    Don't Forget To Call Your Advisor! (Podcast)

    Investors should proactively communicate life changes to their financial service providers.
    CanadaFinance and Banking
    Babin Bessner Spry LLP
    Babin Bessner Spry LLP
  • Video

    Emerging Growth And Venture Technology Video Series Part Five: Affordable Financing (Video)

    Dentons Canada collaborated with Globalive Media to produce an eight-part video series featuring clients from emerging growth and venture technology companies across the country.
    CanadaFinance and Banking
    Dentons Canada LLP
    Dentons Canada LLP
  • Showing 401–420 of 5883 results

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