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The Ontario Securities Commission has published proposed rules that would require that all over-the-counter derivative transactions be reported to trade repositories.

The Investment Funds and Structured Products Branch of the OSC today published its third release in respect of IFRS disclosure deficiencies for investment funds.

Earlier today, the Ontario Securities Commission released the December 2011 issue of its Investment Funds Practitioner.

The Ontario Securities Commission published a staff notice today to advise of procedural changes relating to the review of personal information forms (PIFs) in connection with prospectus offerings.

The OSC today published answers to frequently asked questions concerning compliance with Ontario derivatives trade reporting requirements.

The OSC today released a report prepared by its Compliance and Registrant Regulation Branch that summarized the new and proposed rules impacting registrants, provided information intended to assist firms and individuals applying for registration, and identified deficiencies found in compliance reviews of registrants.

The OSC's Investment Funds and Structured Products Branch released a notice setting out deficiencies identified by branch staff in their preliminary review of IFRS interim financial reports.

The Canadian Securities Administrators has just announced that derivative trade reporting will be delayed until October 31, 2014 (June 30, 2015 if no derivatives dealer is involved in the trade).

On May 3, the Ontario Securities Commission published a notice summarizing the public comments received to date on Maple Group's proposed acquisition of TMX Group and identifying changes to the application since its original publication in October 2011.

In a decision released yesterday, the Quebec Court of Appeal found plans for a national securities regulator to be outside the jurisdiction of the federal government. As we recently discussed, an Alberta ruling of last month came to the same conclusion.

On November 26, 2014, the Quebec Minister of Finance presented Bill 28 to the National Assembly.

Québec’s financial services regulator, the Autorité des marchés financiers (AMF), has issued a reminder that firms registered or otherwise licensed by the AMF in Québec, including as securities dealers or advisers, must file their semi-annual report of client complaints on the AMF’s Complaint Reporting System (CRS) by January 30 covering the period of July 1 to December 31.

Le Reporter (publié en anglais seulement) est un sommaire mensuel de l'évolution des législations et réglementations internationales et fédérales canadiennes qui sont pertinentes pour les...

Le Reporter (publié en anglais seulement) est un sommaire mensuel de l'évolution des législations et réglementations internationales et fédérales canadiennes qui sont pertinentes pour les institutions financières de régime fédéral au Canada.

On June 4, 2010, the Investment Industry Regulatory Organization of Canada published proposed amendments to its Dealer Member Rules to address the fairness of pricing and transparency of OTC market transactions.

The Canadian Securities Administrators on Monday issued a news release to update stakeholders on efforts to reform Canada's OTC derivatives market to conform with G-20 commitments.

If you haven't yet turned your mind to your annual exempt trade reports for investment fund issuers, now is the time. As noted in last month's bulletin...